0001085146-19-002423.txt : 20190925 0001085146-19-002423.hdr.sgml : 20190925 20190925155136 ACCESSION NUMBER: 0001085146-19-002423 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20190925 DATE AS OF CHANGE: 20190925 EFFECTIVENESS DATE: 20190925 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charles Schwab Investment Advisory, Inc. CENTRAL INDEX KEY: 0001501902 IRS NUMBER: 271073440 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14153 FILM NUMBER: 191114121 BUSINESS ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-0897 MAIL ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001501902 XXXXXXXX 03-31-2014 03-31-2014 true 1 RESTATEMENT false Charles Schwab Investment Advisory, Inc.

211 MAIN ST. SAN FRANCISCO CA 94105

13F HOLDINGS REPORT 028-14153 N Denise Kampf 415-667-1910 /s/ Denise Kampf Boston MA 09-19-2019 0 31 2885864 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ISHARES 3-7 YR TR BD ETF 464288661 83432 691177 SH SOLE 691035 0 142 ISHARES AGENCY BOND ETF 464288166 45129 404421 SH SOLE 404333 0 88 ISHARES EAFE SML CP ETF 464288273 69016 1322153 SH SOLE 1321958 0 195 ISHARES IBOXX INV CP ETF 464287242 40857 349381 SH SOLE 349300 0 81 ISHARES INTERM CR BD ETF 464288638 151686 1390846 SH SOLE 1390477 0 369 ISHARES MBS ETF 464288588 308779 2909441 SH SOLE 2908807 0 634 ISHARES MICRO-CAP ETF 464288869 40498 523907 SH SOLE 523872 0 35 ISHARES MSCI EAFE ETF 464287465 290302 4319971 SH SOLE 4319778 0 193 ISHARES MSCI EMG MKT ETF 464287234 40662 991524 SH SOLE 991524 0 0 ISHARES RUS 1000 ETF 464287622 320674 3060743 SH SOLE 3060597 0 146 ISHARES RUSSELL 2000 ETF 464287655 105524 907028 SH SOLE 906991 0 37 ISHARES TIPS BD ETF 464287176 25230 225063 SH SOLE 224967 0 96 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 121063 1135565 SH SOLE 1135359 0 206 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 25185 1586938 SH SOLE 1586772 0 166 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 56744 1982684 SH SOLE 1982418 0 266 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 46432 1638955 SH SOLE 1638848 0 107 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 28674 1178553 SH SOLE 1178316 0 237 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 201142 6385455 SH SOLE 6384437 0 1018 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 38966 1180424 SH SOLE 1180424 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 57223 1088918 SH SOLE 1088617 0 301 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 223427 4997240 SH SOLE 4996459 0 781 SCHWAB STRATEGIC TR US REIT ETF 808524847 64298 1941960 SH SOLE 1941552 0 408 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 73903 1378782 SH SOLE 1378565 0 217 SCHWAB STRATEGIC TR US TIPS ETF 808524870 18516 343213 SH SOLE 343162 0 51 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 85926 3846302 SH SOLE 3845936 0 366 SPDR GOLD TRUST GOLD SHS 78463V107 25408 205549 SH SOLE 205527 0 22 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 39088 945972 SH SOLE 945697 0 275 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 43530 733073 SH SOLE 732837 0 236 SPDR SERIES TRUST DJ REIT ETF 78464A607 92992 1191741 SH SOLE 1191604 0 137 SPDR SERIES TRUST S&P SEMICNDCTR 78464A862 44760 650015 SH SOLE 649939 0 76 WISDOMTREE TR JAPN HEDGE EQT 97717W851 76798 1622256 SH SOLE 1622135 0 121