0001085146-19-001874.txt : 20190712 0001085146-19-001874.hdr.sgml : 20190712 20190712172402 ACCESSION NUMBER: 0001085146-19-001874 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20190712 DATE AS OF CHANGE: 20190712 EFFECTIVENESS DATE: 20190712 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charles Schwab Investment Advisory, Inc. CENTRAL INDEX KEY: 0001501902 IRS NUMBER: 271073440 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14153 FILM NUMBER: 19953626 BUSINESS ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-0897 MAIL ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001501902 XXXXXXXX 03-31-2018 03-31-2018 true 1 RESTATEMENT false Charles Schwab Investment Advisory, Inc.

211 MAIN ST. SAN FRANCISCO CA 94105

13F HOLDINGS REPORT 028-14153 N Denise Kampf 415-667-1910 /s/ Denise Kampf Boston MA 06-26-2019 0 78 30830604 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE DBX ETF TR XTRACK USD HIGH 233051432 607361 12264948 SH SOLE 12264087 0 861 DIREXION SHS ETF TR ZACKS MLP HG INC 25459Y298 946 67767 SH SOLE 67767 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 225 2902 SH SOLE 2902 0 0 ETFS PRECIOUS METALS BASKET PHYS PM BSKT 26922W109 46575 724573 SH SOLE 724573 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 186866 4468352 SH SOLE 4468352 0 0 FIDELITY MSCI CONSM DIS 316092204 52171 1312142 SH SOLE 1312142 0 0 FIDELITY MSCI FINLS IDX 316092501 120619 2986375 SH SOLE 2986375 0 0 FIDELITY MSCI HLTH CARE I 316092600 112001 2812676 SH SOLE 2812676 0 0 FIDELITY MSCI INDL INDX 316092709 80655 2132022 SH SOLE 2132022 0 0 FIDELITY MSCI INFO TECH I 316092808 177421 3420483 SH SOLE 3420483 0 0 FLEXSHARES TR IBOXX 5YR TRGT 33939L605 207797 8402626 SH SOLE 8402626 0 0 GLOBAL X FDS GLBL X MLP ETF 37950E473 34271 4036597 SH SOLE 4036597 0 0 ISHARES GOLD TRUST ISHARES 464285105 1136331 89264065 SH SOLE 89255857 0 8208 ISHARES INC CORE MSCI EMKT 46434G103 30258 518117 SH SOLE 518117 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 1973 19702 SH SOLE 19702 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 1430869 30580662 SH SOLE 30577656 0 3006 ISHARES TR AGENCY BOND ETF 464288166 60010 535613 SH SOLE 535613 0 0 ISHARES TR CALIF MUN BD ETF 464288356 48952 838639 SH SOLE 838639 0 0 ISHARES TR CMBS ETF 46429B366 28589 567686 SH SOLE 567686 0 0 ISHARES TR CRE U S REIT ETF 464288521 5015 111272 SH SOLE 111272 0 0 ISHARES TR INTL DEV RE ETF 464288489 1868 62829 SH SOLE 62828 0 1 ISHARES TR INTL TREA BD ETF 464288117 3198 61980 SH SOLE 61980 0 0 ISHARES TR MBS ETF 464288588 11679 111607 SH SOLE 111607 0 0 ISHARES TR PFD AND INCM SEC 464288687 767 20424 SH SOLE 20424 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 657 4323 SH SOLE 4323 0 0 ISHARES TR TIPS BD ETF 464287176 55311 489262 SH SOLE 489262 0 0 POWERSHARES ACT MANG COMM FD OPT YLD DIV 73937V106 133793 7529139 SH SOLE 7529139 0 0 POWERSHARES ETF TR II CALI MUNI ETF 73936T441 100670 3921087 SH SOLE 3921087 0 0 POWERSHARES ETF TR II DEV MKTS EX-US 73936T789 77344 1732299 SH SOLE 1732299 0 0 POWERSHARES ETF TR II EMER MRKT PORT 73936T763 40457 1720822 SH SOLE 1720822 0 0 POWERSHARES ETF TR II EX US SML PORT 73936T771 36407 1067952 SH SOLE 1067951 0 1 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 179878 1632579 SH SOLE 1632579 0 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 67554 524003 SH SOLE 524003 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 249889 10803711 SH SOLE 10803711 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 860797 29992900 SH SOLE 29990577 0 2323 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1630107 48356758 SH SOLE 48353541 0 3217 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 782498 21432433 SH SOLE 21430666 0 1767 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 527029 10021475 SH SOLE 10020304 0 1171 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 2935251 80771900 SH SOLE 80765283 0 6617 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 1905505 51168244 SH SOLE 51164001 0 4243 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 1188236 38096716 SH SOLE 38093673 0 3043 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 2089797 69706358 SH SOLE 69701000 0 5358 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 1112679 31065656 SH SOLE 31063265 0 2391 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 440 8636 SH SOLE 8636 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 386459 7882105 SH SOLE 7882105 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2299898 36460018 SH SOLE 36457157 0 2861 SCHWAB STRATEGIC TR US REIT ETF 808524847 830471 21711630 SH SOLE 21709854 0 1776 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1219963 17647370 SH SOLE 17646056 0 1314 SCHWAB STRATEGIC TR US TIPS ETF 808524870 332364 6056193 SH SOLE 6055889 0 304 SELECT SECTOR SPDR TR ENERGY 81369Y506 93068 1380624 SH SOLE 1380624 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 164775 4091748 SH SOLE 4091748 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 195513 4879276 SH SOLE 4879276 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 451 1715 SH SOLE 1715 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 49092 1026590 SH SOLE 1026590 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 229 4770 SH SOLE 4770 0 0 SPDR SER TR PORTFOLIO SM ETF 78468R853 148112 4950246 SH SOLE 4950246 0 0 SPDR SERIES TRUST BLOMBRG BRC EMRG 78464A391 465223 15313450 SH SOLE 15312678 0 772 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 47884 1335697 SH SOLE 1335697 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 71681 832140 SH SOLE 832140 0 0 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 699553 20857274 SH SOLE 20855842 0 1432 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 62608 1440917 SH SOLE 1440917 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189F494 1116859 56982586 SH SOLE 56977265 0 5321 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 721020 13174117 SH SOLE 13172760 0 1357 VANGUARD INDEX FDS LARGE CAP ETF 922908637 247835 2044669 SH SOLE 2044669 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 103620 428041 SH SOLE 428041 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 43690 297376 SH SOLE 297376 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 133156 2834302 SH SOLE 2834302 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 32740 274569 SH SOLE 274569 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 555174 9113167 SH SOLE 9112369 0 798 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 419 8558 SH SOLE 8558 0 0 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 332086 6534547 SH SOLE 6534547 0 0 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 92814 1473720 SH SOLE 1473720 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 5460 64361 SH SOLE 64361 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 73719 806905 SH SOLE 806905 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 1290850 25016465 SH SOLE 25014039 0 2426 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 562205 12705205 SH SOLE 12705205 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 18834 228315 SH SOLE 228315 0 0 VANGUARD WHITEHALL FDS INC INTL HIGH ETF 921946794 72063 1084476 SH SOLE 1084476 0 0