0001193125-12-060622.txt : 20120214 0001193125-12-060622.hdr.sgml : 20120214 20120214155725 ACCESSION NUMBER: 0001193125-12-060622 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Oxford Resource Partners LP CENTRAL INDEX KEY: 0001412347 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-85797 FILM NUMBER: 12609330 BUSINESS ADDRESS: STREET 1: 544 Chestnut Str CITY: Coshocton STATE: OH ZIP: 43812 BUSINESS PHONE: 740-622-6302 MAIL ADDRESS: STREET 1: 544 Chestnut Str CITY: Coshocton STATE: OH ZIP: 43812 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen Energy MLP Total Return Fund CENTRAL INDEX KEY: 0001502711 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-8146 MAIL ADDRESS: STREET 1: 333 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 SC 13G 1 d301833dsc13g.htm OXFORD RESOURCE PARTNERS, L.P. Oxford Resource Partners, L.P.

UNITED STATES

SECURITIES AND EXCHANGE

COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No.     )*

Oxford Resource Partners, L.P.

 

(Name of Issuer)

Common Units Representing Limited Partner Interests

 

(Title of Class of Securities)

691807101

 

(CUSIP Number)

December 31, 2011

 

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

  x Rule 13d-1(b)

 

  ¨ Rule 13d-1(c)

 

  ¨ Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

CUSIP No. 691807101   13G   Page 2 of 5

 

 

      1.   

Names of Reporting Persons.

Nuveen Energy MLP Total Return Fund

      2.    Check the Appropriate Box if a Member of a Group (See Instructions)
    

 

(a)

   

 

¨

     (b)    ¨
      3.   

SEC Use Only

 

      4.   

Citizenship or Place of Organization

Massachusetts

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

    5.   

Sole Voting Power

 

 

  

 

6.

   

 

Shared Voting Power

693,815 Shares1

 

  

 

7.

   

 

Sole Dispositive Power

 

 

  

 

8.

   

 

Shared Dispositive Power

693,815 Shares1

 

      9.   

Aggregate Amount Beneficially Owned by Each Reporting Person

693,815 Shares

 

      10.   

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨

 

 

      11.   

Percent of Class Represented by Amount in Row (9)

6.7%

 

      12.   

Type of Reporting Person (See Instructions)

IV

 

 

 

 

1 

Fiduciary Asset Management Inc. (“FAMCO”), which acts as investment subadviser to the Reporting Person, holds the power to vote and to dispose of the shares owned by the Reporting Person. FAMCO has filed its own Schedule 13G reporting its beneficial ownership of the Issuer’s shares.

 

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Item 1.
   (a)     

Name of Issuer:

Oxford Resource Partners, L.P.

   (b)     

Address of Issuer’s Principal Executive Offices:

41 South High Street, Suite 3450, Columbus, OH 43215

Item 2.         
   (a)     

Names of Persons Filing:

Nuveen Energy MLP Total Return Fund (the “Fund”)

   (b)     

Address of Principal Business Office or, if none, Residence:

333 West Wacker Drive, Chicago, IL 60606

   (c)     

Citizenship:

The Fund is a business trust organized under the laws of the Commonwealth of

Massachusetts.

   (d)     

Title of Class of Securities:

Common Units Representing Limited Partner Interests

   (e)     

CUSIP Number:

691807101

Item 3.    If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
   (a)      ¨      Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
   (b)      ¨      Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
   (c)      ¨      Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
   (d)      x      Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
   (e)      ¨      An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
   (f)      ¨      An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
   (g)      ¨      A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
   (h)      ¨      A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
   (i)      ¨      A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
   (j)      ¨      A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
   (k)      ¨      Group, in accordance with §240.13d-1(b)(1)(ii)(K).

 

 

 

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Item 4.      Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
   (a)  

Amount beneficially owned:

 

693,815 Shares

 

 

   (b)  

Percent of class:

 

6.7%, based on 10,358,428 common units outstanding as of November 7, 2011, as reported in the Issuer’s most recent Form 10-Q filed on November 9, 2011.

 

   (c)  

Number of shares as to which the person has:

 

     (i)   

Sole power to vote or to direct the vote

 

 

     (ii)   

Shared power to vote or to direct the vote

 

693,815 Shares

 

     (iii)   

Sole power to dispose or to direct the disposition of

 

 

     (iv)   

Shared power to dispose or to direct the disposition of

 

693,815 Shares

 

 

 

Item 5. Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨

Not Applicable.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person

Not Applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not Applicable.

 

Item 8. Identification and Classification of Members of the Group

Not Applicable.

 

Item 9. Notice of Dissolution of Group

Not Applicable.

 

Item 10. Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

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Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct.

Dated: February 14, 2012

 

 

NUVEEN ENERGY MLP TOTAL RETURN FUND
By     /s/ Gifford R. Zimmerman                                    
  Gifford R. Zimmerman
  Chief Administrative Officer

 

 

 

 

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