0001181431-13-008370.txt : 20130211 0001181431-13-008370.hdr.sgml : 20130211 20130211182729 ACCESSION NUMBER: 0001181431-13-008370 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130207 FILED AS OF DATE: 20130211 DATE AS OF CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garland Greg C. CENTRAL INDEX KEY: 0001503107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35349 FILM NUMBER: 13593664 MAIL ADDRESS: STREET 1: 600 NORTH DAIRY ASHFORD CITY: HOUSTON STATE: TX ZIP: 77079 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phillips 66 CENTRAL INDEX KEY: 0001534701 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 453779385 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3010 BRIARPARK DRIVE CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 281-293-6600 MAIL ADDRESS: STREET 1: 3010 BRIARPARK DRIVE CITY: HOUSTON STATE: TX ZIP: 77042 4 1 rrd369682.xml GARLAND FORM 4 02 11 2013 X0306 4 2013-02-07 0 0001534701 Phillips 66 PSX 0001503107 Garland Greg C. 3010 BRIARPARK DRIVE HOUSTON TX 77042 1 1 0 0 Chairman, CEO and President Restricted Stock Units 2013-02-07 4 A 0 42730.0000 62.17 A 117154.0000 D Common Stock 12275.4500 I By Phillips 66 Savings Plan Performance Stock Units 2013-02-07 4 A 0 100000.0000 0 A Common Stock 100000.0000 132474.0000 D Stock Options (right to buy) 62.17 2013-02-07 4 A 0 158500 0 A 2023-02-07 Common Stock 158500 158500 D Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also elect to defer conversion of stock units until a later date. Performance Stock Units settle for cash based on the fair market value on the vesting date, which is the third anniverary of the grant provided performance criteria are met. Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniverary of the grant provided performance criteria are met. The Performance Stock Units do not have an expiration date. The stock options become exercisable in three equat annual installments beginning on February 7, 2014. Grant F. Adamson (by Power of Attorney filed with the Commission on April 12, 2012) 2013-02-11