0001502631-15-000003.txt : 20150202 0001502631-15-000003.hdr.sgml : 20150202 20150202164833 ACCESSION NUMBER: 0001502631-15-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150202 DATE AS OF CHANGE: 20150202 EFFECTIVENESS DATE: 20150202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Orinda Asset Management LLC CENTRAL INDEX KEY: 0001502631 IRS NUMBER: 272804413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15243 FILM NUMBER: 15567635 BUSINESS ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 150-A CITY: ORINDA STATE: CA ZIP: 94563 BUSINESS PHONE: 925-253-1300 MAIL ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 150-A CITY: ORINDA STATE: CA ZIP: 94563 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001502631 XXXXXXXX 12-31-2014 12-31-2014 false Orinda Asset Management LLC

4 Orinda Way Suite 150-a Orinda CA 94563

13F COMBINATION REPORT 028-15243 0001218583 028-10361 GRT CAPITAL PARTNERS LLC 0001020918 028-05772 ROTHSCHILD INVESTMENT CORP /IL 0001082045 028-04129 WEATHERBIE CAPITAL, LLC 0000928204 028-04436 WILLIAM HARRIS INVESTORS INC 0001512978 028-14438 Brookmont Capital Management N Cynthia Yee 925-253-1300 Cynthia Yee Orinda CA 01-22-2015 0 109 88569 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 181 1104 SH OTR 0 0 1104 ACTIVISION BLIZZARD INC COM 00507V109 239 11863 SH OTR 0 0 11863 AG MTG INVT TR INC COM 001228105 325 17500 SH SOLE 17500 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 177 2815 SH OTR 0 0 2815 ALLISON TRANSMISSION HLDGS I COM 01973R101 133 3938 SH OTR 0 0 3938 AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 3326 632399 SH SOLE 632399 0 0 AMERICAN CAP MTG INVT CORP COM 02504A104 283 15000 SH SOLE 15000 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 982 45000 SH SOLE 45000 0 0 ANNALY CAP MGMT INC COM 035710409 1622 150000 SH SOLE 150000 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 473 90000 SH SOLE 90000 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 5691 347890 SH SOLE 347890 0 0 APPLE INC COM 037833100 174 1573 SH OTR 0 0 1573 ARES COML REAL ESTATE CORP COM 04013V108 109 9500 SH SOLE 9500 0 0 ARMOUR RESIDENTIAL REIT INC COM 042315101 630 171159 SH SOLE 171159 0 0 ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 044103505 863 32576 SH SOLE 32576 0 0 ATLAS ENERGY LP COM UNITS LP 04930A104 966 31000 SH OTR 0 0 31000 AUXILIUM PHARMACEUTICALS INC COM 05334D107 172 5000 SH OTR 0 0 5000 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 339 20000 SH OTR 0 0 20000 BANK AMER CORP COM 060505104 184 10293 SH OTR 0 0 10293 BARD C R INC COM 067383109 138 828 SH OTR 0 0 828 BED BATH & BEYOND INC COM 075896100 146 1915 SH OTR 0 0 1915 BLUEROCK RESIDENT GR REIT IN CL A 09627J102 672 54100 SH SOLE 54100 0 0 BOSTON PROPERTIES INC COM 101121101 11453 89000 SH SOLE 89000 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 134 11349 SH OTR 0 0 11349 CAMPUS CREST CMNTYS INC COM 13466Y105 1044 142752 SH SOLE 142752 0 0 CAREFUSION CORP COM 14170T101 1009 17000 SH OTR 0 0 17000 CHARLES RIV LABS INTL INC COM 159864107 180 2822 SH OTR 0 0 2822 CHECK POINT SOFTWARE TECH LT ORD M22465104 208 2642 SH OTR 0 0 2642 CISCO SYS INC COM 17275R102 150 5389 SH OTR 0 0 5389 CORNING INC COM 219350105 188 8196 SH OTR 0 0 8196 COVANCE INC COM 222816100 935 9000 SH OTR 0 0 9000 COVIDIEN PLC SHS G2554F113 992 9700 SH OTR 0 0 9700 CUBIST PHARMACEUTICALS INC COM 229678107 614 6100 SH OTR 0 0 6100 CUMMINS INC COM 231021106 220 1528 SH OTR 0 0 1528 CVS HEALTH CORP COM 126650100 186 1933 SH OTR 0 0 1933 DIAMOND FOODS INC COM 252603105 14 513 SH OTR 0 0 513 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 3044 38600 SH SOLE 38600 0 0 DIREXION SHS ETF TR 20YR TRES BEAR 25459Y678 920 29000 SH SOLE 29000 0 0 DISNEY WALT CO COM DISNEY 254687106 183 1941 SH OTR 0 0 1941 EDWARDS LIFESCIENCES CORP COM 28176E108 221 1734 SH OTR 0 0 1734 ELECTRONIC ARTS INC COM 285512109 191 4071 SH OTR 0 0 4071 EPR PPTYS PFD 9% SR E 26884U307 1714 54268 SH SOLE 54268 0 0 EQUITY COMWLTH CUM PFD E 7.25% 294628409 2071 81225 SH SOLE 81225 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 192 2262 SH OTR 0 0 2262 F5 NETWORKS INC COM 315616102 189 1446 SH OTR 0 0 1446 FELCOR LODGING TR INC PFD CV A $1.95 31430F200 2654 103947 SH SOLE 103947 0 0 FRANCO NEVADA CORP COM 351858105 163 3310 SH OTR 0 0 3310 GENERAL DYNAMICS CORP COM 369550108 231 1680 SH OTR 0 0 1680 HATTERAS FINL CORP COM 41902R103 737 40000 SH SOLE 40000 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 80 1581 SH OTR 0 0 1581 HEALTH CARE REIT INC COM 42217K106 98 1300 SH SOLE 1300 0 0 ICICI BK LTD ADR 45104G104 94 8170 SH OTR 0 0 8170 INDEPENDENCE RLTY TR INC COM 45378A106 3199 343595 SH SOLE 343595 0 0 INLAND REAL ESTATE CORP REDM PFD SER B ADDED 457461507 516 20000 SH SOLE 20000 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 1041 67361 SH SOLE 67361 0 0 ISHARES INDIA 50 ETF 464289529 250 8376 SH OTR 0 0 8376 ISHARES MRG RL ES CP ETF 464288539 410 35000 SH SOLE 35000 0 0 ISHARES TR U.S. REAL ES ETF 464287739 3074 40000 SH SOLE 40000 0 0 JOHNSON & JOHNSON COM 478160104 117 1122 SH OTR 0 0 1122 LYONDELLBASELL INDUSTRIES N SHS - 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