0001085146-20-001591.txt : 20200515 0001085146-20-001591.hdr.sgml : 20200515 20200515123640 ACCESSION NUMBER: 0001085146-20-001591 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charles Schwab Investment Advisory, Inc. CENTRAL INDEX KEY: 0001501902 IRS NUMBER: 271073440 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14153 FILM NUMBER: 20882789 BUSINESS ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-0897 MAIL ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001501902 XXXXXXXX 03-31-2020 03-31-2020 false Charles Schwab Investment Advisory, Inc.

211 MAIN ST. SAN FRANCISCO CA 94105

13F HOLDINGS REPORT 028-14153 N Denise Kampf 415-667-1910 /s/ Denise Kampf Boston MA 05-11-2020 1 111 35268442 1 0001789219 028-19636 Charles Schwab Trust Co INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 215 2866 SH SOLE 1 2866 0 0 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 15776 210065 SH SOLE 210065 0 0 ALPHABET INC CAP STK CL C 02079K107 264 227 SH SOLE 227 0 0 AT&T INC COM 00206R102 245 8411 SH SOLE 8411 0 0 DBX ETF TR XTRACK INTL REAL 233051846 192874 9029660 SH SOLE 9029660 0 0 DBX ETF TR XTRACK INTL REAL 233051846 833 38980 SH SOLE 1 38980 0 0 DBX ETF TR XTRACK MSCI EAFE 233051630 304144 16502639 SH SOLE 16502639 0 0 DBX ETF TR XTRACK MSCI EAFE 233051630 3581 194324 SH SOLE 1 194324 0 0 DBX ETF TR XTRACK USD HIGH 233051432 830413 18843034 SH SOLE 18843034 0 0 DBX ETF TR XTRACK USD HIGH 233051432 1363 30933 SH SOLE 1 30933 0 0 DIREXION SHS ETF TR ZACKS MLP HG INC 25459Y298 4741 971417 SH SOLE 971417 0 0 DIREXION SHS ETF TR ZACKS MLP HG INC 25459Y298 394 80673 SH SOLE 1 80673 0 0 GLOBAL X FDS GLBL X MLP ETF 37950E473 36301 11524001 SH SOLE 11524001 0 0 GLOBAL X FDS GLBL X MLP ETF 37950E473 505 160184 SH SOLE 1 160184 0 0 GLOBAL X FDS US PFD ETF 37954Y657 148525 6788166 SH SOLE 6788166 0 0 GLOBAL X FDS US PFD ETF 37954Y657 1089 49768 SH SOLE 1 49768 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 521255 5638850 SH SOLE 5638850 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 10839 117257 SH SOLE 1 117257 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 5566 62228 SH SOLE 1 62228 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 307718 3440502 SH SOLE 3440502 0 0 INVESCO EXCHANGE-TRADED FD T CALIF AMT MUN 46138E206 217381 8059649 SH SOLE 8059649 0 0 INVESCO EXCHANGE-TRADED FD T FTSE RAFI DEV 46138E743 4412 145405 SH SOLE 1 145405 0 0 INVESCO EXCHANGE-TRADED FD T FTSE RAFI DEV 46138E743 407109 13418213 SH SOLE 13418213 0 0 INVESCO EXCHANGE-TRADED FD T FTSE RAFI EMNG 46138E727 2597 168330 SH SOLE 1 168330 0 0 INVESCO EXCHANGE-TRADED FD T FTSE RAFI EMNG 46138E727 157954 10236806 SH SOLE 10236806 0 0 INVESCO EXCHANGE-TRADED FD T FTSE RAFI SML 46138E735 175486 7600097 SH SOLE 7600097 0 0 INVESCO EXCHANGE-TRADED FD T FTSE RAFI SML 46138E735 2632 113982 SH SOLE 1 113982 0 0 INVESCO EXCHANGE-TRADED FD T SR LN ETF 46138G508 157680 7706722 SH SOLE 7706722 0 0 INVESCO EXCHANGE-TRADED FD T SR LN ETF 46138G508 2775 135633 SH SOLE 1 135633 0 0 ISHARES GOLD TRUST ISHARES 464285105 2356 156359 SH SOLE 1 156359 0 0 ISHARES GOLD TRUST ISHARES 464285105 735998 48838609 SH SOLE 48838609 0 0 ISHARES INC CORE MSCI EMKT 46434G103 127785 3157517 SH SOLE 3157517 0 0 ISHARES INC CORE MSCI EMKT 46434G103 2018 49863 SH SOLE 1 49863 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 0 2 SH SOLE 1 2 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 581 14217 SH SOLE 14217 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 54969 412246 SH SOLE 412246 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 97 729 SH SOLE 1 729 0 0 ISHARES TR BROAD USD HIGH 46435U853 4213 118669 SH SOLE 1 118669 0 0 ISHARES TR BROAD USD HIGH 46435U853 161587 4551755 SH SOLE 4551755 0 0 ISHARES TR CALIF MUN BD ETF 464288356 106727 1763492 SH SOLE 1763492 0 0 ISHARES TR CORE INTL AGGR 46435G672 36211 662115 SH SOLE 662115 0 0 ISHARES TR CORE INTL AGGR 46435G672 103 1878 SH SOLE 1 1878 0 0 ISHARES TR CRE U S REIT ETF 464288521 159347 4068092 SH SOLE 4068092 0 0 ISHARES TR CRE U S REIT ETF 464288521 3330 85011 SH SOLE 1 85011 0 0 ISHARES TR MBS ETF 464288588 4495 40703 SH SOLE 1 40703 0 0 ISHARES TR MBS ETF 464288588 135593 1227753 SH SOLE 1227753 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 623290 30125194 SH SOLE 30125194 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 931 45011 SH SOLE 1 45011 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2161 83641 SH SOLE 1 83641 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1448781 56067386 SH SOLE 56067386 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 604386 24769935 SH SOLE 24769935 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 618 25333 SH SOLE 1 25333 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 2500195 42534793 SH SOLE 42534793 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 12211 207734 SH SOLE 1 207734 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 3932 125489 SH SOLE 1 125489 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 3634288 116000268 SH SOLE 116000268 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 4173 161302 SH SOLE 1 161302 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 2204224 85203850 SH SOLE 85203850 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 2102 102239 SH SOLE 1 102239 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 981990 47762182 SH SOLE 47762182 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 5565 264634 SH SOLE 1 264634 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 2374274 112899392 SH SOLE 112899392 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 1836 78181 SH SOLE 1 78181 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 969297 41281835 SH SOLE 41281835 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 490924 10914283 SH SOLE 10914283 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3425 76154 SH SOLE 1 76154 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 5385 87918 SH SOLE 1 87918 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2629899 42937131 SH SOLE 42937131 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 1206 36841 SH SOLE 1 36841 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 865430 26433407 SH SOLE 26433407 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2579 50061 SH SOLE 1 50061 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1246951 24203248 SH SOLE 24203248 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 2512995 43696669 SH SOLE 43696669 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 4512 78448 SH SOLE 1 78448 0 0 SPDR SER TR BLOMBRG BRC EMRG 78464A391 543722 22201802 SH SOLE 22201802 0 0 SPDR SER TR BLOMBRG BRC EMRG 78464A391 1291 52720 SH SOLE 1 52720 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 573518 11470355 SH SOLE 11470355 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 737 14735 SH SOLE 1 14735 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 5537 190651 SH SOLE 1 190651 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 379107 13054651 SH SOLE 13054651 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 567695 16691996 SH SOLE 16691996 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 2192 64452 SH SOLE 1 64452 0 0 SPDR SER TR WELLS FG PFD ETF 78464A292 54989 1403129 SH SOLE 1403129 0 0 SPDR SER TR WELLS FG PFD ETF 78464A292 3083 78680 SH SOLE 1 78680 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 3142 110370 SH SOLE 1 110370 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 316480 11116251 SH SOLE 11116251 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 29 521 SH SOLE 1 521 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 16949 301263 SH SOLE 301263 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 391361 1652568 SH SOLE 1652568 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 6005 25358 SH SOLE 1 25358 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 240479 2083150 SH SOLE 2083150 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2874 24900 SH SOLE 1 24900 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 212 1643 SH SOLE 1643 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 124161 1586726 SH SOLE 1586726 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 2374 30344 SH SOLE 1 30344 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 373492 8704070 SH SOLE 8704070 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 2041 47563 SH SOLE 1 47563 0 0 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 315712 5968082 SH SOLE 5968082 0 0 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 105 1991 SH SOLE 1 1991 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 39801 457015 SH SOLE 457015 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 876 10058 SH SOLE 1 10058 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 8880 162928 SH SOLE 1 162928 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 2599133 47690519 SH SOLE 47690519 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 330865 9923962 SH SOLE 9923962 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 4050 121471 SH SOLE 1 121471 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 77773 1099261 SH SOLE 1099261 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 9471 133868 SH SOLE 1 133868 0 0 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 74767 1650840 SH SOLE 1650840 0 0 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 4582 101179 SH SOLE 1 101179 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 574 10681 SH SOLE 10681 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 2746 18796 SH SOLE 18796 0 0