Chief Financial Officer

0000950123-13-009082.txt : 20131112 0000950123-13-009082.hdr.sgml : 20131111 20131112164913 ACCESSION NUMBER: 0000950123-13-009082 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 EFFECTIVENESS DATE: 20131112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Orinda Asset Management LLC CENTRAL INDEX KEY: 0001502631 IRS NUMBER: 272804413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15243 FILM NUMBER: 131210989 BUSINESS ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 100B CITY: ORINDA STATE: CA ZIP: 94563 BUSINESS PHONE: 925-253-1300 MAIL ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 100B CITY: ORINDA STATE: CA ZIP: 94563 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001502631 XXXXXXXX 09-30-2013 09-30-2013 Orinda Asset Management LLC

4 Orinda Way Suite 100B Orinda CA 94563

13F COMBINATION REPORT 028-15243 028-10361 GRT Capital Partners, LLC 028-14338 OMT Capital Management LLC 028-04129 M.A. Weatherbie & Co., Inc. 028-15189 Covenant Financial Services LLC 028-15202 Connective Capital Management, LLC 028-14717 Glaxis Capital Management, LLC N Cynthia Yee Chief Financial Officer (925) 253-1300 /s/ Cynthia Yee Orinda CA 11-12-2013 0 155 31862 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ACADIA PHARMACEUTICALS INC COM 004225108 30 1100 SH OTR 0 0 1100 AGNICO EAGLE MINES LTD COM 008474108 124 4688 SH OTR 0 0 4688 ALCATEL-LUCENT SPONSORED ADR 013904305 479 135804 SH OTR 0 0 135804 ALLIED NEVADA GOLD CORP COM 019344100 186 44608 SH OTR 0 0 44608 AMAZON COM INC COM 023135106 156 500 SH OTR 0 0 500 ARBOR RLTY TR INC COM 038923108 435 68113 SH SOLE 68113 0 0 ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 044103505 143 5514 SH SOLE 5514 0 0 BBCN BANCORP INC COM 073295107 98 7135 SH OTR 0 0 7135 B/E AEROSPACE INC COM 073302101 185 2500 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