0000950123-13-006454.txt : 20130814
0000950123-13-006454.hdr.sgml : 20130814
20130814060109
ACCESSION NUMBER: 0000950123-13-006454
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130814
DATE AS OF CHANGE: 20130814
EFFECTIVENESS DATE: 20130814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Orinda Asset Management LLC
CENTRAL INDEX KEY: 0001502631
IRS NUMBER: 272804413
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15243
FILM NUMBER: 131034784
BUSINESS ADDRESS:
STREET 1: 4 ORINDA WAY
STREET 2: SUITE 100B
CITY: ORINDA
STATE: CA
ZIP: 94563
BUSINESS PHONE: 925-253-1300
MAIL ADDRESS:
STREET 1: 4 ORINDA WAY
STREET 2: SUITE 100B
CITY: ORINDA
STATE: CA
ZIP: 94563
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001502631
XXXXXXXX
06-30-2013
06-30-2013
Orinda Asset Management LLC
4 Orinda Way
Suite 100B
Orinda
CA
94563
13F COMBINATION REPORT
028-15243
028-10361
GRT Capital Partners, LLC
028-14338
OMT Capital Management LLC
028-04129
M.A. Weatherbie & Co., Inc.
028-15189
Covenant Financial Services LLC
028-15202
Connective Capital Management, LLC
028-14717
Glaxis Capital Management, LLC
N
Cynthia Yee
Chief Financial Officer
(925) 253-1300
/s/ Cynthia Yee
Orinda
CA
08-13-2013
0
116
30526
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ACACIA RESH CORP
ACACIA TCH COM
003881307
197
8819
SH
OTR
0
0
0
8819
ALLIED NEVADA GOLD CORP
COM
019344100
123
19000
SH
OTR
0
0
0
19000
ALON USA ENERGY INC
COM
020520102
87
5993
SH
OTR
0
0
0
5993
ARBOR RLTY TR INC
COM
038923108
440
70013
SH
SOLE
0
70013
0
0
ASTROTECH CORP
COM
046484101
58
82865
SH
OTR
0
0
0
82865
BBCN BANCORP INC
COM
073295107
101
7135
SH
OTR
0
0
0
7135
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
783
7000
SH
OTR
0
0
0
7000
BLOUNT INTL INC NEW
COM
095180105
355
30000
SH
OTR
0
0
0
30000
CVS CAREMARK CORPORATION
COM
126650100
1407
24600
SH
OTR
0
0
0
24600
CENTRAL FD CDA LTD
CL A
153501101
919
67563
SH
OTR
0
0
0
67563
DECKERS OUTDOOR CORP
COM
243537107
758
15000
SH
OTR
0
0
0
15000
DISCOVER FINL SVCS
COM
254709108
152
3200
SH
OTR
0
0
0
3200
DR REDDYS LABS LTD
ADR
256135203
138
3637
SH
OTR
0
0
0
3637
ELDORADO GOLD CORP NEW
COM
284902103
110
17817
SH
OTR
0
0
0
17817
FAMILY DLR STORES INC
COM
307000109
486
7800
SH
OTR
0
0
0
7800
FIFTH THIRD BANCORP
COM
316773100
163
9028
SH
OTR
0
0
0
9028
FORD MTR CO DEL
COM PAR $0.01
345370860
137
8878
SH
OTR
0
0
0
8878
FRANCO NEVADA CORP
COM
351858105
111
3100
SH
OTR
0
0
0
3100
GREENHAVEN CONT CMDTY INDEX
UNIT BEN INT
395258106
55
2123
SH
OTR
0
0
0
2123
HARRIS & HARRIS GROUP INC
COM
413833104
12
3955
SH
OTR
0
0
0
3955
HECLA MNG CO
COM
422704106
122
40796
SH
OTR
0
0
0
40796
HELMERICH & PAYNE INC
COM
423452101
177
2828
SH
OTR
0
0
0
2828
HUNTINGTON BANCSHARES INC
COM
446150104
136
17263
SH
OTR
0
0
0
17263
IAMGOLD CORP
COM
450913108
91
21100
SH
OTR
0
0
0
21100
ISHARES TR
IBOXX INV CPBD
464287242
61
533
SH
OTR
0
0
0
533
ISHARES TR
BARCLAYS MBS BD
464288588
77
735
SH
OTR
0
0
0
735
ISIS PHARMACEUTICALS INC
COM
464330109
424
15781
SH
OTR
0
0
0
15781
JACOBS ENGR GROUP INC DEL
COM
469814107
193
3500
SH
OTR
0
0
0
3500
LEXINGTON REALTY TRUST
PFD CONV SER C
529043309
138
2780
SH
SOLE
0
2780
0
0
LILLY ELI & CO
COM
532457108
206
4193
SH
OTR
0
0
0
4193
LINDSAY CORP
COM
535555106
75
1000
SH
OTR
0
0
0
1000
LOUISIANA PAC CORP
COM
546347105
111
7475
SH
OTR
0
0
0
7475
MICROSOFT CORP
COM
594918104
173
5022
SH
OTR
0
0
0
5022
NEW GOLD INC CDA
COM
644535106
96
14892
SH
OTR
0
0
0
14892
NEWMONT MINING CORP
COM
651639106
83
2756
SH
OTR
0
0
0
2756
NORTH AMERN PALLADIUM LTD
COM
656912102
76
76993
SH
OTR
0
0
0
76993
OWENS CORNING NEW
COM
690742101
446
11400
SH
OTR
0
0
0
11400
PACIFIC SUNWEAR CALIF INC
COM
694873100
219
60000
SH
OTR
0
0
0
60000
PLUM CREEK TIMBER CO INC
COM
729251108
155
3324
SH
OTR
0
0
0
3324
QUALCOMM INC
COM
747525103
129
2105
SH
OTR
0
0
0
2105
REDWOOD TR INC
COM
758075402
123
7226
SH
OTR
0
0
0
7226
RENTECH INC
COM
760112102
12
5792
SH
OTR
0
0
0
5792
RESMED INC
COM
761152107
104
2294
SH
OTR
0
0
0
2294
ROYAL GOLD INC
COM
780287108
102
2424
SH
OTR
0
0
0
2424
RUBY TUESDAY INC
COM
781182100
459
49782
SH
OTR
0
0
0
49782
SILVER WHEATON CORP
COM
828336107
208
10558
SH
OTR
0
0
0
10558
SPECTRA ENERGY CORP
COM
847560109
155
4485
SH
OTR
0
0
0
4485
SUMMER INFANT INC
COM
865646103
15
5000
SH
OTR
0
0
0
5000
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
86
4702
SH
OTR
0
0
0
4702
TESORO CORP
COM
881609101
261
4979
SH
OTR
0
0
0
4979
THERMO FISHER SCIENTIFIC INC
COM
883556102
127
1500
SH
OTR
0
0
0
1500
TRINITY INDS INC
COM
896522109
302
7861
SH
OTR
0
0
0
7861
U M H PROPERTIES INC
CV RED PFD-A
903002202
968
36634
SH
SOLE
0
36634
0
0
WABTEC CORP
COM
929740108
151
2830
SH
OTR
0
0
0
2830
WEYERHAEUSER CO
COM
962166104
177
6200
SH
OTR
0
0
0
6200
WILLIAMS COS INC DEL
COM
969457100
81
2484
SH
OTR
0
0
0
2484
EXPRESS INC
COM
30219E103
629
30000
SH
OTR
0
0
0
30000
AMERICAN EAGLE OUTFITTERS NEW
COM
02553E106
548
30000
SH
OTR
0
0
0
30000
TARGET CORP
COM
87612E106
930
13500
SH
OTR
0
0
0
13500
AOL INC
COM
00184X105
113
3100
SH
OTR
0
0
0
3100
ADVANCE AUTO PARTS INC
COM
00751Y106
568
7000
SH
OTR
0
0
0
7000
AMERICAN RAILCAR INDS INC
COM
02916P103
172
5144
SH
OTR
0
0
0
5144
APOLLO COML REAL EST FIN INC
COM
03762U105
1097
69100
SH
SOLE
0
69100
0
0
AURICO GOLD INC
COM
05155C105
75
17250
SH
OTR
0
0
0
17250
AXIALL CORP
COM
05463D100
139
3258
SH
OTR
0
0
0
3258
BABCOCK & WILCOX CO NEW
COM
05615F102
133
4425
SH
OTR
0
0
0
4425
BANNER CORP
COM NEW
06652V208
126
3730
SH
OTR
0
0
0
3730
BEAZER HOMES USA INC
UNIT 99/99/9999
07556Q501
4
200
SH
SOLE
0
200
0
0
CHART INDS INC
COM PAR $0.01
16115Q308
219
2330
SH
OTR
0
0
0
2330
CISCO SYS INC
COM
17275R102
123
5049
SH
OTR
0
0
0
5049
COMCAST CORP NEW
CL A
20030N101
146
3498
SH
OTR
0
0
0
3498
D R HORTON INC
COM
23331A109
216
10135
SH
OTR
0
0
0
10135
DIRECTV
COM
25490A309
2009
32600
SH
OTR
0
0
0
32600
EPR PPTYS
CONV PFD 9% SR E
26884U307
1203
37296
SH
SOLE
0
37296
0
0
ENDEAVOUR SILVER CORP
COM
29258Y103
63
18400
SH
OTR
0
0
0
18400
FEI CO
COM
30241L109
163
2233
SH
OTR
0
0
0
2233
FACEBOOK INC
CL A
30303M102
160
6449
SH
OTR
0
0
0
6449
FELCOR LODGING TR INC
PFD CV A $1.95
31430F200
615
25000
SH
SOLE
0
25000
0
0
FIDELITY NATIONAL FINANCIAL
CL A
31620R105
114
4805
SH
OTR
0
0
0
4805
FIRST AMERN FINL CORP
COM
31847R102
161
7293
SH
OTR
0
0
0
7293
GENERAL MTRS CO
COM
37045V100
112
3352
SH
OTR
0
0
0
3352
GOLD FIELDS LTD NEW
SPONSORED ADR
38059T106
96
18264
SH
OTR
0
0
0
18264
GOLDMAN SACHS GROUP INC
COM
38141G104
139
916
SH
OTR
0
0
0
916
GOOGLE INC
CL A
38259P508
151
171
SH
OTR
0
0
0
171
GOVERNMENT PPTYS INCOME TR
COM SHS BEN INT
38376A103
262
10400
SH
SOLE
0
10400
0
0
GRAMERCY PPTY TR INC
COM
38489R100
288
64100
SH
SOLE
0
64100
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
139
5600
SH
OTR
0
0
0
5600
ISHARES TR
FLTG RATE NT
46429B655
81
1591
SH
OTR
0
0
0
1591
JPMORGAN CHASE & CO.
COM
46625H100
141
2675
SH
OTR
0
0
0
2675
KINDER MORGAN INC DEL
COM
49456B101
141
3692
SH
OTR
0
0
0
3692
MACYS INC
COM
55616P104
135
2804
SH
OTR
0
0
0
2804
MAGNACHIP SEMICONDUCTOR CORP
COM
55933J203
102
5593
SH
OTR
0
0
0
5593
MARATHON PETE CORP
COM
56585A102
247
3481
SH
OTR
0
0
0
3481
MONSANTO CO NEW
COM
61166W101
114
1151
SH
OTR
0
0
0
1151
NUVERRA ENVIRONMENTAL SOLUTION
COM
67091K104
68
23349
SH
OTR
0
0
0
23349
ORACLE CORP
COM
68389X105
83
2694
SH
OTR
0
0
0
2694
PIMCO ETF TR
TOTL RETN ETF
72201R775
94
892
SH
OTR
0
0
0
892
PINNACLE FOODS INC DEL
COM
72348P104
31
1300
SH
SOLE
0
1300
0
0
POWERSHARES GLOBAL ETF
S&P 500 BUYWRT
73936G308
62
3095
SH
OTR
0
0
0
3095
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
64
2581
SH
OTR
0
0
0
2581
POWERSHARES GLOBAL ETF TRUST
SOVEREIGN DEBT
73936T573
72
2651
SH
OTR
0
0
0
2651
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
126
4039
SH
OTR
0
0
0
4039
PREFERRED APT CMNTYS INC
COM
74039L103
643
71427
SH
SOLE
0
71427
0
0
REGIONS FINL CORP NEW
COM
7591EP100
171
17948
SH
OTR
0
0
0
17948
RESOURCE CAP CORP
COM
76120W302
226
36700
SH
SOLE
0
36700
0
0
SPDR SERIES TRUST
DB INT GVT ETF
78464A490
46
794
SH
OTR
0
0
0
794
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
483
57523
SH
OTR
0
0
0
57523
STANDARD PAC CORP NEW
COM
85375C101
135
16181
SH
OTR
0
0
0
16181
STILLWATER MNG CO
COM
86074Q102
117
10874
SH
OTR
0
0
0
10874
STRATEGIC HOTELS & RESORT I
COM
86272T106
1374
155100
SH
SOLE
0
155100
0
0
SYNAPTICS INC
COM
87157D109
104
2695
SH
OTR
0
0
0
2695
TIMMINS GOLD CORP
COM
88741P103
134
61476
SH
OTR
0
0
0
61476
TRANSCANADA CORP
COM
89353D107
117
2707
SH
OTR
0
0
0
2707
VALERO ENERGY CORP NEW
COM
91913Y100
118
3400
SH
OTR
0
0
0
3400
XYLEM INC
COM
98419M100
1193
44300
SH
OTR
0
0
0
44300
GOLAR LNG LTD BERMUDA
SHS
G9456A100
85
2655
SH
OTR
0
0
0
2655