FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/01/2010 |
3. Issuer Name and Ticker or Trading Symbol
Viacom Inc. [ VIA, VIAB ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class B Common Stock | 2,881 | D | |
Class B Common Stock | 481 | I | By 401(k) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy)(1) | (2) | 06/08/2018 | Class B Common Stock | 6,110 | $32.55 | D | |
Restricted Share Units(3) | (4) | (4) | Class B Common Stock | 638 | (4) | D | |
Restricted Share Units(3) | (5) | (5) | Class B Common Stock | 1,586 | (5) | D | |
Restricted Share Units(1) | (6) | (6) | Class B Common Stock | 2,955 | (6) | D | |
Restricted Share Units(1) | (7) | (7) | Class B Common Stock | 2,765 | (7) | D | |
Class B Phantom Common Stock Units | (8) | (8) | Class B Common Stock | 208 | (8) | D |
Explanation of Responses: |
1. Granted under the Viacom Inc. 2006 Long-Term Management Incentive Plan, as amended and restated December 2, 2008, for no consideration. |
2. The Stock Options were granted on June 8, 2010 and will vest in four equal annual installments beginning on June 8, 2011. |
3. Granted under the Viacom Inc. 2006 Long-Term Management Incentive Plan, as amended and restated April 12, 2007, for no consideration. |
4. The remaining Restricted Share Units, originally granted on May 29, 2007, will vest on May 29, 2011 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B common stock upon vesting. |
5. The remaining Restricted Share Units, originally granted on June 4, 2008, will vest in two equal annual installments beginning on June 4, 2011 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B common stock upon vesting. |
6. The remaining Restricted Share Units, originally granted on June 3, 2009, will vest in three equal annual installments beginning on June 3, 2011 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B common stock upon vesting. |
7. The Restricted Share Units were granted on June 8, 2010, will vest in four equal annual installments beginning on June 8, 2011 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B common stock upon vesting. |
8. Phantom Common Stock Units are payable in cash following the Reporting Person's retirement or other termination of service pursuant to the Viacom Excess 401(k) Plan for Designated Senior Executives. Each Viacom Class B Phantom Common Stock Unit is the economic equivalent of one share of the Issuer's Class B common stock. |
Remarks: |
/s/ Michael D. Fricklas, Attorney-in-Fact for Katherine Gill-Charest | 10/12/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |