0001085146-19-001525.txt : 20190514 0001085146-19-001525.hdr.sgml : 20190514 20190514134843 ACCESSION NUMBER: 0001085146-19-001525 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190514 DATE AS OF CHANGE: 20190514 EFFECTIVENESS DATE: 20190514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charles Schwab Investment Advisory, Inc. CENTRAL INDEX KEY: 0001501902 IRS NUMBER: 271073440 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14153 FILM NUMBER: 19821923 BUSINESS ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-0897 MAIL ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001501902 XXXXXXXX 03-31-2019 03-31-2019 false Charles Schwab Investment Advisory, Inc.

211 MAIN ST. SAN FRANCISCO CA 94105

13F COMBINATION REPORT 028-14153 0001542108 028-14888 Verity & Verity, LLC N Denise Kampf 415-667-1910 /s/ Denise Kampf Boston MA 05-13-2019 0 170 59245701 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 241993 1164660 SH SOLE 1010643 0 154017 ABBOTT LABS COM 002824100 308753 3862315 SH SOLE 3311849 0 550465 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 17130 268995 SH SOLE 268995 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 295171 1676920 SH SOLE 1479213 0 197707 ALPS ETF TR ALERIAN MLP 00162Q866 171590 17107690 SH SOLE 16506193 0 601497 ALTRIA GROUP INC COM 02209S103 264025 4597327 SH SOLE 4255751 0 341576 APPLE INC COM 037833100 192683 1014385 SH SOLE 808855 0 205530 AT&T INC COM 00206R102 337162 10751341 SH SOLE 9657346 0 1093995 BB&T CORP COM 054937107 339498 7296318 SH SOLE 6416361 0 879957 BCE INC COM NEW 05534B760 329582 7424687 SH SOLE 6675020 0 749667 BECTON DICKINSON & CO COM 075887109 300922 1204988 SH SOLE 1028832 0 176156 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 5029 120546 SH SOLE 20275 0 100271 CHEVRON CORP NEW COM 166764100 426135 3459447 SH SOLE 3118557 0 340890 CISCO SYS INC COM 17275R102 296791 5497144 SH SOLE 4621619 0 875525 COCA COLA CO COM 191216100 235056 5016131 SH SOLE 4421598 0 594533 COLGATE PALMOLIVE CO COM 194162103 203649 2971241 SH SOLE 2719313 0 251928 CVS HEALTH CORP COM 126650100 183336 3399509 SH SOLE 3011507 0 388002 DBX ETF TR XTRACK USD HIGH 233051432 863923 17379261 SH SOLE 17378044 0 1217 DBX ETF TR XTRACK MSCI EAFE 233051630 220216 9684082 SH SOLE 9684082 0 0 DEERE & CO COM 244199105 162151 1014455 SH SOLE 864209 0 150246 DIAGEO P L C SPON ADR NEW 25243Q205 352926 2157118 SH SOLE 1925181 0 231937 DIREXION SHS ETF TR ZACKS MLP HG INC 25459Y298 3287 241587 SH SOLE 241587 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 4950 322094 SH SOLE 60040 0 262054 ENTERPRISE PRODS PARTNERS L COM 293792107 31941 1097613 SH SOLE 599480 0 498133 EVERSOURCE ENERGY COM 30040W108 333627 4702286 SH SOLE 4224175 0 478111 EXXON MOBIL CORP COM 30231G102 466047 5767912 SH SOLE 5321166 0 446746 FIDELITY MSCI CONSM DIS 316092204 153701 3503545 SH SOLE 3503545 0 0 FIDELITY CONSMR STAPLES 316092303 88202 2604913 SH SOLE 2604913 0 0 FIDELITY MSCI FINLS IDX 316092501 78936 2103855 SH SOLE 2103855 0 0 FIDELITY MSCI HLTH CARE I 316092600 144830 3254608 SH SOLE 3254608 0 0 FIDELITY MSCI INDL INDX 316092709 29045 760346 SH SOLE 760346 0 0 FIDELITY MSCI INFO TECH I 316092808 205957 3474311 SH SOLE 3474311 0 0 FIDELITY MSCI COMMNTN SVC 316092873 67661 2117075 SH SOLE 2117075 0 0 GALLAGHER ARTHUR J & CO COM 363576109 288943 3699648 SH SOLE 3255864 0 443784 GENERAL MLS INC COM 370334104 165949 3206756 SH SOLE 2820316 0 386440 GENUINE PARTS CO COM 372460105 261316 2332558 SH SOLE 2018312 0 314246 GLOBAL X FDS GLBL X MLP ETF 37950E473 42680 4811672 SH SOLE 4811672 0 0 GLOBAL X FDS US PFD ETF 37954Y657 100259 4167028 SH SOLE 4167028 0 0 ILLINOIS TOOL WKS INC COM 452308109 223505 1557201 SH SOLE 1359582 0 197619 INTEL CORP COM 458140100 235911 4393124 SH SOLE 3651622 0 741502 INTERNATIONAL BUSINESS MACHS COM 459200101 376248 2666536 SH SOLE 2411449 0 255087 INVESCO ACTIVELY MANAGD ETF OPTIMUM YIELD 46090F100 113701 6845344 SH SOLE 6845344 0 0 INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 46137V506 1368 49444 SH SOLE 12487 0 36957 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 300385 2354301 SH SOLE 2354301 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 539613 4759751 SH SOLE 4759751 0 0 INVESCO EXCHNG TRADED FD TR CALIF AMT MUN 46138E206 156402 5940839 SH SOLE 5940839 0 0 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 207401 3939998 SH SOLE 3874609 0 65389 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 157620 7362000 SH SOLE 7362000 0 0 INVESCO EXCHNG TRADED FD TR FTSE RAFI SML 46138E735 140237 4698045 SH SOLE 4698044 0 1 INVESCO EXCHNG TRADED FD TR FTSE RAFI DEV 46138E743 282099 6961969 SH SOLE 6961969 0 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 163970 7242505 SH SOLE 7242505 0 0 INVESCO EXCHNG TRADED FD TR TREAS COLATERL 46138G888 1225 11609 SH SOLE 2330 0 9279 INVESCO QQQ TR UNIT SER 1 46090E103 106458 592553 SH SOLE 582059 0 10494 ISHARES GOLD TRUST ISHARES 464285105 694638 56109722 SH SOLE 55999476 0 110246 ISHARES INC CORE MSCI EMKT 46434G103 79762 1542492 SH SOLE 1542492 0 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 268 16788 SH SOLE 16788 0 0 ISHARES TR SELECT DIVID ETF 464287168 1437 14638 SH SOLE 11568 0 3070 ISHARES TR TIPS BD ETF 464287176 488324 4318782 SH SOLE 4252223 0 66559 ISHARES TR CORE S&P500 ETF 464287200 702 2467 SH SOLE 2467 0 0 ISHARES TR CORE US AGGBD ET 464287226 675979 6197652 SH SOLE 6099237 0 98415 ISHARES TR MSCI EMG MKT ETF 464287234 572 13308 SH SOLE 13308 0 0 ISHARES TR IBOXX INV CP ETF 464287242 63086 529868 SH SOLE 527144 0 2724 ISHARES TR 20 YR TR BD ETF 464287432 133736 1057704 SH SOLE 1041933 0 15771 ISHARES TR BARCLAYS 7 10 YR 464287440 53641 502867 SH SOLE 499989 0 2878 ISHARES TR MSCI EAFE ETF 464287465 3327 51300 SH SOLE 51300 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 90557 591524 SH SOLE 581495 0 10029 ISHARES TR AGENCY BOND ETF 464288166 57082 502619 SH SOLE 502619 0 0 ISHARES TR JPMORGAN USD EMG 464288281 319399 2902052 SH SOLE 2854471 0 47581 ISHARES TR CALIF MUN BD ETF 464288356 144499 2424887 SH SOLE 2424887 0 0 ISHARES TR INTL DEV RE ETF 464288489 52332 1721455 SH SOLE 1721454 0 1 ISHARES TR IBOXX HI YD ETF 464288513 106030 1226211 SH SOLE 1198632 0 27579 ISHARES TR CRE U S REIT ETF 464288521 150023 2900677 SH SOLE 2900677 0 0 ISHARES TR MBS ETF 464288588 685146 6441758 SH SOLE 6426315 0 15443 ISHARES TR INTRM GOV CR ETF 464288612 2377 21560 SH SOLE 3886 0 17674 ISHARES TR INTRM TR CRP ETF 464288638 4187 75941 SH SOLE 13497 0 62444 ISHARES TR SH TR CRPORT ETF 464288646 6883 130307 SH SOLE 22908 0 107399 ISHARES TR 3 7 YR TREAS BD 464288661 69605 564978 SH SOLE 564223 0 755 ISHARES TR CMBS ETF 46429B366 33700 652338 SH SOLE 652338 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 132903 1845876 SH SOLE 1818448 0 27428 ISHARES TR CORE 1 5 YR USD 46432F859 255720 5128757 SH SOLE 5058519 0 70238 ISHARES TR 0-5YR HI YL CP 46434V407 1103 23607 SH SOLE 23607 0 0 ISHARES TR CORE INTL AGGR 46435G672 13125 245414 SH SOLE 245414 0 0 ISHARES TR BROAD USD HIGH 46435U853 182755 3754980 SH SOLE 3754980 0 0 ISHARES US ETF TR COMMOD SEL STG 46431W853 180986 5472843 SH SOLE 5388373 0 84470 JOHNSON & JOHNSON COM 478160104 503060 3598688 SH SOLE 3170891 0 427798 JPMORGAN CHASE & CO COM 46625H100 273574 2702502 SH SOLE 2278805 0 423697 KIMBERLY CLARK CORP COM 494368103 16212 130849 SH SOLE 34255 0 96594 KINDER MORGAN INC DEL COM 49456B101 133033 6648322 SH SOLE 6294172 0 354150 LEGGETT & PLATT INC COM 524660107 128837 3051571 SH SOLE 2629675 0 421896 LOCKHEED MARTIN CORP COM 539830109 347824 1158793 SH SOLE 997083 0 161710 LOWES COS INC COM 548661107 301021 2749803 SH SOLE 2356809 0 392994 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 14571 240319 SH SOLE 33903 0 206417 MICROSOFT CORP COM 594918104 388344 3292726 SH SOLE 2770018 0 522708 NOVARTIS A G SPONSORED ADR 66987V109 395165 4110315 SH SOLE 3613215 0 497100 OCCIDENTAL PETE CORP COM 674599105 207017 3127139 SH SOLE 2780990 0 346148 OMNICOM GROUP INC COM 681919106 230816 3162302 SH SOLE 2791887 0 370415 ORACLE CORP COM 68389X105 278174 5179188 SH SOLE 4476809 0 702379 PARKER HANNIFIN CORP COM 701094104 253678 1478137 SH SOLE 1314835 0 163302 PEPSICO INC COM 713448108 3157 25756 SH SOLE 5360 0 20396 PHILIP MORRIS INTL INC COM 718172109 326015 3688372 SH SOLE 3397803 0 290569 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 122621 1223881 SH SOLE 1207271 0 16610 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 102177 1006072 SH SOLE 1000782 0 5290 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 16291 664659 SH SOLE 581339 0 83320 PPG INDS INC COM 693506107 245438 2174517 SH SOLE 1886325 0 288193 PROCTER AND GAMBLE CO COM 742718109 334660 3216336 SH SOLE 2890549 0 325787 RAYTHEON CO COM NEW 755111507 241483 1326245 SH SOLE 1147118 0 179127 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2577368 38121111 SH SOLE 38118600 0 2511 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 236 4312 SH SOLE 4312 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1337134 19121043 SH SOLE 19119863 0 1180 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 854448 32850744 SH SOLE 32848575 0 2169 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 1155455 41668066 SH SOLE 41665198 0 2868 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 1103720 35523651 SH SOLE 35521145 0 2506 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 2318465 84063264 SH SOLE 84058097 0 5167 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 2140960 57490866 SH SOLE 57486977 0 3889 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 3397446 89524275 SH SOLE 89518400 0 5875 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 434521 8311420 SH SOLE 8311145 0 275 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1735958 55444212 SH SOLE 55441121 0 3091 SCHWAB STRATEGIC TR US REIT ETF 808524847 1078310 24269861 SH SOLE 24268315 0 1546 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 2213507 41158564 SH SOLE 41155803 0 2761 SCHWAB STRATEGIC TR US TIPS ETF 808524870 2192017 39854850 SH SOLE 39852299 0 2551 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 763583 23677004 SH SOLE 23675247 0 1757 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 99515 1084626 SH SOLE 1065397 0 19229 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 99310 1769904 SH SOLE 1738269 0 31635 SPDR GOLD TRUST GOLD SHS 78463V107 269 2201 SH SOLE 2201 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 320128 1133276 SH SOLE 1113143 0 20133 SPDR SER TR PORTFOLIO SH TSR 78468R101 124140 4171353 SH SOLE 4153674 0 17679 SPDR SER TR NUVEEN BRC MUNIC 78468R721 214166 4345906 SH SOLE 4345906 0 0 SPDR SER TR PORTFOLIO SM ETF 78468R853 163577 5411068 SH SOLE 5411068 0 0 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 60740 1423153 SH SOLE 1423153 0 0 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 1108172 32431104 SH SOLE 32402901 0 28203 SPDR SERIES TRUST BLOMBRG BRC EMRG 78464A391 453115 16838180 SH SOLE 16837789 0 391 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 251792 8241974 SH SOLE 8224678 0 17296 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 37745 1353373 SH SOLE 1325722 0 27651 SPDR SERIES TRUST DJ REIT ETF 78464A607 193828 1959434 SH SOLE 1959434 0 0 SPDR SERIES TRUST BLOMBRG BRC TIPS 78464A656 347236 6236287 SH SOLE 6236287 0 0 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 62006 1703912 SH SOLE 1703912 0 0 SPDR SERIES TRUST BLMBRG BRC INTRM 78464A672 128315 2124414 SH SOLE 2117768 0 6646 STARBUCKS CORP COM 855244109 164204 2208833 SH SOLE 1966071 0 242763 TEXAS INSTRS INC COM 882508104 288334 2718341 SH SOLE 2295497 0 422844 TJX COS INC NEW COM 872540109 132122 2483030 SH SOLE 2152860 0 330170 UNITED TECHNOLOGIES CORP COM 913017109 372778 2892219 SH SOLE 2532164 0 360055 V F CORP COM 918204108 377821 4347271 SH SOLE 3823390 0 523881 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 438209 13135757 SH SOLE 13134934 0 823 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 241899 2979785 SH SOLE 2964054 0 15731 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 21502 385545 SH SOLE 385545 0 0 VANGUARD GROUP DIV APP ETF 921908844 373188 3403761 SH SOLE 3343356 0 60405 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 307368 1184281 SH SOLE 1184281 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 309653 3562917 SH SOLE 3508522 0 54395 VANGUARD INDEX FDS LARGE CAP ETF 922908637 71122 547937 SH SOLE 547937 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 188489 1233562 SH SOLE 1233562 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 262845 1816355 SH SOLE 1788352 0 28003 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 633402 10632910 SH SOLE 10632225 0 685 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 93952 902253 SH SOLE 902253 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 689271 16218148 SH SOLE 15999554 0 218594 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 582365 11167106 SH SOLE 11167088 0 18 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 163433 2534633 SH SOLE 2531871 0 2762 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 2255376 43074392 SH SOLE 43072175 0 2217 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 80813 882904 SH SOLE 882904 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 421066 4847078 SH SOLE 4775891 0 71187 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1428446 34950970 SH SOLE 34626835 0 324135 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 59763 697674 SH SOLE 695637 0 2037 VANGUARD WHITEHALL FDS INC INTL HIGH ETF 921946794 85918 1411738 SH SOLE 1411738 0 0 VANGUARD WHITEHALL FDS INC INTL DVD ETF 921946810 1091 16884 SH SOLE 2776 0 14108 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 894 11421 SH SOLE 11421 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 80357 466086 SH SOLE 458210 0 7876 VERIZON COMMUNICATIONS INC COM 92343V104 429266 7259712 SH SOLE 6476529 0 783182 WALMART INC COM 931142103 305533 3132707 SH SOLE 2754686 0 378021 WATSCO INC COM 942622200 96177 671576 SH SOLE 587396 0 84180 WELLS FARGO CO NEW COM 949746101 355919 7365872 SH SOLE 6565510 0 800362 WILLIAMS COS INC DEL COM 969457100 197696 6883567 SH SOLE 6528074 0 355493