SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Peyton Whitney E.

(Last)

(First)

(Middle)

C/O ORANGEHOOK, INC.

319 BARRY AVENUE SOUTH, SUITE 300

(Street)

WAYZATA

55391

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
ORANGEHOOK, INC. [ ORHK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
04/24/2018

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock								240,326	I	By TruSec ID, Inc.⁽¹⁾
Common Stock	04/24/2018		M		10,000	A	$0.01	536,202	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Series OH-2 Convertible Preferred Stock	⁽²⁾							⁽²⁾	⁽²⁾	Common Stock	851,994⁽²⁾		5,958⁽²⁾	D
Common Stock Warrants (right to buy)	$0.01	04/24/2018		M		10,000		⁽³⁾	05/04/2018	Common Stock	10,000	$0	0	D
Common Stock Warrants (right to buy)	$7							⁽³⁾	11/20/2020	Common Stock	12,500		12,500	D
Common Stock Warrants (right to buy)	$10							⁽³⁾	05/04/2021	Common Stock	14,286		14,286	D
Common Stock Warrants (right to buy)	$7							⁽³⁾	12/02/2021	Common Stock	35,750		35,750	D
10% Convertible Promissory Note	$7							⁽⁴⁾	⁽⁴⁾	Common Stock	$10,027.4⁽⁴⁾		$10,027.4⁽⁴⁾	D
Common Stock Warrants (right to buy)	$7							⁽³⁾	12/31/2024	Common Stock	390,247		390,247	D

Explanation of Responses:

1. Mr. Peyton is the sole director of TruSec ID, Inc. and disclaims beneficial ownership of the shares held by TruSec ID, Inc. except to the extent of his pecuniary interest therein.

2. Each share of Series OH-2 Convertible Preferred Stock is convertible at any time at the election of the holder into 143 shares of OrangeHook common stock and does not have an expiration date. This amount reflects the cumulative number of shares of Series OH-2 Convertible Preferred Stock Reporting Person holds, all previously reported.

3. Fully exercisable.

4. Note amount does not reflect accrued interest. Principal and interest are convertible at any time at the election of the holder, and the note is due on demand.

Remarks:

	/s/ Ryan C. Brauer as Attorney-in-Fact for Whitney E. Peyton pursuant to Power of Attorney previously filed.	04/26/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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