0001502631-15-000012.txt : 20151026 0001502631-15-000012.hdr.sgml : 20151026 20151026113257 ACCESSION NUMBER: 0001502631-15-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151026 DATE AS OF CHANGE: 20151026 EFFECTIVENESS DATE: 20151026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Orinda Asset Management LLC CENTRAL INDEX KEY: 0001502631 IRS NUMBER: 272804413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15243 FILM NUMBER: 151174479 BUSINESS ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 150-A CITY: ORINDA STATE: CA ZIP: 94563 BUSINESS PHONE: 925-253-1300 MAIL ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 150-A CITY: ORINDA STATE: CA ZIP: 94563 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001502631 XXXXXXXX 09-30-2015 09-30-2015 false Orinda Asset Management LLC

4 Orinda Way Suite 150-a Orinda CA 94563

13F COMBINATION REPORT 028-15243 0001509855 028-15850 Kortright Capital Partners LP 0000928204 028-04436 WILLIAM HARRIS INVESTORS INC 0001512978 028-14438 Brookmont Capital Management N Cynthia Yee 925-253-1300 Cynthia Yee Orinda CA 09-26-2015 0 125 79500 INFORMATION TABLE 2 infotable.xml AGNICO EAGLE MINES LTD COM 008474108 108 4262 SH OTR 0 0 4262 AMGEN INC COM 031162100 98 709 SH OTR 0 0 709 APPLE INC COM 037833100 184 1671 SH OTR 0 0 1671 CBS CORP NEW CL B 124857202 117 2936 SH OTR 0 0 2936 CVS HEALTH CORP COM 126650100 102 1059 SH OTR 0 0 1059 CAL MAINE FOODS INC COM NEW 128030202 105 1917 SH OTR 0 0 1917 COOPER TIRE & RUBR CO COM 216831107 100 2524 SH OTR 0 0 2524 FLIR SYS INC COM 302445101 86 3063 SH OTR 0 0 3063 F5 NETWORKS INC COM 315616102 69 594 SH OTR 0 0 594 FOOT LOCKER INC COM 344849104 98 1359 SH OTR 0 0 1359 GENERAL DYNAMICS CORP COM 369550108 107 778 SH OTR 0 0 778 GILEAD SCIENCES INC COM 375558103 119 1207 SH OTR 0 0 1207 GRAY TELEVISION INC COM 389375106 119 9315 SH OTR 0 0 9315 HECLA MNG CO COM 422704106 23 11513 SH OTR 0 0 11513 JOHNSON & JOHNSON COM 478160104 110 1183 SH OTR 0 0 1183 NEWMONT MINING CORP COM 651639106 103 6407 SH OTR 0 0 6407 NIKE INC CL B 654106103 80 654 SH OTR 0 0 654 PRICELINE GRP INC COM NEW 741503403 118 95 SH OTR 0 0 95 PRUDENTIAL FINL INC COM 744320102 94 1234 SH OTR 0 0 1234 ROYAL GOLD INC COM 780287108 98 2076 SH OTR 0 0 2076 RUBICON MINERALS CORP COM 780911103 26 34118 SH OTR 0 0 34118 SCRIPPS E W CO OHIO CL A NEW 811054402 138 7792 SH OTR 0 0 7792 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 95 1938 SH OTR 0 0 1938 SINCLAIR BROADCAST GROUP INC CL A 829226109 153 6046 SH OTR 0 0 6046 TESORO CORP COM 881609101 114 1176 SH OTR 0 0 1176 TIME WARNER INC COM NEW 887317303 121 1756 SH OTR 0 0 1756 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 248 21396 SH OTR 0 0 21396 ACTIVISION BLIZZARD INC COM 00507V109 80 2576 SH OTR 0 0 2576 CARDINAL HEALTH INC COM 14149Y108 103 1342 SH OTR 0 0 1342 CISCO SYS INC COM 17275R102 66 2521 SH OTR 0 0 2521 COMCAST CORP NEW CL A 20030N101 129 2273 SH OTR 0 0 2273 FACEBOOK INC CL A 30303M102 99 1096 SH OTR 0 0 1096 GOOGLE INC CL A 38259P508 116 181 SH OTR 0 0 181 GOPRO INC CL A 38268T103 110 3517 SH OTR 0 0 3517 HEALTH NET INC COM 42222G108 105 1738 SH OTR 0 0 1738 MKS INSTRUMENT INC COM 55306N104 81 2422 SH OTR 0 0 2422 MARATHON PETE CORP COM 56585A102 119 2562 SH OTR 0 0 2562 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 79 1161 SH OTR 0 0 1161 MATSON INC COM 57686G105 96 2498 SH OTR 0 0 2498 MEDIA GEN INC NEW COM 58441K100 180 12839 SH OTR 0 0 12839 MOLINA HEALTHCARE INC COM 60855R100 121 1762 SH OTR 0 0 1762 NETEASE INC SPONSORED ADR 64110W102 100 832 SH OTR 0 0 832 NEXSTAR BROADCASTING GROUP I CL A 65336K103 111 2339 SH OTR 0 0 2339 NVIDIA CORP COM 67066G104 240 9724 SH OTR 0 0 9724 PRICE T ROWE GROUP INC COM 74144T108 97 1395 SH OTR 0 0 1395 PRINCIPAL FINL GROUP INC COM 74251V102 76 1608 SH OTR 0 0 1608 SKYWORKS SOLUTIONS INC COM 83088M102 69 819 SH OTR 0 0 819 TESSERA TECHNOLOGIES INC COM 88164L100 78 2405 SH OTR 0 0 2405 USANA HEALTH SCIENCES INC COM 90328M107 98 734 SH OTR 0 0 734 VALERO ENERGY CORP NEW COM 91913Y100 121 2010 SH OTR 0 0 2010 VISA INC CL A 92826C839 113 1628 SH OTR 0 0 1628 WISDOMTREE INVTS INC COM 97717P104 102 6305 SH OTR 0 0 6305 WISDOMTREE TR JAPN HEDGE EQT 97717W851 142 2927 SH OTR 0 0 2927 AMBARELLA INC SHS G037AX101 73 1271 SH OTR 0 0 1271 EVEREST RE GROUP LTD COM G3223R108 93 538 SH OTR 0 0 538 ICON PLC SHS G4705A100 63 892 SH OTR 0 0 892 KING DIGITAL ENTMT PLC SHS G5258J109 74 5498 SH OTR 0 0 5498 MEDTRONIC PLC SHS G5960L103 99 1478 SH OTR 0 0 1478 NORDIC AMERICAN TANKERS LIMI COM G65773106 82 5392 SH OTR 0 0 5392 CHECK POINT SOFTWARE TECH LT ORD M22465104 118 1490 SH OTR 0 0 1490 ASHFORD HOSPITALITY PRIME IN COM 044102101 177 12640 SH SOLE 0 12640 0 ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 044103505 1366 53141 SH SOLE 0 53141 0 EQUITY COMWLTH CUM PFD E 7.25% 294628409 2744 107695 SH SOLE 0 107695 0 GLOBAL NET LEASE INC COM 379378102 1230 133656 SH SOLE 0 133656 0 INLAND REAL ESTATE CORP REDM PFD SER B 457461507 509 20000 SH SOLE 0 20000 0 ISHARES TR MRG RL ES CP ETF 464288539 1491 150000 SH SOLE 0 150000 0 JERNIGAN CAP INC COM 476405105 800 45809 SH SOLE 0 45809 0 NEW SR INVT GROUP INC COM 648691103 1175 112288 SH SOLE 0 112288 0 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 828 41758 SH SOLE 0 41758 0 RAIT FINANCIAL TRUST COM NEW 749227609 1572 316842 SH SOLE 0 316842 0 WHEELER REAL ESTATE INVT TR COM 963025101 2655 1397394 SH SOLE 0 1397394 0 WHITESTONE REIT COM 966084204 3303 286484 SH SOLE 0 286484 0 WINTHROP RLTY TR SH BEN INT NEW 976391300 2059 143372 SH SOLE 0 143372 0 AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 332 63878 SH SOLE 0 63878 0 APOLLO COML REAL EST FIN INC COM 03762U105 2787 177398 SH SOLE 0 177398 0 BLUEROCK RESIDENT GR REIT IN CL A 09627J102 2712 226360 SH SOLE 0 226360 0 CAMPUS CREST CMNTYS INC COM 13466Y105 1747 328460 SH SOLE 0 328460 0 COLONY CAP INC CONV PFD-C 19624R403 2812 128637 SH SOLE 0 128637 0 CORENERGY INFRASTRUCTURE TR COM 21870U205 855 193500 SH SOLE 0 193500 0 CORENERGY INFRASTRUCTURE TR DEP SHS REPSTG 21870U304 550 24167 SH SOLE 0 24167 0 EPR PPTYS CONV PFD 9% SR E 26884U307 1204 38873 SH SOLE 0 38873 0 FELCOR LODGING TR INC PFD CV A $1.95 31430F200 4450 179237 SH SOLE 0 179237 0 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 971 60700 SH SOLE 0 60700 0 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 939 36700 SH SOLE 0 36700 0 INDEPENDENCE RLTY TR INC COM 45378A106 2622 363635 SH SOLE 0 363635 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 1836 150000 SH SOLE 0 150000 0 NEW YORK REIT INC COM 64976L109 2865 284835 SH SOLE 0 284835 0 NORTHSTAR RLTY FIN CORP COM NEW 66704R704 2587 209500 SH SOLE 0 209500 0 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 629 70000 SH SOLE 0 70000 0 PREFERRED APT CMNTYS INC COM 74039L103 17 1591 SH SOLE 0 1591 0 RESOURCE CAP CORP NOTE 6.000%12/0 76120WAA2 2760 3000000 SH SOLE 0 3000000 0 SELECT INCOME REIT COM SH BEN INT 81618T100 2661 140000 SH SOLE 0 140000 0 STAG INDL INC COM 85254J102 2341 128567 SH SOLE 0 128567 0 TIER REIT INC COM NEW 88650V208 7 496 SH SOLE 0 496 0 VEREIT INC COM 92339V100 988 128000 SH SOLE 0 128000 0 ADEPT TECHNOLOGY INC COM NEW 006854202 90 6914 SH OTR 0 0 6914 AMERICAN INTL GROUP INC COM NEW 026874784 216 3800 SH OTR 0 0 3800 CON-WAY INC COM 205944101 1163 24500 SH OTR 0 0 24500 DARLING INGREDIENTS INC COM 237266101 398 35394 SH OTR 0 0 35394 DEALERTRACK TECHNOLOGIES INC COM 242309102 1130 17898 SH OTR 0 0 17898 HOME PROPERTIES INC COM 437306103 1666 22286 SH OTR 0 0 22286 INVESTORS TITLE CO COM 461804106 218 3010 SH OTR 0 0 3010 KYTHERA BIOPHARMACEUTICALS I COM 501570105 948 12646 SH OTR 0 0 12646 LEUCADIA NATL CORP COM 527288104 239 11800 SH OTR 0 0 11800 LORAL SPACE & COMMUNICATNS I COM 543881106 391 8290 SH OTR 0 0 8290 MONSTER WORLDWIDE INC COM 611742107 424 66000 SH OTR 0 0 66000 OCWEN FINL CORP COM NEW 675746309 272 40450 SH OTR 0 0 40450 PERICOM SEMICONDUCTOR CORP COM 713831105 485 26600 SH OTR 0 0 26600 SIGMA ALDRICH CORP COM 826552101 1619 11652 SH OTR 0 0 11652 THORATEC CORP COM NEW 885175307 678 10712 SH OTR 0 0 10712 TOWER INTL INC COM 891826109 297 12500 SH OTR 0 0 12500 AMERICAN CAP LTD COM 02503Y103 559 46000 SH OTR 0 0 46000 CORENERGY INFRASTRUCTURE TR NOTE 7.000% 6/1 21870UAA4 520 585000 SH OTR 0 0 585000 DOT HILL SYS CORP COM 25848T109 177 18200 SH OTR 0 0 18200 ERA GROUP INC COM 26885G109 419 27990 SH OTR 0 0 27990 FIFTH STREET FINANCE CORP COM 31678A103 201 32673 SH OTR 0 0 32673 MEDLEY CAP CORP COM 58503F106 301 40455 SH OTR 0 0 40455 PROSHARES TR PSHS SHRT S&P500 74347R503 209 9295 SH OTR 0 0 9295 PROSHARES TR SHRT RUSSELL2000 74348A210 215 3300 SH OTR 0 0 3300 SARATOGA INVT CORP COM NEW 80349A208 220 13612 SH OTR 0 0 13612 SOLERA HOLDINGS INC COM 83421A104 105 1952 SH OTR 0 0 1952 TIME WARNER CABLE INC COM 88732J207 171 955 SH OTR 0 0 955 VISHAY PRECISION GROUP INC COM 92835K103 186 16053 SH OTR 0 0 16053 WHITEHORSE FIN INC COM 96524V106 265 22725 SH OTR 0 0 22725 XOOM CORP COM 98419Q101 771 30972 SH OTR 0 0 30972