0001502631-14-000008.txt : 20140813 0001502631-14-000008.hdr.sgml : 20140813 20140813162216 ACCESSION NUMBER: 0001502631-14-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140813 DATE AS OF CHANGE: 20140813 EFFECTIVENESS DATE: 20140813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Orinda Asset Management LLC CENTRAL INDEX KEY: 0001502631 IRS NUMBER: 272804413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15243 FILM NUMBER: 141037783 BUSINESS ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 150-A CITY: ORINDA STATE: CA ZIP: 94563 BUSINESS PHONE: 925-253-1300 MAIL ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 150-A CITY: ORINDA STATE: CA ZIP: 94563 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001502631 XXXXXXXX 06-30-2014 06-30-2014 false Orinda Asset Management LLC

4 Orinda Way Suite 150-a Orinda CA 94563

13F COMBINATION REPORT 028-15243 0001218583 028-10361 GRT CAPITAL PARTNERS LLC 0001513013 028-14338 OMT Capital Management LLC 0001082045 028-04129 WEATHERBIE CAPITAL, LLC 0001568542 028-15189 Covenant Financial Services, LLC 0001543568 028-15202 Connective Capital Management, LLC 0001542161 028-14717 Glaxis Capital Management, LLC N Cynthia Yee 925-253-1300 Cynthia Yee Orinda CA 01-22-2014 0 108 52055 INFORMATION TABLE 2 infotable.xml ACTIVISION BLIZZARD INC COM COM 00507V109 143 6422 SH OTR 0 0 6422 ADVANCE AUTO PARTS INC COM COM 00751Y106 1214 9000 SH OTR 0 0 9000 AGNICO EAGLE MINES LTD COM COM 008474108 168 4391 SH OTR 0 0 4391 AMBARELLA INC SHS SHS G037AX101 144 4627 SH OTR 0 0 4627 AMERICA FIRST MULTIFAMILY IN BEN UNIT BEN UNIT CTF 02364V107 1069 177631 SH SOLE 177631 0 0 AMERICAN CAPITAL AGENCY CORP COM COM 02503X105 609 26000 SH SOLE 26000 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORE NV SPONSORED ADR 03524A108 141 1229 SH OTR 0 0 1229 ANNALY CAP MGMT INC COM COM 035710409 959 83900 SH SOLE 83900 0 0 APOLLO COML REAL EST FIN INC COM COM 03762U105 4378 265500 SH SOLE 265500 0 0 APPLE INC COM COM 037833100 135 1449 SH OTR 0 0 1449 ASHFORD HOSPITALITY TR INC 9% CUM P 9% CUM PFD SER E 044103505 845 30667 SH SOLE 30667 0 0 AVALONBAY CMNTYS INC COM COM 053484101 427 3000 SH SOLE 3000 0 0 BAKER HUGHES INC COM COM 057224107 185 2486 SH OTR 0 0 2486 BARCLAYS BK PLC IPATH S& IPATH S&P500 VIX 06742E711 1001 35000 SH SOLE 35000 0 0 BARD C R INC COM COM 067383109 130 911 SH OTR 0 0 911 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 084670702 1139 9000 SH OTR 0 0 9000 BIOGEN IDEC INC COM COM 09062X103 178 563 SH OTR 0 0 563 BOEING CO COM COM 097023105 124 973 SH OTR 0 0 973 CAMPUS CREST CMNTYS INC COM COM 13466Y105 49 5700 SH SOLE 5700 0 0 CELANESE CORP DEL COM SER COM SER A 150870103 179 2790 SH OTR 0 0 2790 CENTRAL FD CDA LTD CL A LTD CL A 153501101 292 20078 SH OTR 0 0 20078 CISCO SYS INC COM COM 17275R102 134 5389 SH OTR 0 0 5389 COACH INC COM COM 189754104 342 10000 SH OTR 0 0 10000 COMCAST CORP NEW CL A CL A 20030N101 164 3060 SH OTR 0 0 3060 COMMONWEALTH REIT CV PFD-E PFD-E 203233606 1008 39097 SH SOLE 39097 0 0 CORNING INC COM COM 219350105 182 8280 SH OTR 0 0 8280 CROCS INC COM COM 227046109 752 50000 SH OTR 0 0 50000 CVS CAREMARK CORPORATION COM COM 126650100 1854 24600 SH OTR 0 0 24600 D R HORTON INC COM COM 23331A109 157 6403 SH OTR 0 0 6403 DIRECTV COM COM 25490A309 2771 32600 SH OTR 0 0 32600 DISCOVER FINL SVCS COM COM 254709108 144 2323 SH OTR 0 0 2323 DOLBY LABORATORIES INC COM COM 25659T107 188 4341 SH OTR 0 0 4341 EPR PPTYS CONV PFD PFD 9% SR E 26884U307 997 31373 SH SOLE 31373 0 0 FAMILY DLR STORES INC COM COM 307000109 516 7800 SH OTR 0 0 7800 FELCOR LODGING TR INC PFD CV A PFD CV A $1.95 31430F200 1225 46936 SH SOLE 46936 0 0 FIFTH THIRD BANCORP COM COM 316773100 140 6543 SH OTR 0 0 6543 FRANCO NEVADA CORP COM COM 351858105 229 3994 SH OTR 0 0 3994 GARMIN LTD SHS SHS H2906T109 91 1490 SH OTR 0 0 1490 GENERAL MTRS CO COM COM 37045V100 1089 30000 SH OTR 0 0 30000 GILEAD SCIENCES INC COM COM 375558103 180 2173 SH OTR 0 0 2173 GLACIER BANCORP INC NEW COM COM 37637Q105 145 5117 SH OTR 0 0 5117 GOLDCORP INC NEW COM COM 380956409 217 7783 SH OTR 0 0 7783 GREENHAVEN CONT CMDTY INDEX UNIT BEN UNIT BEN INT 395258106 59 2123 SH OTR 0 0 2123 HALLIBURTON CO COM COM 406216101 190 2675 SH OTR 0 0 2675 HANMI FINL CORP COM NEW COM NEW 410495204 167 7931 SH OTR 0 0 7931 HARLEY DAVIDSON INC COM COM 412822108 130 1866 SH OTR 0 0 1866 HARRIS & HARRIS GROUP INC COM COM 413833104 65 20528 SH OTR 0 0 20528 HDFC BANK LTD ADR REPS ADR REPS 3 SHS 40415F101 92 1956 SH OTR 0 0 1956 ICICI BK LTD ADR ADR 45104G104 93 1865 SH OTR 0 0 1865 INDEPENDENCE RLTY TR INC COM COM 45378A106 1929 203872 SH SOLE 203872 0 0 INVESCO MORTGAGE CAPITAL INC COM COM 46131B100 521 30000 SH SOLE 30000 0 0 ISHARES IBOXX IN ETF 464287242 64 533 SH OTR 0 0 533 ISHARES INDIA 50 50 ETF 464289529 229 7899 SH OTR 0 0 7899 ISHARES MBS ETF ETF 464288588 80 735 SH OTR 0 0 735 ISHARES TR FLTG RAT ETF 46429B655 81 1591 SH OTR 0 0 1591 ISHARES U.S. REA ETF 464287739 1077 15000 SH SOLE 15000 0 0 ISIS PHARMACEUTICALS INC COM COM 464330109 90 2620 SH OTR 0 0 2620 JOHNSON & JOHNSON COM COM 478160104 136 1302 SH OTR 0 0 1302 KEYCORP NEW COM COM 493267108 136 9478 SH OTR 0 0 9478 LAS VEGAS SANDS CORP COM FUND UNIT PAR $0.001 517834107 95 1243 SH OTR 0 0 1243 LENNAR CORP CL A CL A 526057104 165 3925 SH OTR 0 0 3925 LYONDELLBASELL INDUSTRIES N SHS - 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