0001085146-19-002424.txt : 20190925 0001085146-19-002424.hdr.sgml : 20190925 20190925155321 ACCESSION NUMBER: 0001085146-19-002424 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20190925 DATE AS OF CHANGE: 20190925 EFFECTIVENESS DATE: 20190925 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charles Schwab Investment Advisory, Inc. CENTRAL INDEX KEY: 0001501902 IRS NUMBER: 271073440 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14153 FILM NUMBER: 191114131 BUSINESS ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-0897 MAIL ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001501902 XXXXXXXX 03-31-2015 03-31-2015 true 1 RESTATEMENT false Charles Schwab Investment Advisory, Inc.

211 MAIN ST. SAN FRANCISCO CA 94105

13F HOLDINGS REPORT 028-14153 N Denise Kampf 415-667-1910 /s/ Denise Kampf Boston MA 09-09-2019 0 49 3981071 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE DBX ETF TR XTRAK MSCI EAFE 233051200 89889 3000311 SH SOLE 2999860 0 451 FLEXSHARES TR IBOXX 5YR TRGT 33939L605 110250 4440175 SH SOLE 4439333 0 842 GLOBAL X FDS GLBL X MLP ETF 37950E473 344 22589 SH SOLE 22589 0 0 HIGHLAND FDS I HI LD IBOXX SRLN 430101774 156372 8072912 SH SOLE 8071600 0 1312 ISHARES 3-7 YR TR BD ETF 464288661 66147 532713 SH SOLE 532545 0 168 ISHARES AGENCY BOND ETF 464288166 55550 486496 SH SOLE 486426 0 70 ISHARES EAFE SML CP ETF 464288273 94827 1916868 SH SOLE 1916472 0 396 ISHARES MBS ETF 464288588 381873 3460877 SH SOLE 3460295 0 582 ISHARES MICRO-CAP ETF 464288869 49713 628644 SH SOLE 628550 0 94 ISHARES GOLD TRUST ISHARES 464285105 34431 3007046 SH SOLE 3006598 0 448 ISHARES INC CORE MSCI EMKT 46434G103 29081 601722 SH SOLE 601586 0 136 ISHARES TR 0-5YR HI YL CP 46434V407 54572 1112587 SH SOLE 1112581 0 6 ISHARES TR CHINA LG-CAP ETF 464287184 58419 1315751 SH SOLE 1315571 0 180 ISHARES TR IBOXX INV CP ETF 464287242 115366 947878 SH SOLE 947664 0 214 ISHARES TR MSCI EAFE ETF 464287465 366833 5716576 SH SOLE 5715207 0 1369 ISHARES TR RUS 1000 ETF 464287622 366600 3164441 SH SOLE 3163663 0 778 ISHARES TR RUSSELL 2000 ETF 464287655 137410 1104852 SH SOLE 1104606 0 246 ISHARES TR TIPS BD ETF 464287176 4053 35677 SH SOLE 35667 0 10 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 41638 2069505 SH SOLE 2069486 0 19 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 143749 1416106 SH SOLE 1415890 0 216 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 473 5185 SH SOLE 5185 0 0 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 34370 2267167 SH SOLE 2266828 0 339 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 71536 5302862 SH SOLE 5302016 0 846 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 56937 2571702 SH SOLE 2571353 0 349 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 18042 740632 SH SOLE 740632 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 235753 7798631 SH SOLE 7798631 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 32524 1078391 SH SOLE 1078391 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 44373 816289 SH SOLE 816289 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 83888 2796253 SH SOLE 2796224 0 29 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 48904 1576036 SH SOLE 1576022 0 14 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 36764 1559797 SH SOLE 1559781 0 16 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 59498 2236581 SH SOLE 2236557 0 24 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 35443 1304047 SH SOLE 1304033 0 14 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3003 76205 SH SOLE 76205 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 236447 4769964 SH SOLE 4769964 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 81148 2001195 SH SOLE 2001195 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 87598 1521334 SH SOLE 1521334 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 3590 65369 SH SOLE 65369 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 107089 1421215 SH SOLE 1421016 0 199 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 105997 4396391 SH SOLE 4395769 0 622 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 1898 45268 SH SOLE 45268 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 44098 1124364 SH SOLE 1124177 0 187 SPDR SERIES TRUST DJ REIT ETF 78464A607 124330 1314689 SH SOLE 1314356 0 333 SPDR SERIES TRUST INTR TRM CORP BD 78464A375 11007 318669 SH SOLE 318669 0 0 SPDR SERIES TRUST NUVN BRCLY MUNI 78464A458 9347 385924 SH SOLE 385924 0 0 SPDR SERIES TRUST NUVN CALI MUNI 78464A441 4072 168820 SH SOLE 168820 0 0 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 1363 30305 SH SOLE 30305 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 19064 352450 SH SOLE 352450 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 25398 475348 SH SOLE 475348 0 0