0001502631-16-000020.txt : 20161025 0001502631-16-000020.hdr.sgml : 20161025 20161025103620 ACCESSION NUMBER: 0001502631-16-000020 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161025 DATE AS OF CHANGE: 20161025 EFFECTIVENESS DATE: 20161025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Orinda Asset Management LLC CENTRAL INDEX KEY: 0001502631 IRS NUMBER: 272804413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15243 FILM NUMBER: 161949547 BUSINESS ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 150-A CITY: ORINDA STATE: CA ZIP: 94563 BUSINESS PHONE: 925-253-1300 MAIL ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 150-A CITY: ORINDA STATE: CA ZIP: 94563 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001502631 XXXXXXXX 09-30-2016 09-30-2016 false Orinda Asset Management LLC

4 Orinda Way Suite 150-a Orinda CA 94563

13F COMBINATION REPORT 028-15243 0001604488 028-17430 Vivaldi Asset Management, LLC N Cynthia Yee 925-253-1300 Cynthia Yee Orinda CA 10-25-2016 0 94 117908 INFORMATION TABLE 2 infotable.xml AMGEN INC COM 031162100 280 1677 SH OTR 0 0 1677 ANNALY CAP MGMT INC COM 035710409 1050 100000 SH SOLE 100000 0 0 APPLE INC COM 037833100 435 3846 SH OTR 0 0 3846 APPLIED MATLS INC COM 038222105 128 4252 SH OTR 0 0 4252 ARBOR RLTY TR INC COM 038923108 888 119630 SH SOLE 119630 0 0 ASHFORD HOSPITALITY PRIME IN COM 044102101 42 3000 SH SOLE 3000 0 0 ASHFORD HOSPITALITY PRIME IN PFD CV SER B 044102507 30 1300 SH SOLE 1300 0 0 BAIDU INC SPON ADR REP A 056752108 63 344 SH OTR 0 0 344 CBS CORP NEW CL B 124857202 116 2121 SH OTR 0 0 2121 CEVA INC COM 157210105 61 1742 SH OTR 0 0 1742 CHILDRENS PL INC COM 168905107 136 1699 SH OTR 0 0 1699 CITY OFFICE REIT INC COM 178587101 5780 454083 SH SOLE 454083 0 0 F5 NETWORKS INC COM 315616102 130 1044 SH OTR 0 0 1044 FRANCESCAS HLDGS CORP COM 351793104 95 6166 SH 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