0001085146-19-000661.txt : 20190213 0001085146-19-000661.hdr.sgml : 20190213 20190213133447 ACCESSION NUMBER: 0001085146-19-000661 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190213 EFFECTIVENESS DATE: 20190213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charles Schwab Investment Advisory, Inc. CENTRAL INDEX KEY: 0001501902 IRS NUMBER: 271073440 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14153 FILM NUMBER: 19595928 BUSINESS ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-0897 MAIL ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001501902 XXXXXXXX 12-31-2018 12-31-2018 false Charles Schwab Investment Advisory, Inc.

211 MAIN ST. SAN FRANCISCO CA 94105

13F COMBINATION REPORT 028-14153 0001542108 028-14888 Verity & Verity, LLC N Denise Kampf 415-667-1910 /s/ Denise Kampf Boston MA 02-12-2019 0 174 52823651 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 216237 1134863 SH SOLE 976786 0 158077 ABBOTT LABS COM 002824100 316831 4380350 SH SOLE 3783344 0 597006 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 18907 299341 SH SOLE 299341 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 233670 1657111 SH SOLE 1453705 0 203406 ALPS ETF TR ALERIAN MLP 00162Q866 249198 28545005 SH SOLE 27538201 0 1006805 ALTRIA GROUP INC COM 02209S103 163069 3301665 SH SOLE 2992476 0 309190 APPLE INC COM 037833100 157552 998811 SH SOLE 788850 0 209961 AT&T INC COM 00206R102 291391 10209898 SH SOLE 9140046 0 1069852 BB&T CORP COM 054937107 307469 7097639 SH SOLE 6201298 0 896341 BCE INC COM NEW 05534B760 283160 7163168 SH SOLE 6414814 0 748354 BECTON DICKINSON & CO COM 075887109 270801 1201854 SH SOLE 1018775 0 183079 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 4593 144182 SH SOLE 22274 0 121908 CHEVRON CORP NEW COM 166764100 366200 3366119 SH SOLE 3020574 0 345545 CISCO SYS INC COM 17275R102 273629 6315015 SH SOLE 5383195 0 931820 COCA COLA CO COM 191216100 229373 4844207 SH SOLE 4245232 0 598975 COLGATE PALMOLIVE CO COM 194162103 168724 2834736 SH SOLE 2580213 0 254523 CVS HEALTH CORP COM 126650100 199568 3045912 SH SOLE 2698282 0 347630 DBX ETF TR XTRACK USD HIGH 233051432 779443 16658310 SH SOLE 16656761 0 1549 DBX ETF TR XTRACK MSCI EAFE 233051630 181716 8804189 SH SOLE 8804189 0 0 DEERE & CO COM 244199105 151664 1016720 SH SOLE 857162 0 159557 DIAGEO P L C SPON ADR NEW 25243Q205 302771 2135199 SH SOLE 1895922 0 239277 DIREXION SHS ETF TR ZACKS MLP HG INC 25459Y298 3047 257200 SH SOLE 257200 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 4937 373712 SH SOLE 64758 0 308954 ENTERPRISE PRODS PARTNERS L COM 293792107 28028 1139800 SH SOLE 624696 0 515104 EVERSOURCE ENERGY COM 30040W108 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452308109 130407 1029331 SH SOLE 890488 0 138843 INTEL CORP COM 458140100 203978 4346419 SH SOLE 3565926 0 780493 INTERNATIONAL BUSINESS MACHS COM 459200101 280348 2466337 SH SOLE 2229802 0 236536 INVESCO ACTIVELY MANAGD ETF OPTIMUM YIELD 46090F100 105479 6999284 SH SOLE 6999284 0 0 INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 46137V506 3314 134165 SH SOLE 45394 0 88771 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 263501 2318322 SH SOLE 2318322 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 484255 4767697 SH SOLE 4767697 0 0 INVESCO EXCHNG TRADED FD TR CALIF AMT MUN 46138E206 161931 6276394 SH SOLE 6276394 0 0 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 196571 4213728 SH SOLE 4132966 0 80762 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 152654 7721478 SH SOLE 7721478 0 0 INVESCO EXCHNG TRADED FD TR FTSE RAFI SML 46138E735 133337 4838055 SH SOLE 4838054 0 1 INVESCO EXCHNG TRADED FD TR FTSE RAFI DEV 46138E743 251827 6711796 SH SOLE 6711796 0 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 226868 10416383 SH SOLE 10416383 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 245334 1590392 SH SOLE 1560706 0 29686 ISHARES GOLD TRUST ISHARES 464285105 684494 55695293 SH SOLE 55559841 0 135452 ISHARES INC CORE MSCI EMKT 46434G103 76364 1619622 SH SOLE 1619622 0 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 1244 88716 SH SOLE 372 0 45132 ISHARES TR SELECT DIVID ETF 464287168 22909 256505 SH SOLE 236351 0 20154 ISHARES TR TIPS BD ETF 464287176 488391 4459792 SH SOLE 4392350 0 67442 ISHARES TR CORE S&P500 ETF 464287200 2117 8416 SH SOLE 1429 0 4218 ISHARES TR CORE US AGGBD ET 464287226 456187 4283853 SH SOLE 4200470 0 83383 ISHARES TR MSCI EMG MKT ETF 464287234 334 8571 SH SOLE 8571 0 0 ISHARES TR IBOXX INV CP ETF 464287242 63076 559087 SH SOLE 545310 0 13777 ISHARES TR 20 YR TR BD ETF 464287432 135552 1115566 SH SOLE 1096927 0 18639 ISHARES TR BARCLAYS 7 10 YR 464287440 54695 524906 SH SOLE 522028 0 2878 ISHARES TR 1 3 YR TREAS BD 464287457 385714 4612692 SH SOLE 4535662 0 77030 ISHARES TR MSCI EAFE ETF 464287465 4875 82945 SH SOLE 15774 0 34040 ISHARES TR RUSSELL 2000 ETF 464287655 83759 625532 SH SOLE 613122 0 12410 ISHARES TR CORE S&P US VLU 464287663 488 9928 SH SOLE 9928 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1889 27244 SH SOLE 27244 0 0 ISHARES TR AGENCY BOND ETF 464288166 58325 520151 SH SOLE 520151 0 0 ISHARES TR JPMORGAN USD EMG 464288281 117973 1135333 SH SOLE 1111755 0 23578 ISHARES TR CALIF MUN BD ETF 464288356 122026 2087882 SH SOLE 2087882 0 0 ISHARES TR INTL DEV RE ETF 464288489 49667 1837476 SH SOLE 1837475 0 1 ISHARES TR IBOXX HI YD ETF 464288513 104330 1286443 SH SOLE 1254510 0 31933 ISHARES TR CRE U S REIT ETF 464288521 134169 2991507 SH SOLE 2991507 0 0 ISHARES TR MBS ETF 464288588 604652 5777851 SH SOLE 5771630 0 6221 ISHARES TR INTRM GOV CR ETF 464288612 2678 24747 SH SOLE 4821 0 19926 ISHARES TR INTRM TR CRP ETF 464288638 4439 84673 SH SOLE 18065 0 66608 ISHARES TR SH TR CRPORT ETF 464288646 7561 146416 SH SOLE 26629 0 119787 ISHARES TR 3 7 YR TREAS BD 464288661 76020 626203 SH SOLE 625448 0 755 ISHARES TR CMBS ETF 46429B366 42304 841383 SH SOLE 841383 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 129403 1941231 SH SOLE 1908713 0 32518 ISHARES TR CORE 1 5 YR USD 46432F859 421079 8582960 SH SOLE 8444894 0 138066 ISHARES TR 0-5YR HI YL CP 46434V407 1262 28312 SH SOLE 28312 0 0 ISHARES TR CORE MSCI INTL 46435G326 3525 72151 SH SOLE 72151 0 0 ISHARES TR CORE INTL AGGR 46435G672 9630 184443 SH SOLE 184443 0 0 ISHARES TR BROAD USD HIGH 46435U853 122837 2679694 SH SOLE 2679694 0 0 ISHARES US ETF TR COMMOD SEL STG 46431W853 187767 6158291 SH SOLE 6067468 0 90823 JOHNSON & JOHNSON COM 478160104 415172 3217134 SH SOLE 2803671 0 413464 JPMORGAN CHASE & CO COM 46625H100 261279 2676486 SH SOLE 2230249 0 446237 KIMBERLY CLARK CORP COM 494368103 17427 152941 SH SOLE 36892 0 116049 KINDER MORGAN INC DEL COM 49456B101 49668 3229416 SH SOLE 3065170 0 164246 LEGGETT & PLATT INC COM 524660107 105189 2934962 SH SOLE 2502925 0 432037 LOCKHEED MARTIN CORP COM 539830109 218996 836373 SH SOLE 700265 0 136108 LOWES COS INC COM 548661107 254578 2756370 SH SOLE 2336187 0 420184 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 15127 265104 SH SOLE 37773 0 227331 MICROSOFT CORP COM 594918104 422701 4161677 SH SOLE 3608514 0 553163 NOVARTIS A G SPONSORED ADR 66987V109 347000 4043820 SH SOLE 3530131 0 513689 OCCIDENTAL PETE CORP DEL COM 674599105 182118 2967055 SH SOLE 2621727 0 345328 OMNICOM GROUP INC COM 681919106 227600 3107600 SH SOLE 2724323 0 383276 ORACLE CORP COM 68389X105 231331 5123609 SH SOLE 4393992 0 729617 PARKER HANNIFIN CORP COM 701094104 213176 1429368 SH SOLE 1266374 0 162994 PEPSICO INC COM 713448108 3107 28128 SH SOLE 5557 0 22571 PFIZER INC COM 717081103 337737 7737382 SH SOLE 6842222 0 895161 PHILIP MORRIS INTL INC COM 718172109 235074 3521185 SH SOLE 3236816 0 284369 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 348010 3447343 SH SOLE 3395391 0 51952 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 13656 681419 SH SOLE 587375 0 94044 PPG INDS INC COM 693506107 218320 2135577 SH SOLE 1838969 0 296608 PROCTER AND GAMBLE CO COM 742718109 293198 3189719 SH SOLE 2854474 0 335245 RAYTHEON CO COM NEW 755111507 193422 1261312 SH SOLE 1083574 0 177739 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2155418 36104158 SH SOLE 36101451 0 2707 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1061422 17492108 SH SOLE 17490829 0 1279 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 734772 31227013 SH SOLE 31224726 0 2287 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 1044839 40450648 SH SOLE 40447672 0 2976 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 975517 34408413 SH SOLE 34405813 0 2600 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 2031295 80542999 SH SOLE 80537379 0 5620 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 1799901 54808190 SH SOLE 54804046 0 4144 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 2872327 84529922 SH SOLE 84523624 0 6298 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 371774 7915147 SH SOLE 7915147 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1473787 51985444 SH SOLE 51982152 0 3292 SCHWAB STRATEGIC TR US REIT ETF 808524847 901885 23419501 SH SOLE 23417804 0 1697 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 2093648 39540111 SH SOLE 39536433 0 3678 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1980142 37185772 SH SOLE 37182446 0 3326 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 660147 22685473 SH SOLE 22683624 0 1849 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 99499 1150154 SH SOLE 1127610 0 22544 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 94785 1866576 SH SOLE 1829873 0 36703 SPDR GOLD TRUST GOLD SHS 78463V107 236 1954 SH SOLE 1954 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 298150 1192982 SH SOLE 1172792 0 20190 SPDR SER TR PORTFOLIO SH TSR 78468R101 106515 3600910 SH SOLE 3591357 0 9553 SPDR SER TR NUVEEN BRC MUNIC 78468R721 219199 4555238 SH SOLE 4555238 0 0 SPDR SER TR PORTFOLIO SM ETF 78468R853 76862 2915887 SH SOLE 2915887 0 0 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 59197 1496368 SH SOLE 1496368 0 0 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 956148 28939105 SH SOLE 28925726 0 13379 SPDR SERIES TRUST BLOMBRG BRC EMRG 78464A391 402913 15192788 SH SOLE 15191915 0 873 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 215433 7147766 SH SOLE 7138420 0 9346 SPDR SERIES TRUST DJ REIT ETF 78464A607 171978 1999745 SH SOLE 1999745 0 0 SPDR SERIES TRUST BLOMBRG BRC TIPS 78464A656 356857 6621949 SH SOLE 6574999 0 24762 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 134039 3825331 SH SOLE 3825331 0 0 SPDR SERIES TRUST BLMBRG BRC INTRM 78464A672 110097 1848817 SH SOLE 1843802 0 5015 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 1109 37982 SH SOLE 37982 0 0 STARBUCKS CORP COM 855244109 142237 2208641 SH SOLE 1962148 0 246493 TEXAS INSTRS INC COM 882508104 252437 2671294 SH SOLE 2230616 0 440678 TJX COS INC NEW COM 872540109 110270 2464671 SH SOLE 2133507 0 331164 UNITED TECHNOLOGIES CORP COM 913017109 298089 2799487 SH SOLE 2437297 0 362189 V F CORP COM 918204108 306857 4301331 SH SOLE 3764417 0 536914 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 401630 12170599 SH SOLE 12169776 0 823 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 231 2939 SH SOLE 2939 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 246025 3105981 SH SOLE 3090250 0 15731 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 22359 412138 SH SOLE 412138 0 0 VANGUARD GROUP DIV APP ETF 921908844 358584 3660890 SH SOLE 3556165 0 104725 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 279591 1216615 SH SOLE 1216615 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 65404 569424 SH SOLE 569424 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 164946 1249683 SH SOLE 1249683 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 410776 3218496 SH SOLE 3162279 0 56217 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 538647 10277546 SH SOLE 10276737 0 809 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 88238 931966 SH SOLE 931966 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 236991 6220235 SH SOLE 6128275 0 91960 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 524777 10279683 SH SOLE 10279665 0 18 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 497489 8274940 SH SOLE 8133853 0 141087 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 206536 3254072 SH SOLE 3251481 0 2591 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 2095008 40687671 SH SOLE 40684453 0 3218 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 69342 814066 SH SOLE 814066 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 273231 3297492 SH SOLE 3252155 0 45337 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1105377 29794523 SH SOLE 29536602 0 257921 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 59993 769246 SH SOLE 767538 0 1708 VANGUARD WHITEHALL FDS INC INTL HIGH ETF 921946794 84852 1507954 SH SOLE 1507954 0 0 VANGUARD WHITEHALL FDS INC INTL DVD ETF 921946810 1182 20519 SH SOLE 2893 0 17626 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 498 6671 SH SOLE 6671 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 74346 493926 SH SOLE 484202 0 9724 VERIZON COMMUNICATIONS INC COM 92343V104 401016 7132984 SH SOLE 6336925 0 796059 WALMART INC COM 931142103 290329 3116797 SH SOLE 2720163 0 396634 WASTE MGMT INC DEL COM 94106L109 732 8233 SH SOLE 3450 0 4782 WATSCO INC COM 942622200 89247 641420 SH SOLE 557211 0 84209 WELLS FARGO CO NEW COM 949746101 277744 6027450 SH SOLE 5222406 0 805043 WILLIAMS COS INC DEL COM 969457100 98829 4482021 SH SOLE 4285857 0 196164