President

0001085146-21-001719.txt : 20210517 0001085146-21-001719.hdr.sgml : 20210517 20210517100659 ACCESSION NUMBER: 0001085146-21-001719 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charles Schwab Investment Advisory, Inc. CENTRAL INDEX KEY: 0001501902 IRS NUMBER: 271073440 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14153 FILM NUMBER: 21928256 BUSINESS ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-0897 MAIL ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001501902 XXXXXXXX 03-31-2021 03-31-2021 false Charles Schwab Investment Advisory, Inc.

211 MAIN ST. SAN FRANCISCO CA 94105

13F HOLDINGS REPORT 028-14153 N Jonathan De St Paer President 415-667-1910 /s/ Jonathan De St Paer San Fransico CA 05-11-2021 1 144 53147992 false 1 0001789219 028-19636 Charles Schwab Trust Co INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 11091 119683 SH SOLE 119683 0 0 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 189 2038 SH SOLE 1 2038 0 0 ALPHABET INC CAP STK CL A 02079K305 237 115 SH SOLE 115 0 0 ALPHABET INC CAP STK CL C 02079K107 499 241 SH SOLE 241 0 0 AMAZON COM INC COM 023135106 1235 399 SH SOLE 399 0 0 APPLE INC COM 037833100 633 5183 SH SOLE 5183 0 0 DBX ETF TR XTRACK INTL REAL 233051846 2598 94893 SH SOLE 1 94893 0 0 DBX ETF TR XTRACK INTL REAL 233051846 375567 13716840 SH SOLE 13716840 0 0 DBX ETF TR XTRACK MSCI EAFE 233051630 640 26860 SH SOLE 1 26860 0 0 DBX ETF TR XTRACK MSCI EAFE 233051630 500380 20989112 SH SOLE 20989112 0 0 DBX ETF TR XTRACK USD HIGH 233051432 233741 4675752 SH SOLE 4675752 0 0 DBX ETF TR XTRACK USD HIGH 233051432 196 3925 SH SOLE 1 3925 0 0 GLOBAL X FDS GLBL X MLP ETF 37954Y343 587 17730 SH SOLE 17730 0 0 GLOBAL X FDS US PFD ETF 37954Y657 41021 1608018 SH SOLE 1608018 0 0 GLOBAL X FDS US PFD ETF 37954Y657 47 1845 SH SOLE 1 1845 0 0 HUMANA INC COM 444859102 243 580 SH SOLE 580 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 630 11735 SH SOLE 11735 0 0 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 156717 5663787 SH SOLE 5663787 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 5765 124713 SH SOLE 1 124713 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 352592 7626903 SH SOLE 7626903 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 3190 141659 SH SOLE 1 141659 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 255378 11340038 SH SOLE 11340038 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 2923 79873 SH SOLE 1 79873 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 190222 5198033 SH SOLE 5198033 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 67295 3040878 SH SOLE 3040878 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 889 40192 SH SOLE 1 40192 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 405942 2676483 SH SOLE 2676483 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 6218 40997 SH SOLE 1 40997 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 387092 2195145 SH SOLE 2195145 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 5983 33931 SH SOLE 1 33931 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 545 1708 SH SOLE 1708 0 0 ISHARES GOLD TR ISHARES 464285105 3615 222350 SH SOLE 1 222350 0 0 ISHARES GOLD TR ISHARES 464285105 582411 35818653 SH SOLE 35818653 0 0 ISHARES INC CORE MSCI EMKT 46434G103 171777 2668999 SH SOLE 2668999 0 0 ISHARES INC CORE MSCI EMKT 46434G103 4151 64502 SH SOLE 1 64502 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 351 7669 SH SOLE 7669 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 60 462 SH SOLE 1 462 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 9943 76552 SH SOLE 76552 0 0 ISHARES TR AGGRES ALLOC ETF 464289859 269 4021 SH SOLE 4021 0 0 ISHARES TR BROAD USD HIGH 46435U853 418 10138 SH SOLE 1 10138 0 0 ISHARES TR BROAD USD HIGH 46435U853 30691 745101 SH SOLE 745101 0 0 ISHARES TR CALIF MUN BD ETF 464288356 267380 4304249 SH SOLE 4304249 0 0 ISHARES TR CORE INTL AGGR 46435G672 370 6736 SH SOLE 1 6736 0 0 ISHARES TR CORE INTL AGGR 46435G672 29591 539384 SH SOLE 539384 0 0 ISHARES TR CORE MSCI EAFE 46432F842 341 4737 SH SOLE 4737 0 0 ISHARES TR CORE S&P500 ETF 464287200 799 2008 SH SOLE 2008 0 0 ISHARES TR CORE US AGGBD ET 464287226 47 414 SH SOLE 1 414 0 0 ISHARES TR CORE US AGGBD ET 464287226 325 2859 SH SOLE 2859 0 0 ISHARES TR CRE U S REIT ETF 464288521 88129 1681859 SH SOLE 1681859 0 0 ISHARES TR CRE U S REIT ETF 464288521 1757 33525 SH SOLE 1 33525 0 0 ISHARES TR GRWT ALLOCAT ETF 464289867 250 4662 SH SOLE 4662 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 330 6042 SH SOLE 6042 0 0 ISHARES TR MBS ETF 464288588 138609 1278449 SH SOLE 1278449 0 0 ISHARES TR MBS ETF 464288588 1082 9977 SH SOLE 1 9977 0 0 ISHARES TR MODERT ALLOC ETF 464289875 238 5455 SH SOLE 5455 0 0 ISHARES TR NATIONAL MUN ETF 464288414 312 2689 SH SOLE 2689 0 0 ISHARES TR PFD AND INCM SEC 464288687 0 0 SH SOLE 0 0 0 ISHARES TR PFD AND INCM SEC 464288687 988 25729 SH SOLE 1 25729 0 0 MICROSOFT CORP COM 594918104 436 1850 SH SOLE 1850 0 0 PROCTER AND GAMBLE CO COM 742718109 1070 7902 SH SOLE 7902 0 0 SCHWAB STRATEGIC TR 1 5YR CORP BD 808524714 385 7543 SH SOLE 1 7543 0 0 SCHWAB STRATEGIC TR 1 5YR CORP BD 808524714 3 53 SH SOLE 53 0 0 SCHWAB STRATEGIC TR 5 10YR CORP BD 808524698 1 14 SH SOLE 14 0 0 SCHWAB STRATEGIC TR 5 10YR CORP BD 808524698 1390 27060 SH SOLE 1 27060 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1827235 57496376 SH SOLE 57496376 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 8609 270905 SH SOLE 1 270905 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 11561 307300 SH SOLE 1 307300 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2044016 54333230 SH SOLE 54333230 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1044089 26486281 SH SOLE 26486281 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 5121 129903 SH SOLE 1 129903 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 654256 11598220 SH SOLE 11598220 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 2599 46074 SH SOLE 1 46074 0 0 SCHWAB STRATEGIC TR LONG TERM US 808524680 338 7133 SH SOLE 1 7133 0 0 SCHWAB STRATEGIC TR LONG TERM US 808524680 1 14 SH SOLE 14 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 20216 391251 SH SOLE 1 391251 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 4280893 82850649 SH SOLE 82850649 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 2898134 57207531 SH SOLE 57207531 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 12505 246848 SH SOLE 1 246848 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 16196 526700 SH SOLE 1 526700 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 2714891 88289123 SH SOLE 88289123 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 17811 554871 SH SOLE 1 554871 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 3233875 100743776 SH SOLE 100743776 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 8658 231116 SH SOLE 1 231116 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 1655695 44199010 SH SOLE 44199010 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 121 2241 SH SOLE 2241 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 361 6699 SH SOLE 1 6699 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 572235 7847430 SH SOLE 7847430 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3034 41611 SH SOLE 1 41611 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 333 2565 SH SOLE 2565 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 5814409 60547840 SH SOLE 60547840 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 25467 265197 SH SOLE 1 265197 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 5187 126225 SH SOLE 1 126225 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 892346 21716864 SH SOLE 21716864 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 19477 195414 SH SOLE 1 195414 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 3931232 39442478 SH SOLE 39442478 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 6184561 101121017 SH SOLE 101121017 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 18843 308087 SH SOLE 1 308087 0 0 SPDR SER TR BLOMBRG BRC EMRG 78464A391 347389 13350850 SH SOLE 13350850 0 0 SPDR SER TR BLOMBRG BRC EMRG 78464A391 1297 49858 SH SOLE 1 49858 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 1378 12662 SH SOLE 1 12662 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 23 213 SH SOLE 213 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 474928 9193342 SH SOLE 9193342 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 759 14696 SH SOLE 1 14696 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 4670 152858 SH SOLE 1 152858 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 391549 12816651 SH SOLE 12816651 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 719783 19856085 SH SOLE 19856085 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 9544 263281 SH SOLE 1 263281 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 835 21421 SH SOLE 1 21421 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 7 181 SH SOLE 181 0 0 SPDR SER TR S&P DIVID ETF 78464A763 218 1850 SH SOLE 1850 0 0 SPDR SER TR WELLS FG PFD ETF 78464A292 14 331 SH SOLE 1 331 0 0 SPDR SER TR WELLS FG PFD ETF 78464A292 4208 96888 SH SOLE 96888 0 0 TESLA INC COM 88160R101 840 1257 SH SOLE 1257 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 963 31386 SH SOLE 1 31386 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 129383 4217177 SH SOLE 4217177 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 273 3222 SH SOLE 3222 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 56493 989027 SH SOLE 989027 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 21 372 SH SOLE 1 372 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 232 2530 SH SOLE 2530 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1 7 SH SOLE 1 7 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 543733 1492543 SH SOLE 1492543 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 11118 30518 SH SOLE 1 30518 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 293143 1369315 SH SOLE 1369315 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 5092 23784 SH SOLE 1 23784 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 679 3287 SH SOLE 3287 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 240 4614 SH SOLE 4614 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 10 194 SH SOLE 1 194 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 123024 958355 SH SOLE 958355 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 2238 17432 SH SOLE 1 17432 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 361939 6491021 SH SOLE 6491021 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 1559 27957 SH SOLE 1 27957 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 746038 13653689 SH SOLE 13653689 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 853 15612 SH SOLE 1 15612 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 3285776 35319528 SH SOLE 35319528 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 15419 165747 SH SOLE 1 165747 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 5509 103221 SH SOLE 1 103221 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 2891912 54186090 SH SOLE 54186090 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 232 2814 SH SOLE 2814 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 3530 71889 SH SOLE 1 71889 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 274345 5586330 SH SOLE 5586330 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 62754 620773 SH SOLE 620773 0 0 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 81 1234 SH SOLE 1 1234 0 0 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 101650 1553090 SH SOLE 1553090 0 0 VISA INC COM CL A 92826C839 201 950 SH SOLE 950 0 0