0001502631-17-000002.txt : 20170130 0001502631-17-000002.hdr.sgml : 20170130 20170130094231 ACCESSION NUMBER: 0001502631-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170130 DATE AS OF CHANGE: 20170130 EFFECTIVENESS DATE: 20170130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Orinda Asset Management LLC CENTRAL INDEX KEY: 0001502631 IRS NUMBER: 272804413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15243 FILM NUMBER: 17555570 BUSINESS ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 150-A CITY: ORINDA STATE: CA ZIP: 94563 BUSINESS PHONE: 925-253-1300 MAIL ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 150-A CITY: ORINDA STATE: CA ZIP: 94563 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001502631 XXXXXXXX 12-31-2016 12-31-2016 false Orinda Asset Management LLC

4 Orinda Way Suite 150-a Orinda CA 94563

13F HOLDINGS REPORT 028-15243 N Cynthia Yee 925-253-1300 Cynthia Yee Orinda CA 01-30-2017 0 35 111612 INFORMATION TABLE 2 infotable.xml ARBOR RLTY TR INC COM 038923108 1383 185402 SH SOLE 185402 0 0 CITY OFFICE REIT INC COM 178587101 5484 416382 SH SOLE 416382 0 0 GLADSTONE COML CORP COM 376536108 2014 100177 SH SOLE 100177 0 0 GLOBAL NET LEASE INC COM 379378102 3214 410486 SH SOLE 410486 0 0 KENNEDY-WILSON HLDGS INC COM 489398107 2634 128500 SH SOLE 128500 0 0 LADDER CAP CORP CL A 505743104 2834 206559 SH SOLE 206559 0 0 WHEELER REAL ESTATE INVT TR COM 963025101 5314 3125670 SH SOLE 3125670 0 0 WHEELER REAL ESTATE INVT TR CV PFD SER B 963025309 5360 242100 SH SOLE 242100 0 0 WHEELER REAL ESTATE INVT TR PFD CNV SER D 963025606 7543 321100 SH SOLE 321100 0 0 WHITESTONE REIT COM 966084204 3162 219848 SH SOLE 219848 0 0 AGNC INVT CORP COM 00123Q104 2266 125000 SH SOLE 125000 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 3602 216706 SH SOLE 216706 0 0 BLUEROCK RESIDENTIAL GRW REI COM CL A 09627J102 4196 305839 SH SOLE 305839 0 0 COLONY CAP INC CL A 19624R106 499 24631 SH SOLE 24631 0 0 COLONY CAP INC CONV PFD-C 19624R403 10428 447551 SH SOLE 447551 0 0 COMMUNICATIONS SALES&LEAS IN COM 20341J104 3430 135000 SH SOLE 135000 0 0 EPR PPTYS CONV PFD 9% SR E 26884U307 1660 46268 SH SOLE 46268 0 0 FELCOR LODGING TR INC PFD CV A $1.95 31430F200 9168 368046 SH SOLE 368046 0 0 FRONTIER COMMUNICATIONS CORP PFD CONV SER-A 35906A207 1279 17989 SH SOLE 17989 0 0 GLOBAL MED REIT INC COM NEW 37954A204 602 67466 SH SOLE 67466 0 0 INDEPENDENCE RLTY TR INC COM 45378A106 9361 1049452 SH SOLE 1049452 0 0 MEDEQUITIES RLTY TR INC COM 58409L306 1141 102800 SH SOLE 102800 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 943 60000 SH SOLE 60000 0 0 NORTHSTAR ASSET MGMT GROUP I COM 66705Y104 2126 142500 SH SOLE 142500 0 0 PATTERN ENERGY GROUP INC CL A 70338P100 1517 79874 SH SOLE 79874 0 0 RESOURCE CAP CORP NOTE 6.000%12/0 76120WAA2 2889 3000000 SH SOLE 3000000 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 1334 54642 SH SOLE 54642 0 0 SELECT INCOME REIT COM SH BEN INT 81618T100 8487 336777 SH SOLE 336777 0 0 STARWOOD PPTY TR INC COM 85571B105 3914 178322 SH SOLE 178322 0 0 VEREIT INC COM 92339V100 2961 350000 SH SOLE 350000 0 0 UMH PPTYS INC CV RED PFD-A 903002202 461 17936 SH SOLE 17936 0 0 NEW YORK REIT INC COM 64976L109 124 12250 SH SOLE 12250 0 0 MONOGRAM RESIDENTIAL TR INC COM 60979P105 271 25000 SH SOLE 25000 0 0 REVEN HSG REIT INC COM NEW 761378207 1 200 SH SOLE 200 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 10 3000 SH SOLE 3000 0 0