0001502631-16-000014.txt : 20160211
0001502631-16-000014.hdr.sgml : 20160211
20160211132850
ACCESSION NUMBER: 0001502631-16-000014
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160211
DATE AS OF CHANGE: 20160211
EFFECTIVENESS DATE: 20160211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Orinda Asset Management LLC
CENTRAL INDEX KEY: 0001502631
IRS NUMBER: 272804413
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15243
FILM NUMBER: 161410349
BUSINESS ADDRESS:
STREET 1: 4 ORINDA WAY
STREET 2: SUITE 150-A
CITY: ORINDA
STATE: CA
ZIP: 94563
BUSINESS PHONE: 925-253-1300
MAIL ADDRESS:
STREET 1: 4 ORINDA WAY
STREET 2: SUITE 150-A
CITY: ORINDA
STATE: CA
ZIP: 94563
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001502631
XXXXXXXX
12-31-2015
12-31-2015
false
Orinda Asset Management LLC
4 Orinda Way
Suite 150-a
Orinda
CA
94563
13F COMBINATION REPORT
028-15243
0000928204
028-04436
WILLIAM HARRIS INVESTORS INC
N
Cynthia Yee
CCO
925-253-1300
Cynthia Yee
Orinda
CA
12-31-2015
0
106
69647
INFORMATION TABLE
2
infotable.xml
AGNICO EAGLE MINES LTD
COM
008474108
122
4628
SH
OTR
0
0
4628
AMGEN INC
COM
031162100
123
755
SH
OTR
0
0
755
APPLE INC
COM
037833100
144
1368
SH
OTR
0
0
1368
BOEING CO
COM
097023105
98
678
SH
OTR
0
0
678
CBS CORP NEW
CL B
124857202
114
2413
SH
OTR
0
0
2413
CVS HEALTH CORP
COM
126650100
125
1274
SH
OTR
0
0
1274
CAL MAINE FOODS INC
COM NEW
128030202
55
1188
SH
OTR
0
0
1188
FOOT LOCKER INC
COM
344849104
62
947
SH
OTR
0
0
947
GILEAD SCIENCES INC
COM
375558103
120
1183
SH
OTR
0
0
1183
GOODYEAR TIRE & RUBR CO
COM
382550101
76
2322
SH
OTR
0
0
2322
GRAY TELEVISION INC
COM
389375106
95
5844
SH
OTR
0
0
5844
HUNTINGTON INGALLS INDS INC
COM
446413106
96
758
SH
OTR
0
0
758
JOHNSON & JOHNSON
COM
478160104
122
1183
SH
OTR
0
0
1183
KINROSS GOLD CORP
COM NO PAR
496902404
25
13664
SH
OTR
0
0
13664
MICROSOFT CORP
COM
594918104
122
2205
SH
OTR
0
0
2205
NEWMONT MINING CORP
COM
651639106
130
7248
SH
OTR
0
0
7248
RAYTHEON CO
COM NEW
755111507
99
794
SH
OTR
0
0
794
SCRIPPS E W CO OHIO
CL A NEW
811054402
103
5439
SH
OTR
0
0
5439
SCRIPPS NETWORKS INTERACT IN
CL A COM
811065101
122
2216
SH
OTR
0
0
2216
SINCLAIR BROADCAST GROUP INC
CL A
829226109
126
3883
SH
OTR
0
0
3883
SOUTHWEST AIRLS CO
COM
844741108
75
1731
SH
OTR
0
0
1731
TAHOE RES INC
COM
873868103
40
4561
SH
OTR
0
0
4561
TESORO CORP
COM
881609101
109
1031
SH
OTR
0
0
1031
TRIBUNE MEDIA CO
CL A
896047503
99
2914
SH
OTR
0
0
2914
UNITED STATES NATL GAS FUND
UNIT PAR $0.001
912318201
97
11244
SH
OTR
0
0
11244
YAHOO INC
COM
984332106
251
7533
SH
OTR
0
0
7533
NOVAGOLD RES INC
COM NEW
66987E206
45
10648
SH
OTR
0
0
10648
ACTIVISION BLIZZARD INC
COM
00507V109
69
1792
SH
OTR
0
0
1792
BIOGEN INC
COM
09062X103
119
390
SH
OTR
0
0
390
CENTENE CORP DEL
COM
15135B101
147
2237
SH
OTR
0
0
2237
CISCO SYS INC
COM
17275R102
68
2521
SH
OTR
0
0
2521
GIGAMON INC
COM
37518B102
72
2719
SH
OTR
0
0
2719
HEALTH NET INC
COM
42222G108
1263
18447
SH
OTR
0
0
18447
JUNIPER NETWORKS INC
COM
48203R104
84
3032
SH
OTR
0
0
3032
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
159
11572
SH
OTR
0
0
11572
MATSON INC
COM
57686G105
79
1861
SH
OTR
0
0
1861
MEDIA GEN INC NEW
COM
58441K100
84
5217
SH
OTR
0
0
5217
MOLINA HEALTHCARE INC
COM
60855R100
139
2311
SH
OTR
0
0
2311
NETAPP INC
COM
64110D104
82
3084
SH
OTR
0
0
3084
NEXSTAR BROADCASTING GROUP I
CL A
65336K103
131
2231
SH
OTR
0
0
2231
NVIDIA CORP
COM
67066G104
194
5874
SH
OTR
0
0
5874
PRINCIPAL FINL GROUP INC
COM
74251V102
72
1608
SH
OTR
0
0
1608
TEGNA INC
COM
87901J105
115
4517
SH
OTR
0
0
4517
TWITTER INC
COM
90184L102
116
4998
SH
OTR
0
0
4998
UNIVERSAL DISPLAY CORP
COM
91347P105
58
1057
SH
OTR
0
0
1057
VALERO ENERGY CORP NEW
COM
91913Y100
127
1791
SH
OTR
0
0
1791
EVEREST RE GROUP LTD
COM
G3223R108
99
538
SH
OTR
0
0
538
MICHAEL KORS HLDGS LTD
SHS
G60754101
77
1928
SH
OTR
0
0
1928
NORDIC AMERICAN TANKERS LIMI
COM
G65773106
84
5392
SH
OTR
0
0
5392
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
121
1490
SH
OTR
0
0
1490
ASHFORD HOSPITALITY TR INC
9% CUM PFD SER E
044103505
1273
50210
SH
SOLE
50210
0
0
EQUITY COMWLTH
CUM PFD E 7.25%
294628409
2028
79238
SH
SOLE
79238
0
0
GLOBAL NET LEASE INC
COM
379378102
1067
134254
SH
SOLE
134254
0
0
JERNIGAN CAP INC
COM
476405105
685
45809
SH
SOLE
45809
0
0
NEW SR INVT GROUP INC
COM
648691103
379
38388
SH
SOLE
38388
0
0
WHEELER REAL ESTATE INVT TR
COM
963025101
2783
1442095
SH
SOLE
1442095
0
0
WHITESTONE REIT
COM
966084204
2843
236730
SH
SOLE
236730
0
0
WINTHROP RLTY TR
SH BEN INT NEW
976391300
256
19733
SH
SOLE
19733
0
0
APOLLO COML REAL EST FIN INC
COM
03762U105
2127
123476
SH
SOLE
123476
0
0
BLUEROCK RESIDENTIAL GRW REI
CL A
09627J102
2962
249916
SH
SOLE
249916
0
0
CAMPUS CREST CMNTYS INC
COM
13466Y105
3438
505533
SH
SOLE
505533
0
0
COLONY CAP INC
CONV PFD-C
19624R403
4927
224889
SH
SOLE
224889
0
0
CORENERGY INFRASTRUCTURE TR
DEP SHS REPSTG
21870U304
451
24777
SH
SOLE
24777
0
0
EPR PPTYS
CONV PFD 9% SR E
26884U307
1012
32873
SH
SOLE
32873
0
0
FELCOR LODGING TR INC
PFD CV A $1.95
31430F200
4864
193409
SH
SOLE
193409
0
0
INDEPENDENCE RLTY TR INC
COM
45378A106
2828
376535
SH
SOLE
376535
0
0
NEW YORK REIT INC
COM
64976L109
4228
367613
SH
SOLE
367613
0
0
RMR GROUP INC
CL A
74967R106
18
1239
SH
SOLE
1239
0
0
RESOURCE CAP CORP
NOTE 6.000%12/0
76120WAA2
2803
3000000
SH
SOLE
3000000
0
0
SELECT INCOME REIT
COM SH BEN INT
81618T100
1387
70000
SH
SOLE
70000
0
0
STAG INDL INC
COM
85254J102
369
20000
SH
SOLE
20000
0
0
VEREIT INC
COM
92339V100
950
120000
SH
SOLE
120000
0
0
CONTINENTAL BLDG PRODS INC
COM
211171103
546
31229
SH
OTR
0
0
31229
DARLING INGREDIENTS INC
COM
237266101
728
69168
SH
OTR
0
0
69168
INVESTORS TITLE CO
COM
461804106
861
8897
SH
OTR
0
0
8897
LEUCADIA NATL CORP
COM
527288104
670
38507
SH
OTR
0
0
38507
OCWEN FINL CORP
COM NEW
675746309
282
40450
SH
OTR
0
0
40450
KCAP FINL INC
COM
48668E101
256
62974
SH
OTR
0
0
62974
AMERICAN CAP LTD
COM
02503Y103
589
42720
SH
OTR
0
0
42720
CORENERGY INFRASTRUCTURE TR
NOTE 7.000% 6/1
21870UAA4
1449
1900000
SH
OTR
0
0
1900000
FIFTH STREET FINANCE CORP
COM
31678A103
145
22673
SH
OTR
0
0
22673
MEDLEY CAP CORP
COM
58503F106
726
96550
SH
OTR
0
0
96550
SARATOGA INVT CORP
COM NEW
80349A208
287
18612
SH
OTR
0
0
18612
USA TECHNOLOGIES INC
COM NO PAR
90328S500
1267
411228
SH
OTR
0
0
411228
VISHAY PRECISION GROUP INC
COM
92835K103
934
82491
SH
OTR
0
0
82491
WHITEHORSE FIN INC
COM
96524V106
591
51536
SH
OTR
0
0
51536
LORAL SPACE & COMMUNICATNS I
COM
543881106
250
6135
SH
OTR
0
0
6135
PROSHARES TR
SHRT RUSSELL2000
74348A210
453
7300
SH
OTR
0
0
7300
BLOUNT INTL INC NEW
COM
095180105
247
25146
SH
OTR
0
0
25146
BROADCOM CORP
CL A
111320107
857
14821
SH
OTR
0
0
14821
FAIRCHILD SEMICONDUCTOR INTL
COM
303726103
156
7540
SH
OTR
0
0
7540
HUMANA INC
COM
444859102
187
1050
SH
OTR
0
0
1050
JARDEN CORP
COM
471109108
443
7754
SH
OTR
0
0
7754
KLA-TENCOR CORP
COM
482480100
642
9252
SH
OTR
0
0
9252
NORTHERN TIER ENERGY LP
COM UN REPR PART
665826103
202
7800
SH
OTR
0
0
7800
PEP BOYS MANNY MOE & JACK
COM
713278109
156
8484
SH
OTR
0
0
8484
PRECISION CASTPARTS CORP
COM
740189105
1225
5281
SH
OTR
0
0
5281
STANCORP FINL GROUP INC
COM
852891100
118
1038
SH
OTR
0
0
1038
BIOMED REALTY TRUST INC
COM
09063H107
627
26458
SH
OTR
0
0
26458
CAMERON INTERNATIONAL CORP
COM
13342B105
436
6905
SH
OTR
0
0
6905
HEARTLAND PMT SYS INC
COM
42235N108
60
628
SH
OTR
0
0
628
KEURIG GREEN MTN INC
COM
49271M100
779
8658
SH
OTR
0
0
8658
PMC-SIERRA INC
COM
69344F106
795
68391
SH
OTR
0
0
68391
TIME WARNER CABLE INC
COM
88732J207
697
3757
SH
OTR
0
0
3757
PARTNERRE LTD
COM
G6852T105
1457
10429
SH
OTR
0
0
10429
EZCHIP SEMICONDUCTOR LIMITED
ORD
M4146Y108
497
20112
SH
OTR
0
0
20112