0000950123-13-006454.txt : 20130814 0000950123-13-006454.hdr.sgml : 20130814 20130814060109 ACCESSION NUMBER: 0000950123-13-006454 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130814 EFFECTIVENESS DATE: 20130814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Orinda Asset Management LLC CENTRAL INDEX KEY: 0001502631 IRS NUMBER: 272804413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15243 FILM NUMBER: 131034784 BUSINESS ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 100B CITY: ORINDA STATE: CA ZIP: 94563 BUSINESS PHONE: 925-253-1300 MAIL ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 100B CITY: ORINDA STATE: CA ZIP: 94563 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001502631 XXXXXXXX 06-30-2013 06-30-2013 Orinda Asset Management LLC
4 Orinda Way Suite 100B Orinda CA 94563
13F COMBINATION REPORT 028-15243 028-10361 GRT Capital Partners, LLC 028-14338 OMT Capital Management LLC 028-04129 M.A. Weatherbie & Co., Inc. 028-15189 Covenant Financial Services LLC 028-15202 Connective Capital Management, LLC 028-14717 Glaxis Capital Management, LLC N
Cynthia Yee Chief Financial Officer (925) 253-1300 /s/ Cynthia Yee Orinda CA 08-13-2013 0 116 30526 false
INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ACACIA RESH CORP ACACIA TCH COM 003881307 197 8819 SH OTR 0 0 0 8819 ALLIED NEVADA GOLD CORP COM 019344100 123 19000 SH OTR 0 0 0 19000 ALON USA ENERGY INC COM 020520102 87 5993 SH OTR 0 0 0 5993 ARBOR RLTY TR INC COM 038923108 440 70013 SH SOLE 0 70013 0 0 ASTROTECH CORP COM 046484101 58 82865 SH OTR 0 0 0 82865 BBCN BANCORP INC COM 073295107 101 7135 SH OTR 0 0 0 7135 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 783 7000 SH OTR 0 0 0 7000 BLOUNT INTL INC NEW COM 095180105 355 30000 SH OTR 0 0 0 30000 CVS CAREMARK CORPORATION COM 126650100 1407 24600 SH OTR 0 0 0 24600 CENTRAL FD CDA LTD CL A 153501101 919 67563 SH OTR 0 0 0 67563 DECKERS OUTDOOR CORP COM 243537107 758 15000 SH OTR 0 0 0 15000 DISCOVER FINL SVCS COM 254709108 152 3200 SH OTR 0 0 0 3200 DR REDDYS LABS LTD ADR 256135203 138 3637 SH OTR 0 0 0 3637 ELDORADO GOLD CORP NEW COM 284902103 110 17817 SH OTR 0 0 0 17817 FAMILY DLR STORES INC COM 307000109 486 7800 SH OTR 0 0 0 7800 FIFTH THIRD BANCORP COM 316773100 163 9028 SH OTR 0 0 0 9028 FORD MTR CO DEL COM PAR $0.01 345370860 137 8878 SH OTR 0 0 0 8878 FRANCO NEVADA CORP COM 351858105 111 3100 SH OTR 0 0 0 3100 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 55 2123 SH OTR 0 0 0 2123 HARRIS & HARRIS GROUP INC COM 413833104 12 3955 SH OTR 0 0 0 3955 HECLA MNG CO COM 422704106 122 40796 SH OTR 0 0 0 40796 HELMERICH & PAYNE INC COM 423452101 177 2828 SH OTR 0 0 0 2828 HUNTINGTON BANCSHARES INC COM 446150104 136 17263 SH OTR 0 0 0 17263 IAMGOLD CORP COM 450913108 91 21100 SH OTR 0 0 0 21100 ISHARES TR IBOXX INV CPBD 464287242 61 533 SH OTR 0 0 0 533 ISHARES TR BARCLAYS MBS BD 464288588 77 735 SH OTR 0 0 0 735 ISIS PHARMACEUTICALS INC COM 464330109 424 15781 SH OTR 0 0 0 15781 JACOBS ENGR GROUP INC DEL COM 469814107 193 3500 SH OTR 0 0 0 3500 LEXINGTON REALTY TRUST PFD CONV SER C 529043309 138 2780 SH SOLE 0 2780 0 0 LILLY ELI & CO COM 532457108 206 4193 SH OTR 0 0 0 4193 LINDSAY CORP COM 535555106 75 1000 SH OTR 0 0 0 1000 LOUISIANA PAC CORP COM 546347105 111 7475 SH OTR 0 0 0 7475 MICROSOFT CORP COM 594918104 173 5022 SH OTR 0 0 0 5022 NEW GOLD INC CDA COM 644535106 96 14892 SH OTR 0 0 0 14892 NEWMONT MINING CORP COM 651639106 83 2756 SH OTR 0 0 0 2756 NORTH AMERN PALLADIUM LTD COM 656912102 76 76993 SH OTR 0 0 0 76993 OWENS CORNING NEW COM 690742101 446 11400 SH OTR 0 0 0 11400 PACIFIC SUNWEAR CALIF INC COM 694873100 219 60000 SH OTR 0 0 0 60000 PLUM CREEK TIMBER CO INC COM 729251108 155 3324 SH OTR 0 0 0 3324 QUALCOMM INC COM 747525103 129 2105 SH OTR 0 0 0 2105 REDWOOD TR INC COM 758075402 123 7226 SH OTR 0 0 0 7226 RENTECH INC COM 760112102 12 5792 SH OTR 0 0 0 5792 RESMED INC COM 761152107 104 2294 SH OTR 0 0 0 2294 ROYAL GOLD INC COM 780287108 102 2424 SH OTR 0 0 0 2424 RUBY TUESDAY INC COM 781182100 459 49782 SH OTR 0 0 0 49782 SILVER WHEATON CORP COM 828336107 208 10558 SH OTR 0 0 0 10558 SPECTRA ENERGY CORP COM 847560109 155 4485 SH OTR 0 0 0 4485 SUMMER INFANT INC COM 865646103 15 5000 SH OTR 0 0 0 5000 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 86 4702 SH OTR 0 0 0 4702 TESORO CORP COM 881609101 261 4979 SH OTR 0 0 0 4979 THERMO FISHER SCIENTIFIC INC COM 883556102 127 1500 SH OTR 0 0 0 1500 TRINITY INDS INC COM 896522109 302 7861 SH OTR 0 0 0 7861 U M H PROPERTIES INC CV RED PFD-A 903002202 968 36634 SH SOLE 0 36634 0 0 WABTEC CORP COM 929740108 151 2830 SH OTR 0 0 0 2830 WEYERHAEUSER CO COM 962166104 177 6200 SH OTR 0 0 0 6200 WILLIAMS COS INC DEL COM 969457100 81 2484 SH OTR 0 0 0 2484 EXPRESS INC COM 30219E103 629 30000 SH OTR 0 0 0 30000 AMERICAN EAGLE OUTFITTERS NEW COM 02553E106 548 30000 SH OTR 0 0 0 30000 TARGET CORP COM 87612E106 930 13500 SH OTR 0 0 0 13500 AOL INC COM 00184X105 113 3100 SH OTR 0 0 0 3100 ADVANCE AUTO PARTS INC COM 00751Y106 568 7000 SH OTR 0 0 0 7000 AMERICAN RAILCAR INDS INC COM 02916P103 172 5144 SH OTR 0 0 0 5144 APOLLO COML REAL EST FIN INC COM 03762U105 1097 69100 SH SOLE 0 69100 0 0 AURICO GOLD INC COM 05155C105 75 17250 SH OTR 0 0 0 17250 AXIALL CORP COM 05463D100 139 3258 SH OTR 0 0 0 3258 BABCOCK & WILCOX CO NEW COM 05615F102 133 4425 SH OTR 0 0 0 4425 BANNER CORP COM NEW 06652V208 126 3730 SH OTR 0 0 0 3730 BEAZER HOMES USA INC UNIT 99/99/9999 07556Q501 4 200 SH SOLE 0 200 0 0 CHART INDS INC COM PAR $0.01 16115Q308 219 2330 SH OTR 0 0 0 2330 CISCO SYS INC COM 17275R102 123 5049 SH OTR 0 0 0 5049 COMCAST CORP NEW CL A 20030N101 146 3498 SH OTR 0 0 0 3498 D R HORTON INC COM 23331A109 216 10135 SH OTR 0 0 0 10135 DIRECTV COM 25490A309 2009 32600 SH OTR 0 0 0 32600 EPR PPTYS CONV PFD 9% SR E 26884U307 1203 37296 SH SOLE 0 37296 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 63 18400 SH OTR 0 0 0 18400 FEI CO COM 30241L109 163 2233 SH OTR 0 0 0 2233 FACEBOOK INC CL A 30303M102 160 6449 SH OTR 0 0 0 6449 FELCOR LODGING TR INC PFD CV A $1.95 31430F200 615 25000 SH SOLE 0 25000 0 0 FIDELITY NATIONAL FINANCIAL CL A 31620R105 114 4805 SH OTR 0 0 0 4805 FIRST AMERN FINL CORP COM 31847R102 161 7293 SH OTR 0 0 0 7293 GENERAL MTRS CO COM 37045V100 112 3352 SH OTR 0 0 0 3352 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 96 18264 SH OTR 0 0 0 18264 GOLDMAN SACHS GROUP INC COM 38141G104 139 916 SH OTR 0 0 0 916 GOOGLE INC CL A 38259P508 151 171 SH OTR 0 0 0 171 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 262 10400 SH SOLE 0 10400 0 0 GRAMERCY PPTY TR INC COM 38489R100 288 64100 SH SOLE 0 64100 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 139 5600 SH OTR 0 0 0 5600 ISHARES TR FLTG RATE NT 46429B655 81 1591 SH OTR 0 0 0 1591 JPMORGAN CHASE & CO. COM 46625H100 141 2675 SH OTR 0 0 0 2675 KINDER MORGAN INC DEL COM 49456B101 141 3692 SH OTR 0 0 0 3692 MACYS INC COM 55616P104 135 2804 SH OTR 0 0 0 2804 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 102 5593 SH OTR 0 0 0 5593 MARATHON PETE CORP COM 56585A102 247 3481 SH OTR 0 0 0 3481 MONSANTO CO NEW COM 61166W101 114 1151 SH OTR 0 0 0 1151 NUVERRA ENVIRONMENTAL SOLUTION COM 67091K104 68 23349 SH OTR 0 0 0 23349 ORACLE CORP COM 68389X105 83 2694 SH OTR 0 0 0 2694 PIMCO ETF TR TOTL RETN ETF 72201R775 94 892 SH OTR 0 0 0 892 PINNACLE FOODS INC DEL COM 72348P104 31 1300 SH SOLE 0 1300 0 0 POWERSHARES GLOBAL ETF S&P 500 BUYWRT 73936G308 62 3095 SH OTR 0 0 0 3095 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 64 2581 SH OTR 0 0 0 2581 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 72 2651 SH OTR 0 0 0 2651 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 126 4039 SH OTR 0 0 0 4039 PREFERRED APT CMNTYS INC COM 74039L103 643 71427 SH SOLE 0 71427 0 0 REGIONS FINL CORP NEW COM 7591EP100 171 17948 SH OTR 0 0 0 17948 RESOURCE CAP CORP COM 76120W302 226 36700 SH SOLE 0 36700 0 0 SPDR SERIES TRUST DB INT GVT ETF 78464A490 46 794 SH OTR 0 0 0 794 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 483 57523 SH OTR 0 0 0 57523 STANDARD PAC CORP NEW COM 85375C101 135 16181 SH OTR 0 0 0 16181 STILLWATER MNG CO COM 86074Q102 117 10874 SH OTR 0 0 0 10874 STRATEGIC HOTELS & RESORT I COM 86272T106 1374 155100 SH SOLE 0 155100 0 0 SYNAPTICS INC COM 87157D109 104 2695 SH OTR 0 0 0 2695 TIMMINS GOLD CORP COM 88741P103 134 61476 SH OTR 0 0 0 61476 TRANSCANADA CORP COM 89353D107 117 2707 SH OTR 0 0 0 2707 VALERO ENERGY CORP NEW COM 91913Y100 118 3400 SH OTR 0 0 0 3400 XYLEM INC COM 98419M100 1193 44300 SH OTR 0 0 0 44300 GOLAR LNG LTD BERMUDA SHS G9456A100 85 2655 SH OTR 0 0 0 2655