0001193125-13-055529.txt : 20130213 0001193125-13-055529.hdr.sgml : 20130213 20130213163727 ACCESSION NUMBER: 0001193125-13-055529 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 EFFECTIVENESS DATE: 20130213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Orinda Asset Management LLC CENTRAL INDEX KEY: 0001502631 IRS NUMBER: 272804413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15243 FILM NUMBER: 13603770 BUSINESS ADDRESS: STREET 1: 4 ORINDA WAY, SUITE 180-C CITY: ORINDA STATE: CA ZIP: 94563 BUSINESS PHONE: 925-253-1300 MAIL ADDRESS: STREET 1: 4 ORINDA WAY, SUITE 180-C CITY: ORINDA STATE: CA ZIP: 94563 13F-HR 1 d482968d13fhr.txt FORM 13F ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [_]; Amendment Number: ________________________________ This Amendment (Check only one.) [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Orinda Asset Management LLC Address: 4 Orinda Way Suite 100B Orinda, CA 94563 Form 13F File Number: 28- XXXXX The institutional investment manager filing this report and the person by whom it is signed hereby represents the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Cynthia Yee Title: Chief Financial Officer Phone: 925-253-1300 Signature, Place, and Date of Signing: /s/ Cynthia Yee Orinda, CA February 13, 2013 ---------------- -------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [_] 13F Holdings Report. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F Notice. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [X] 13F Combination Report. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28- 10361 GRT Capital Partners, LLC 28- 14338 OMT Capital Management LLC 28- 04129 M.A. Weatherbie & Co., Inc. 28- 15189 Covenant Financial Services LLC 28- 15202 Connective Capital Management, LLC ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 5 Form 13F Information Table Entry Total: 373 Form 13F Information Table Value Total: 108,125 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-10361 GRT Capital Partners, LLC 2 28-14338 OMT Capital Management LLC 3 28-04129 M.A. Weatherbie & Co., Inc. 4 28-15189 Covenant Financial Services LLC 5 28-15202 Connective Capital Management, LLC FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------- ---------------- --------- -------- ------- --- ---- ---------- -------- ----- ------ ------- AGL RES INC COM 001204106 63 1,585 SH OTHER 1,585 ABBOTT LABS COM 002824100 60 922 SH OTHER 922 ABIOMED INC COM 003654100 832 61,810 SH OTHER 2 61,810 ACCURAY INC COM 004397105 520 80,829 SH OTHER 3 80,829 AEROPOSTALE COM 007865108 130 10,000 SH OTHER 10,000 AFFILIATED MANAGERS GROUP COM 008252108 1,173 9,016 SH OTHER 3 9,016 AGNICO EAGLE MINES LTD COM 008474108 92 1,756 SH OTHER 1,756 AGRIUM INC COM 008916108 67 675 SH OTHER 675 ALIGN TECHNOLOGY INC COM 016255101 826 29,770 SH OTHER 2 29,770 ALLIANCE DATA SYSTEMS CORP COM 018581108 134 926 SH OTHER 1 926 ALLIANT TECHSYSTEMS INC COM 018804104 134 2,170 SH OTHER 1 2,170 ALLIED NEVADA GOLD CORP COM 019344100 63 2,107 SH OTHER 2,107 AMAZON COM INC COM 023135106 157 626 SH OTHER 626 AMERICAN AXLE & MFG HLDGS COM 024061103 254 22,700 SH OTHER 22,700 IN AMERICAN EXPRESS CO COM 025816109 52 900 SH OTHER 4 900 AMERICAN FINL GROUP INC COM 025932104 135 3,410 SH OTHER 1 3,410 OHIO AMERICAN REPROGRAPHICS CO COM 029263100 172 67,372 SH OTHER 3 67,372 AMGEN INC COM 031162100 46 535 SH OTHER 535 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 93 2,960 SH OTHER 2,960 ANIKA THERAPEUTICS INC COM 035255108 122 12,266 SH OTHER 1 12,266 APPLE INC COM 037833100 133 250 SH OTHER 4, 5 250 ASTRAZENECA PLC SPONSORED ADR 046353108 119 2,507 SH OTHER 1 2,507 ATLAS AIR WORLDWIDE HLDGS COM NEW 049164205 415 9,370 SH OTHER 2 9,370 IN BB&T CORP COM 054937107 43 1,474 SH OTHER 1,474 BARRICK GOLD CORP COM 067901108 109 3,103 SH OTHER 3,103 BERKLEY W R CORP COM 084423102 132 3,492 SH OTHER 1 3,492 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 538 6,000 SH OTHER 6,000 BLACK HILLS CORP COM 092113109 69 1,909 SH OTHER 1,909 BLOUNT INTL INC NEW COM 095180105 633 40,000 SH OTHER 40,000 BRINKER INTL INC COM 109641100 163 5,259 SH OTHER 1 5,259 BROADWAY FINL CORP DEL COM 111444105 2 3,470 SH OTHER 1 3,470 BROCADE COMMUNICATIONS COM NEW 111621306 1,034 193,920 SH OTHER 2 193,920 SYS I CF INDS HLDGS INC COM 125269100 562 2,768 SH OTHER 1, 5 2,768 CVD EQUIPMENT CORP COM 126601103 30 3,084 SH OTHER 3,084 CVS CAREMARK CORPORATION COM 126650100 1,189 24,600 SH OTHER 24,600 CAMBREX CORP COM 132011107 129 11,374 SH OTHER 1 11,374 CAROLINA BK HLDGS INC COM 143785103 24 3,286 SH OTHER 1 3,286 GREENS CARROLLTON BANCORP COM 145282109 9 1,633 SH OTHER 1 1,633 CENTRAL FD CDA LTD CL A 153501101 47 2,232 SH OTHER 2,232 CHICAGO BRIDGE & IRON CO N Y REGISTRY SH 167250109 91 1,960 SH OTHER 1,960 N V CHICOS FAS INC COM 168615102 873 47,290 SH OTHER 2 47,290 CHRISTOPHER & BANKS CORP COM 171046105 640 117,346 SH OTHER 117,346 COCA COLA CO COM 191216100 218 6,000 SH OTHER 4 6,000 COMERICA INC COM 200340107 71 2,349 SH OTHER 2,349 COMMERCE BANCSHARES INC COM 200525103 83 2,372 SH OTHER 2,372 COMMUNITY HEALTH SYS INC COM 203668108 154 5,007 SH OTHER 1 5,007 NEW
COMPUTER SCIENCES CORP COM 205363104 187 4,663 SH OTHER 1 4,663 COMSTOCK RES INC COM NEW 205768203 220 14,550 SH OTHER 14,550 CONCEPTUS INC COM 206016107 307 14,597 SH OTHER 3 14,597 CONCUR TECHNOLOGIES INC COM 206708109 457 6,772 SH OTHER 3 6,772 COOPER TIRE & RUBR CO COM 216831107 20 772 SH OTHER 1 772 CREDIT SUISSE GROUP SPONSORED ADR 225401108 105 4,263 SH OTHER 4,263 DANAHER CORP DEL COM 235851102 464 8,300 SH OTHER 8,300 DECKERS OUTDOOR CORP COM 243537107 1,285 31,907 SH OTHER 3 31,907 DEPOMED INC COM 249908104 137 22,084 SH OTHER 1 22,084 DRIL-QUIP INC COM 262037104 503 6,883 SH OTHER 3 6,883 ECB BANCORP INC COM 268253101 76 5,316 SH OTHER 1 5,316 EMC INS GROUP INC COM 268664109 63 2,643 SH OTHER 1 2,643 ELDORADO GOLD CORP NEW COM 284902103 125 9,729 SH OTHER 1 9,729 EQUIFAX INC COM 294429105 179 3,314 SH OTHER 1 3,314 ERICSSON ADR B SEK 10 294821608 150 14,854 SH OTHER 1 14,854 ESCO TECHNOLOGIES INC COM 296315104 530 14,170 SH OTHER 2 14,170 EXPEDITORS INTL WASH INC COM 302130109 133 3,365 SH OTHER 1 3,365 FXCM INC COM CL A 302693106 121 11,974 SH OTHER 3 11,974 FARMERS NATL BANC CORP COM 309627107 104 16,764 SH OTHER 1 16,764 FARO TECHNOLOGIES INC COM 311642102 223 6,246 SH OTHER 3 6,246 FEDERAL AGRIC MTG CORP CL C 313148306 56 1,720 SH OTHER 1 1,720 FIFTH THIRD BANCORP COM 316773100 211 13,907 SH OTHER 1 13,907 51JOB INC SP ADR REP COM 316827104 252 5,391 SH OTHER 5 5,391 FINANCIAL ENGINES INC COM 317485100 1,228 44,250 SH OTHER 2 44,250 FIRST BANCORP P R COM NEW 318672706 151 33,009 SH OTHER 1 33,009 FIRST FINL HLDGS INC COM 320239106 161 12,288 SH OTHER 1 12,288 FIRST TR MORNINGSTAR DIV SHS 336917109 310 16,803 SH OTHER 16,803 LEA FORD MTR CO DEL COM PAR $0.01 345370860 460 35,488 SH OTHER 35,488 FRANCESCAS HLDGS CORP COM 351793104 460 17,732 SH OTHER 3 17,732 GENERAL CABLE CORP DEL NEW COM 369300108 126 4,145 SH OTHER 1 4,145 GENIE ENERGY LTD CL B 372284208 96 13,497 SH OTHER 1 13,497 GEORGIA GULF CORP COM PAR$0.01 NEW 373200302 144 3,482 SH OTHER 1 3,482 GOLDCORP INC NEW COM 380956409 131 3,561 SH OTHER 3,561 GRACO INC COM 384109104 1,318 25,601 SH OTHER 2, 3 25,601 GREENHAVEN CONT CMDTY UNIT BEN INT 395258106 61 2,123 SH OTHER 2,123 INDEX H & E EQUIPMENT SERVICES COM 404030108 270 17,891 SH OTHER 3 17,891 INC HALLIBURTON CO COM 406216101 72 2,072 SH OTHER 2,072 HARRIS & HARRIS GROUP INC COM 413833104 13 3,955 SH OTHER 3,955 HARTFORD FINL SVCS GROUP COM 416515104 281 12,533 SH OTHER 1 12,533 INC HECKMANN CORP COM 422680108 46 11,444 SH OTHER 11,444 HECLA MNG CO COM 422704106 52 8,880 SH OTHER 8,880 HEICO CORP NEW COM 422806109 627 14,015 SH OTHER 3 14,015 HELMERICH & PAYNE INC COM 423452101 125 2,239 SH OTHER 2,239 HEWLETT PACKARD CO COM 428236103 56 3,914 SH OTHER 3,914 HOLLYFRONTIER CORP COM 436106108 622 13,367 SH OTHER 5 13,367 HOLOGIC INC COM 436440101 1,069 53,380 SH OTHER 2 53,380 HOPFED BANCORP INC COM 439734104 15 1,672 SH OTHER 1 1,672 HUNTINGTON BANCSHARES INC COM 446150104 66 10,388 SH OTHER 10,388 HUNTSMAN CORP COM 447011107 169 10,650 SH OTHER 10,650
HURON CONSULTING GROUP INC COM 447462102 391 11,592 SH OTHER 3 11,592 IHS INC CL A 451734107 1,063 11,078 SH OTHER 3 11,078 INTEL CORP COM 458140100 206 10,000 SH OTHER 4 10,000 INTERNATIONAL BUSINESS COM 459200101 287 1,500 SH OTHER 4 1,500 MACHS INTERNATIONAL RECTIFIER COM 460254105 833 46,980 SH OTHER 2 46,980 CORP INTERVEST BANCSHARES CORP COM 460927106 67 17,100 SH OTHER 1 17,100 ISHARES TR DJ SEL DIV INX 464287168 372 6,498 SH OTHER 6,498 ISHARES TR CORE TOTUSBD ETF 464287226 63 571 SH OTHER 571 ISHARES TR IBOXX INV CPBD 464287242 64 533 SH OTHER 533 ISHARES TR S&P500 GRW 464287309 430 5,676 SH OTHER 5,676 ISHARES TR BARCLYS 7-10 YR 464287440 95 885 SH OTHER 885 ISHARES TR RUSSELL 2000 464287655 689 8,175 SH OTHER 5 8,175 ISHARES TR BARCLYS MBS BD 464288588 79 735 SH OTHER 735 ISHARES TR BARCLYS INTER CR 464288638 64 578 SH OTHER 578 ISHARES TR BARCLYS 1-3YR CR 464288646 80 760 SH OTHER 760 ITC HLDGS CORP COM 465685105 279 3,630 SH OTHER 2 3,630 JOHNSON & JOHNSON COM 478160104 358 5,111 SH OTHER 1, 4 5,111 KEYCORP NEW COM 493267108 75 8,932 SH OTHER 8,932 KINROSS GOLD CORP COM NO PAR 496902404 91 9,348 SH OTHER 9,348 KULICKE & SOFFA INDS INC COM 501242101 246 20,527 SH OTHER 1 20,527 LKQ CORP COM 501889208 1,156 54,796 SH OTHER 3 54,796 LNB BANCORP INC COM 502100100 38 6,371 SH OTHER 1 6,371 L-3 COMMUNICATIONS HLDGS COM 502424104 349 4,550 SH OTHER 4,550 INC LANDSTAR SYS INC COM 515098101 1,403 26,748 SH OTHER 2, 3 26,748 LEAR CORP COM NEW 521865204 179 3,825 SH OTHER 3,825 LENNAR CORP CL A 526057104 72 1,868 SH OTHER 1,868 LILLY ELI & CO COM 532457108 136 2,753 SH OTHER 2,753 LINCOLN NATL CORP IND COM 534187109 87 3,360 SH OTHER 1 3,360 LOEWS CORP COM 540424108 61 1,500 SH OTHER 4 1,500 LOUISIANA PAC CORP COM 546347105 83 4,300 SH OTHER 4,300 LYDALL INC DEL COM 550819106 66 4,629 SH OTHER 1 4,629 MDU RES GROUP INC COM 552690109 110 5,183 SH OTHER 5,183 MARATHON OIL CORP COM 565849106 288 9,400 SH OTHER 5 9,400 MARTIN MARIETTA MATLS INC COM 573284106 337 3,575 SH OTHER 3,575 MASIMO CORP COM 574795100 242 11,525 SH OTHER 3 11,525 MASTEC INC COM 576323109 1,187 47,620 SH OTHER 2 47,620 METROCORP BANCSHARES INC COM 591650106 2 173 SH OTHER 1 173 METROPCS COMMUNICATIONS COM 591708102 133 13,362 SH OTHER 1 13,362 INC MICROSOFT CORP COM 594918104 124 4,655 SH OTHER 1, 5 4,655 MIDDLEBY CORP COM 596278101 282 2,200 SH OTHER 3 2,200 MOHAWK INDS INC COM 608190104 79 872 SH OTHER 872 MONSTER WORLDWIDE INC COM 611742107 493 87,810 SH OTHER 1, 3 87,810 NATIONAL CINEMEDIA INC COM 635309107 890 63,010 SH OTHER 2 63,010 NATIONAL FUEL GAS CO N J COM 636180101 50 981 SH OTHER 981 NATIONAL INSTRS CORP COM 636518102 691 26,759 SH OTHER 2, 3 26,759 NATIONAL OILWELL VARCO INC COM 637071101 239 3,490 SH OTHER 5 3,490 NEW GOLD INC CDA COM 644535106 412 37,336 SH OTHER 1 37,336 NEW HAMPSHIRE THRIFT COM 644722100 39 3,070 SH OTHER 1 3,070 BANCSHS NEWFIELD EXPL CO COM 651290108 163 6,100 SH OTHER 6,100
NEWMONT MINING CORP COM 651639106 67 1,437 SH OTHER 1,437 NEWPORT CORP COM 651824104 821 61,020 SH OTHER 2 61,020 NORDSON CORP COM 655663102 49 773 SH OTHER 773 NORTHROP GRUMMAN CORP COM 666807102 125 1,857 SH OTHER 1 1,857 OAK RIDGE FINL SVCS INC COM 671768109 62 15,257 SH OTHER 1 15,257 OCEANEERING INTL INC COM 675232102 237 4,401 SH OTHER 5 4,401 OWENS CORNING NEW COM 690742101 422 11,400 SH OTHER 11,400 PAN AMERICAN SILVER CORP COM 697900108 295 15,769 SH OTHER 1 15,769 PARKE BANCORP INC COM 700885106 118 23,653 SH OTHER 1 23,653 PEABODY ENERGY CORP COM 704549104 53 2,000 SH OTHER 4 2,000 PEOPLES BANCORP N C INC COM 710577107 3 271 SH OTHER 1 271 PFIZER INC COM 717081103 386 15,410 SH OTHER 4 15,410 PIONEER NAT RES CO COM 723787107 173 1,625 SH OTHER 1,625 PLANTRONICS INC NEW COM 727493108 936 25,390 SH OTHER 2 25,390 PLUM CREEK TIMBER CO INC COM 729251108 78 1,753 SH OTHER 1,753 QUALCOMM INC COM 747525103 1,064 17,151 SH OTHER 4 17,151 QUESTAR CORP COM 748356102 89 4,497 SH OTHER 4,497 RPC INC COM 749660106 88 7,167 SH OTHER 7,167 RAYTHEON CO COM NEW 755111507 152 2,649 SH OTHER 1 2,649 RENTECH INC COM 760112102 15 5,792 SH OTHER 5,792 REPUBLIC AWYS HLDGS INC COM 760276105 150 26,410 SH OTHER 1 26,410 RESMED INC COM 761152107 48 1,157 SH OTHER 1,157 RESPONSYS INC COM 761248103 176 29,500 SH OTHER 2 29,500 REX ENERGY CORPORATION COM 761565100 241 18,500 SH OTHER 18,500 ROVI CORP COM 779376102 775 50,220 SH OTHER 2 50,220 ROYAL GOLD INC COM 780287108 141 1,732 SH OTHER 1 1,732 RUBICON MINERALS CORP COM 780911103 85 33,169 SH OTHER 1 33,169 RUBY TUESDAY INC COM 781182100 391 49,782 SH OTHER 49,782 RUE21 INC COM 781295100 1,099 38,720 SH OTHER 3 38,720 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 48 950 SH OTHER 950 SEMPRA ENERGY COM 816851109 94 1,330 SH OTHER 1,330 SHORE BANCSHARES INC COM 825107105 117 21,716 SH OTHER 1 21,716 SILVER WHEATON CORP COM 828336107 79 2,187 SH OTHER 2,187 SNAP ON INC COM 833034101 316 4,000 SH OTHER 4,000 SOUTHWEST AIRLS CO COM 844741108 135 13,158 SH OTHER 1 13,158 SPECTRA ENERGY CORP COM 847560109 70 2,551 SH OTHER 2,551 SPREADTRUM COMMUNICATIONS ADR 849415203 278 15,800 SH OTHER 5 15,800 IN STAMPS COM INC COM NEW 852857200 340 13,483 SH OTHER 3 13,483 STANDARD MTR PRODS INC COM 853666105 302 13,612 SH OTHER 1 13,612 SUFFOLK BANCORP COM 864739107 38 2,875 SH OTHER 1 2,875 SUNCOR ENERGY INC NEW COM 867224107 364 11,036 SH OTHER 1 11,036 SUNTRUST BKS INC COM 867914103 216 7,618 SH OTHER 1 7,618 SURMODICS INC COM 868873100 154 6,893 SH OTHER 1 6,893 SYNERGY PHARMACEUTICALS COM NEW 871639308 144 27,360 SH OTHER 1 27,360 DEL TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 406 23,679 SH OTHER 5 23,679 LTD TELEPHONE & DATA SYS INC COM NEW 879433829 111 5,026 SH OTHER 1 5,026 TESORO CORP COM 881609101 281 6,385 SH OTHER 5 6,385 TIMBERLAND BANCORP INC COM 887098101 246 35,435 SH OTHER 1 35,435 TORCHMARK CORP COM 891027104 147 2,838 SH OTHER 1 2,838 TRANSDIGM GROUP INC COM 893641100 751 5,507 SH OTHER 3 5,507 TRIUMPH GROUP INC NEW COM 896818101 346 5,300 SH OTHER 5,300
URS CORP NEW COM 903236107 280 7,131 SH OTHER 1 7,131 UNDER ARMOUR INC CL A 904311107 656 13,512 SH OTHER 3 13,512 UNITED FIRE GROUP INC COM 910340108 133 6,080 SH OTHER 1 6,080 UNITED PARCEL SERVICE INC CL B 911312106 74 1,000 SH OTHER 4 1,000 UNITED STATES CELLULAR COM 911684108 106 3,022 SH OTHER 1 3,022 CORP VSB BANCORP INC N Y COM 917927105 36 3,602 SH OTHER 1 3,602 VANGUARD WORLD FD EXTENDED DUR 921910709 43 371 SH OTHER 371 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 373 7,550 SH OTHER 7,550 VANGUARD INDEX FDS TOTAL STK MKT 922908769 329 4,487 SH OTHER 4,487 WASTE CONNECTIONS INC COM 941053100 562 16,633 SH OTHER 3 16,633 WESTERN REFNG INC COM 959319104 153 5,423 SH OTHER 1 5,423 WEYERHAEUSER CO COM 962166104 70 2,528 SH OTHER 2,528 WILLIAMS COS INC DEL COM 969457100 77 2,342 SH OTHER 2,342 WORLD FUEL SVCS CORP COM 981475106 1,641 39,850 SH OTHER 2 39,850 XO GROUP INC COM 983772104 139 14,983 SH OTHER 1 14,983 YAHOO INC COM 984332106 973 48,872 SH OTHER 5 48,872 QUANTA SVCS INC COM 74762E102 78 2,859 SH OTHER 2,859 AMERISOURCEBERGEN CORP COM 03073E105 138 3,201 SH OTHER 1 3,201 AMERICAN EAGLE OUTFITTERS COM 02553E106 615 30,000 SH OTHER 30,000 NE TARGET CORP COM 87612E106 799 13,500 SH OTHER 13,500 NCR CORP NEW COM 62886E108 691 27,110 SH OTHER 2 27,110 NOVAGOLD RES INC COM NEW 66987E206 97 21,399 SH OTHER 21,399 THE ADT CORPORATION COM 00101J106 171 3,687 SH OTHER 1 3,687 ACQUITY GROUP LTD SPONSORED ADR 00489C103 92 11,876 SH OTHER 3 11,876 ACUITY BRANDS INC COM 00508Y102 306 4,520 SH OTHER 3 4,520 ADVANCE AUTO PARTS INC COM 00751Y106 919 12,700 SH OTHER 12,700 AFFYMETRIX INC COM 00826T108 184 58,140 SH OTHER 2 58,140 ANSYS INC COM 03662Q105 338 5,022 SH OTHER 3, 5 5,022 APPROACH RESOURCES INC COM 03834A103 168 6,700 SH OTHER 6,700 ARMSTRONG WORLD INDS INC COM 04247X102 71 1,400 SH OTHER 1,400 NEW ARRIS GROUP INC COM 04269Q100 526 35,220 SH OTHER 2 35,220 ASTEX PHARMACEUTICALS INC COM 04624B103 118 40,481 SH OTHER 1 40,481 AURICO GOLD INC COM 05155C105 33 4,042 SH OTHER 4,042 AVIAT NETWORKS INC COM 05366Y102 140 42,410 SH OTHER 1 42,410 BNC BANCORP COM 05566T101 51 6,363 SH OTHER 1 6,363 BIOMARIN PHARMACEUTICAL COM 09061G101 1,238 25,138 SH OTHER 3 25,138 INC BJS RESTAURANTS INC COM 09180C106 375 11,388 SH OTHER 3 11,388 BROADRIDGE FINL SOLUTIONS COM 11133T103 513 22,410 SH OTHER 2 22,410 IN CVR ENERGY INC COM 12662P108 93 1,905 SH OTHER 1,905 CAMERON INTERNATIONAL CORP COM 13342B105 119 2,100 SH OTHER 2,100 CAPITAL ONE FINL CORP COM 14040H105 67 1,158 SH OTHER 1,158 CARDTRONICS INC COM 14161H108 744 31,320 SH OTHER 2 31,320 CENTERPOINT ENERGY INC COM 15189T107 85 4,417 SH OTHER 4,417 CHART INDS INC COM PAR $0.01 16115Q308 44 666 SH OTHER 666 CISCO SYS INC COM 17275R102 255 12,987 SH OTHER 4 12,987 CLAYMORE EXCHANGE TRD FD GUGG CHN RL EST 18383Q861 218 9,527 SH OTHER 1 9,527 TR COINSTAR INC COM 19259P300 136 2,611 SH OTHER 1 2,611
COLONY BANKCORP INC COM 19623P101 20 5,391 SH OTHER 1 5,391 COMCAST CORP NEW CL A 20030N101 71 1,900 SH OTHER 1,900 COMPANHIA SIDERURGICA SPONSORED ADR 20440W105 217 36,825 SH OTHER 1 36,825 NACION CURRENCYSHARES SWISS SWISS FRANC SH 23129V109 84 780 SH OTHER 780 FRANC T DEVON ENERGY CORP NEW COM 25179M103 247 4,750 SH OTHER 4 4,750 DIRECTV COM 25490A309 502 10,000 SH OTHER 10,000 ECHO GLOBAL LOGISTICS INC COM 27875T101 322 17,921 SH OTHER 3 17,921 ENERSYS COM 29275Y102 136 3,611 SH OTHER 1 3,611 EXPEDIA INC DEL COM NEW 30212P303 307 5,000 SH OTHER 5,000 EXXON MOBIL CORP COM 30231G102 708 8,175 SH OTHER 4 8,175 FEI CO COM 30241L109 162 2,930 SH OTHER 2,930 FACEBOOK INC CL A 30303M102 175 6,570 SH OTHER 6,570 FIDELITY NATIONAL CL A 31620R105 68 2,870 SH OTHER 2,870 FINANCIAL FIRST AMERN FINL CORP COM 31847R102 136 5,648 SH OTHER 5,648 FIRST MAJESTIC SILVER CORP COM 32076V103 53 2,626 SH OTHER 2,626 FIRST SOUTH BANCORP INC VA COM 33646W100 192 40,019 SH OTHER 1 40,019 FIRST UTD CORP COM 33741H107 1 135 SH OTHER 1 135 FIRSTBANK CORP MICH COM 33761G104 1 110 SH OTHER 1 110 FIRSTSERVICE CORP SUB VTG SH 33761N109 294 10,414 SH OTHER 3 10,414 FIVE STAR QUALITY CARE INC COM 33832D106 125 24,959 SH OTHER 1 24,959 FORUM ENERGY TECHNOLOGIES COM 34984V100 241 9,728 SH OTHER 3 9,728 IN FREEPORT-MCMORAN COPPER & COM 35671D857 205 6,000 SH OTHER 4 6,000 GO FRESH MKT INC COM 35804H106 152 3,163 SH OTHER 3 3,163 GOLDMAN SACHS GROUP INC COM 38141G104 76 592 SH OTHER 592 GOOGLE INC CL A 38259P508 617 870 SH OTHER 5 870 GRAND CANYON ED INC COM 38526M106 129 5,504 SH OTHER 1 5,504 HEADWATERS INC COM 42210P102 256 29,911 SH OTHER 1 29,911 HITTITE MICROWAVE CORP COM 43365Y104 840 13,520 SH OTHER 3 13,520 IAC INTERACTIVECORP COM PAR $.001 44919P508 139 2,931 SH OTHER 1 2,931 IPG PHOTONICS CORP COM 44980X109 71 1,070 SH OTHER 3 1,070 INFORMATICA CORP COM 45666Q102 887 29,260 SH OTHER 2 29,260 INNERWORKINGS INC COM 45773Y105 213 15,475 SH OTHER 3 15,475 INTERDIGITAL INC COM 45867G101 370 8,994 SH OTHER 3 8,994 ISHARES SILVER TRUST ISHARES 46428Q109 473 16,119 SH OTHER 16,119 ISHARES S&P GSCI UNIT BEN INT 46428R107 293 8,932 SH OTHER 8,932 COMMODITY I ISHARES TR FLTG RATE NT 46429B655 80 1,591 SH OTHER 1,591 JPMORGAN CHASE & CO COM 46625H100 291 6,612 SH OTHER 1, 4 6,612 JONES GROUP INC COM 48020T101 649 58,720 SH OTHER 2 58,720 J2 GLOBAL INC COM 48123V102 192 6,294 SH OTHER 1 6,294 KINDER MORGAN INC DEL COM 49456B101 98 2,773 SH OTHER 2,773 LEAPFROG ENTERPRISES INC CL A 52186N106 128 14,822 SH OTHER 1 14,822 LINKEDIN CORP COM CL A 53578A108 136 1,184 SH OTHER 1,184 LIQUIDITY SERVICES INC COM 53635B107 1,204 29,455 SH OTHER 3 29,455 MAG SILVER CORP COM 55903Q104 42 4,117 SH OTHER 4,117 MAGNACHIP SEMICONDUCTOR COM 55933J203 165 10,385 SH OTHER 1 10,385 CORP MARATHON PETE CORP COM 56585A102 283 4,498 SH OTHER 4,498 MARKET VECTORS ETF TR INDIA SMALL CP 57060U563 276 24,831 SH OTHER 1 24,831
MCKESSON CORP COM 58155Q103 148 1,531 SH OTHER 1 1,531 MERCK & CO INC NEW COM 58933Y105 234 5,707 SH OTHER 1 5,707 METLIFE INC COM 59156R108 119 3,613 SH OTHER 1 3,613 MISTRAS GROUP INC COM 60649T107 49 2,000 SH OTHER 3 2,000 MITEL NETWORKS CORP COM 60671Q104 103 32,722 SH OTHER 1 32,722 MONSANTO CO NEW COM 61166W101 669 7,063 SH OTHER 5 7,063 MOSAIC CO NEW COM 61945C103 325 5,731 SH OTHER 5 5,731 NIC INC COM 62914B100 158 9,668 SH OTHER 3 9,668 NELNET INC CL A 64031N108 145 4,869 SH OTHER 1 4,869 NOVARTIS A G SPONSORED ADR 66987V109 141 2,234 SH OTHER 1 2,234 OCH ZIFF CAP MGMT GROUP CL A 67551U105 139 14,624 SH OTHER 1 14,624 ORACLE CORP COM 68389X105 580 17,401 SH OTHER 5 17,401 ORIENTAL FINL GROUP INC COM 68618W100 163 12,230 SH OTHER 1 12,230 PDC ENERGY INC COM 69327R101 227 6,850 SH OTHER 6,850 PIMCO ETF TR TOTL RETN ETF 72201R775 97 892 SH OTHER 892 POLYCOM INC COM 73172K104 861 82,306 SH OTHER 3 82,306 PORTFOLIO RECOVERY ASSOCS COM 73640Q105 195 1,822 SH OTHER 3 1,822 IN POTASH CORP SASK INC COM 73755L107 323 7,938 SH OTHER 5 7,938 POWERSHARES DB CMDTY IDX UNIT BEN INT 73935S105 293 10,530 SH OTHER 10,530 TRA POWERSHARES DB G10 CURCY COM UT BEN INT 73935Y102 790 30,206 SH OTHER 30,206 HAR POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 61 3,095 SH OTHER 3,095 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 64 2,581 SH OTHER 2,581 POWERSHARES GLOBAL ETF SOVEREIGN DEBT 73936T573 83 2,651 SH OTHER 2,651 TRUST POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 1,022 36,937 SH OTHER 36,937 PROSHARES TR PSHS SHRT S&P500 74347R503 46 1,365 SH OTHER 1,365 PROSHARES TR PSHS SHORT QQQ 74347R602 49 1,915 SH OTHER 1,915 PROSHARES TR PSHS SHTRUSS2000 74347R826 45 1,850 SH OTHER 1,850 PROSHARES TR MSCI EMRG ETF 74347X302 300 3,507 SH OTHER 1 3,507 PUMA BIOTECHNOLOGY INC COM 74587V107 352 18,762 SH OTHER 3 18,762 QCR HOLDINGS INC COM 74727A104 6 427 SH OTHER 1 427 QUESTCOR PHARMACEUTICALS COM 74835Y101 47 1,750 SH OTHER 1,750 INC QUICKSILVER RESOURCES INC COM 74837R104 49 17,300 SH OTHER 17,300 REALPAGE INC COM 75606N109 421 19,522 SH OTHER 3 19,522 REXNORD CORP NEW COM 76169B102 38 1,804 SH OTHER 3 1,804 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 382 7,754 SH OTHER 7,754 SPDR S&P 500 ETF TR TR UNIT 78462F103 1,384 9,709 SH OTHER 9,709 SPS COMM INC COM 78463M107 245 6,585 SH OTHER 3 6,585 SPDR GOLD TRUST GOLD SHS 78463V107 777 4,798 SH OTHER 4 4,798 SPDR SERIES TRUST INTR TRM CORP BD 78464A375 64 1,852 SH OTHER 1,852 SPDR SERIES TRUST DB INT GVT ETF 78464A490 50 794 SH OTHER 794 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 49 798 SH OTHER 798 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 48 812 SH OTHER 812 SCIENTIFIC GAMES CORP CL A 80874P109 1,145 132,010 SH OTHER 2 132,010 SEALED AIR CORP NEW COM 81211K100 312 17,800 SH OTHER 17,800 SERVICESOURCE INTL LLC COM 81763U100 463 79,184 SH OTHER 2, 3 79,184 SHUTTERFLY INC COM 82568P304 1,046 35,003 SH OTHER 2, 3 35,003 SIGNATURE BK NEW YORK N Y COM 82669G104 1,156 16,200 SH OTHER 3 16,200 SILVER STD RES INC COM 82823L106 118 7,921 SH OTHER 7,921 SOLERA HOLDINGS INC COM 83421A104 655 12,241 SH OTHER 3 12,241 STANTEC INC COM 85472N109 122 3,045 SH OTHER 3 3,045
SUMMIT FINANCIAL GROUP INC COM 86606G101 69 14,012 SH OTHER 1 14,012 SYNOVUS FINL CORP COM 87161C105 61 25,087 SH OTHER 25,087 TIMMINS GOLD CORP COM 88741P103 47 15,570 SH OTHER 15,570 TRANSCANADA CORP COM 89353D107 49 1,035 SH OTHER 1,035 TRANSCEPT PHARMACEUTICALS COM 89354M106 86 19,236 SH OTHER 1 19,236 IN ULTIMATE SOFTWARE GROUP COM 90385D107 483 5,111 SH OTHER 3 5,111 INC UNION FIRST MKT BANKSH CP COM 90662P104 116 7,361 SH OTHER 1 7,361 VALERO ENERGY CORP NEW COM 91913Y100 426 12,481 SH OTHER 1 12,481 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 65 735 SH OTHER 735 VERIFONE SYS INC COM 92342Y109 1,229 41,402 SH OTHER 3 41,402 VIRTUS INVT PARTNERS INC COM 92828Q109 1,073 8,876 SH OTHER 3 8,876 WISDOMTREE TRUST LARGECAP DIVID 97717W307 318 5,932 SH OTHER 5,932 WISDOMTREE TRUST DIV EX-FINL FD 97717W406 373 6,717 SH OTHER 6,717 WISDOMTREE TRUST JAPN HEDGE EQT 97717W851 269 7,298 SH OTHER 7,298 XUEDA ED GROUP SPONSORED ADR 98418W109 325 132,670 SH OTHER 3 132,670 XYLEM INC COM 98419M100 325 12,000 SH OTHER 12,000 YAMANA GOLD INC COM 98462Y100 101 5,849 SH OTHER 5,849 ZILLOW INC CL A 98954A107 132 4,757 SH OTHER 3, 5 4,757 ZIMMER HLDGS INC COM 98956P102 135 2,021 SH OTHER 1 2,021 DEUTSCHE BANK AG NAMEN AKT D18190898 131 2,968 SH OTHER 1 2,968 AIRCASTLE LTD COM G0129K104 151 12,052 SH OTHER 1 12,052 ARGO GROUP INTL HLDGS LTD COM G0464B107 137 4,087 SH OTHER 1 4,087 ASSURED GUARANTY LTD COM G0585R106 129 9,056 SH OTHER 1 9,056 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 157 2,364 SH OTHER 1 2,364 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 795 34,462 SH OTHER 3 34,462 HOLLYSYS AUTOMATION SHS G45667105 310 26,140 SH OTHER 5 26,140 TECHNOLO SEADRILL LIMITED SHS G7945E105 183 4,984 SH OTHER 5 4,984 GOLAR LNG LTD BERMUDA SHS G9456A100 42 1,134 SH OTHER 1,134 WEATHERFORD INTERNATIONAL REG SHS H27013103 299 26,725 SH OTHER 26,725 LT UBS AG SHS NEW H89231338 110 6,982 SH OTHER 6,982 GILAT SATELLITE NETWORKS SHS NEW M51474118 136 25,643 SH OTHER 1 25,643 LTD PERION NETWORK LTD SHS M78673106 11 1,194 SH OTHER 1,194 ASML HOLDING N V N Y REGISTRY SHS N07059210 280 4,346 SH OTHER 5 4,346 CORE LABORATORIES N V COM N22717107 597 5,463 SH OTHER 3 5,463 REPORT SUMMARY 373 108,125