Senior Vice President

0001085146-20-002232.txt : 20200814 0001085146-20-002232.hdr.sgml : 20200814 20200814103030 ACCESSION NUMBER: 0001085146-20-002232 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charles Schwab Investment Advisory, Inc. CENTRAL INDEX KEY: 0001501902 IRS NUMBER: 271073440 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14153 FILM NUMBER: 201102376 BUSINESS ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-0897 MAIL ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001501902 XXXXXXXX 06-30-2020 06-30-2020 false Charles Schwab Investment Advisory, Inc.

211 MAIN ST. SAN FRANCISCO CA 94105

13F HOLDINGS REPORT 028-14153 N Bryan Olson Senior Vice President 415-667-1910 /s/ Bryan Olson Boston MA 08-12-2020 1 119 39684592 false 1 0001789219 028-19636 Charles Schwab Trust Co INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 178 2135 SH SOLE 1 2135 0 0 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 11436 136904 SH SOLE 136904 0 0 ALPHABET INC CAP STK CL C 02079K107 11 8 SH SOLE 1 8 0 0 ALPHABET INC CAP STK CL C 02079K107 331 234 SH SOLE 234 0 0 APPLE INC COM 037833100 100 275 SH SOLE 1 275 0 0 APPLE INC COM 037833100 246 675 SH SOLE 675 0 0 DBX ETF TR XTRACK USD HIGH 233051432 207182 4431698 SH SOLE 4431698 0 0 DBX ETF TR XTRACK MSCI EAFE 233051630 361322 17729241 SH SOLE 17729241 0 0 DBX ETF TR XTRACK MSCI EAFE 233051630 7843 384836 SH SOLE 1 384836 0 0 DBX ETF TR XTRACK INTL REAL 233051846 1551 67565 SH SOLE 1 67565 0 0 DBX ETF TR XTRACK USD HIGH 233051432 339 7259 SH SOLE 1 7259 0 0 DBX ETF TR XTRACK INTL REAL 233051846 225105 9804237 SH SOLE 9804237 0 0 DIREXION SHS ETF TR ZACKS MLP HG INC 25460G799 6018 111410 SH SOLE 111410 0 0 DIREXION SHS ETF TR ZACKS MLP HG INC 25460G799 492 9105 SH SOLE 1 9105 0 0 GLOBAL X FDS US PFD ETF 37954Y657 426 18121 SH SOLE 1 18121 0 0 GLOBAL X FDS GLBL X MLP ETF 37954Y343 55039 2021999 SH SOLE 2021999 0 0 GLOBAL X FDS GLBL X MLP ETF 37954Y343 804 29526 SH SOLE 1 29526 0 0 GLOBAL X FDS US PFD ETF 37954Y657 36079 1535281 SH SOLE 1535281 0 0 HUMANA INC COM 444859102 223 576 SH SOLE 576 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 2379 137582 SH SOLE 1 137582 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 170884 9883418 SH SOLE 9883418 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 3846 111124 SH SOLE 1 111124 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 2386 87028 SH SOLE 1 87028 0 0 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 154635 5666351 SH SOLE 5666351 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 167352 6103276 SH SOLE 6103276 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 283554 8192845 SH SOLE 8192845 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 4857 44847 SH SOLE 1 44847 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 312582 2798155 SH SOLE 2798155 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 310672 2868359 SH SOLE 2868359 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 4444 39781 SH SOLE 1 39781 0 0 INVESCO EXCHANGE-TRADED FD T SR LN ETF 46138G508 979 45834 SH SOLE 1 45834 0 0 INVESCO EXCHANGE-TRADED FD T SR LN ETF 46138G508 62246 2915520 SH SOLE 2915520 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 256 1034 SH SOLE 1034 0 0 ISHARES GOLD TRUST ISHARES 464285105 2402 141376 SH SOLE 1 141376 0 0 ISHARES GOLD TRUST ISHARES 464285105 584207 34385360 SH SOLE 34385360 0 0 ISHARES INC CORE MSCI EMKT 46434G103 136970 2877528 SH SOLE 2877528 0 0 ISHARES INC CORE MSCI EMKT 46434G103 2000 42012 SH SOLE 1 42012 0 0 ISHARES TR BROAD USD HIGH 46435U853 777 20321 SH SOLE 1 20321 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 9759 73007 SH SOLE 73007 0 0 ISHARES TR SH TR CRPORT ETF 464288646 253 4622 SH SOLE 4622 0 0 ISHARES TR CORE US AGGBD ET 464287226 205 1736 SH SOLE 1736 0 0 ISHARES TR CORE INTL AGGR 46435G672 101 1811 SH SOLE 1 1811 0 0 ISHARES TR CRE U S REIT ETF 464288521 1745 40144 SH SOLE 1 40144 0 0 ISHARES TR BROAD USD HIGH 46435U853 33056 864895 SH SOLE 864895 0 0 ISHARES TR MBS ETF 464288588 2963 26762 SH SOLE 1 26762 0 0 ISHARES TR CORE INTL AGGR 46435G672 39702 713035 SH SOLE 713035 0 0 ISHARES TR CALIF MUN BD ETF 464288356 197147 3171599 SH SOLE 3171599 0 0 ISHARES TR CRE U S REIT ETF 464288521 85051 1956102 SH SOLE 1956102 0 0 ISHARES TR CORE US AGGBD ET 464287226 302 2557 SH SOLE 1 2557 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 71 531 SH SOLE 1 531 0 0 ISHARES TR CORE S&P500 ETF 464287200 251 812 SH SOLE 812 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 531 12387 SH SOLE 12387 0 0 ISHARES TR MBS ETF 464288588 106269 959973 SH SOLE 959973 0 0 MICROSOFT CORP COM 594918104 15 75 SH SOLE 1 75 0 0 MICROSOFT CORP COM 594918104 211 1038 SH SOLE 1038 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 720987 20470959 SH SOLE 20470959 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 729341 24664890 SH SOLE 24664890 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2648868 40539761 SH SOLE 40539761 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 2173 73491 SH SOLE 1 73491 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 1093471 39704824 SH SOLE 39704824 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 625258 10637260 SH SOLE 10637260 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1277377 52459017 SH SOLE 52459017 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 8393 227815 SH SOLE 1 227815 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 4030630 54394461 SH SOLE 54394461 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 401027 7749319 SH SOLE 7749319 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 7311 312319 SH SOLE 1 312319 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 3584 60981 SH SOLE 1 60981 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 2870814 77926553 SH SOLE 77926553 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 2716 77114 SH SOLE 1 77114 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 4902 164761 SH SOLE 1 164761 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 21649 360698 SH SOLE 1 360698 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1496877 50315194 SH SOLE 50315194 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 3824 157033 SH SOLE 1 157033 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 9721 148781 SH SOLE 1 148781 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 3405 123654 SH SOLE 1 123654 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 2201901 92750684 SH SOLE 92750684 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 1865244 79677221 SH SOLE 79677221 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 4763 150169 SH SOLE 1 150169 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 4916024 81906424 SH SOLE 81906424 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 12070 162888 SH SOLE 1 162888 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 7174 302208 SH SOLE 1 302208 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 1938779 61121670 SH SOLE 61121670 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 8364 161630 SH SOLE 1 161630 0 0 SPDR SER TR WELLS FG PFD ETF 78464A292 282 6741 SH SOLE 1 6741 0 0 SPDR SER TR WELLS FG PFD ETF 78464A292 5295 126525 SH SOLE 126525 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 605627 16578905 SH SOLE 16578905 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 370488 12292247 SH SOLE 12292247 0 0 SPDR SER TR BLOMBRG BRC EMRG 78464A391 1027 39202 SH SOLE 1 39202 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 761 14735 SH SOLE 1 14735 0 0 SPDR SER TR BLOMBRG BRC EMRG 78464A391 337605 12880789 SH SOLE 12880789 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 2505 68577 SH SOLE 1 68577 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 520020 10066203 SH SOLE 10066203 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 5557 184376 SH SOLE 1 184376 0 0 TESLA INC COM 88160R101 202 187 SH SOLE 187 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 1480 48140 SH SOLE 1 48140 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 159626 5192787 SH SOLE 5192787 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 34 597 SH SOLE 1 597 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 36588 633786 SH SOLE 633786 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 239311 1642267 SH SOLE 1642267 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 225 1573 SH SOLE 1573 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2754 18896 SH SOLE 1 18896 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 428713 1512589 SH SOLE 1512589 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 5927 20911 SH SOLE 1 20911 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 110016 1138644 SH SOLE 1138644 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 365395 7831018 SH SOLE 7831018 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 1771 37955 SH SOLE 1 37955 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1778 18397 SH SOLE 1 18397 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 464174 8573587 SH SOLE 8573587 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 603 11146 SH SOLE 1 11146 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 2632123 27665790 SH SOLE 27665790 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 18343 192799 SH SOLE 1 192799 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 7712 141840 SH SOLE 1 141840 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 2451497 45089139 SH SOLE 45089139 0 0 VANGUARD TAX-MANAGED FDS FTSE DEV MKT ETF 921943858 2679 69053 SH SOLE 1 69053 0 0 VANGUARD TAX-MANAGED FDS FTSE DEV MKT ETF 921943858 245193 6321029 SH SOLE 6321029 0 0 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 83611 1633352 SH SOLE 1633352 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 54121 686983 SH SOLE 686983 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 2440 30967 SH SOLE 1 30967 0 0 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 2677 52293 SH SOLE 1 52293 0 0