Chief Investment Officer, CSIA

0001085146-18-001244.txt : 20180507 0001085146-18-001244.hdr.sgml : 20180507 20180507094414 ACCESSION NUMBER: 0001085146-18-001244 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180507 DATE AS OF CHANGE: 20180507 EFFECTIVENESS DATE: 20180507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charles Schwab Investment Advisory, Inc. CENTRAL INDEX KEY: 0001501902 IRS NUMBER: 271073440 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14153 FILM NUMBER: 18809910 BUSINESS ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-0897 MAIL ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001501902 XXXXXXXX 03-31-2018 03-31-2018 Charles Schwab Investment Advisory, Inc.

211 MAIN ST. SAN FRANCISCO CA 94105

13F HOLDINGS REPORT 028-14153 N James Peterson Chief Investment Officer, CSIA 415 667-0879 /s/ James Peterson San Francisco CA 04-30-2018 0 78 30830604 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE DBX ETF TRXTRACK USD HIGH23305143260736112264948SHSOLE 1226322617220DIREXION SHS ETF TRZACKS MLP HG INC25459Y29894667767SHSOLE 6776700DUKE ENERGY CORP NEWCOM NEW26441C2042252902SHSOLE 290200ETFS PRECIOUS METALS BASKETPHYS PM BSKT26922W10946575724573SHSOLE 72457300EXCHANGE TRADED CONCEPTS TRROBO GLB ETF3015057071868664468352SHSOLE 446835200FIDELITYMSCI CONSM DIS316092204521711312142SHSOLE 131214200FIDELITYMSCI FINLS IDX3160925011206192986375SHSOLE 298637500FIDELITYMSCI HLTH CARE I3160926001120012812676SHSOLE 281267600FIDELITYMSCI INDL INDX316092709806552132022SHSOLE 213202200FIDELITYMSCI INFO TECH I3160928081774213420483SHSOLE 342048300FLEXSHARES TRIBOXX 5YR TRGT33939L6052077978402626SHSOLE 840262600GLOBAL X FDSGLBL X MLP ETF37950E473342714036597SHSOLE 403659700ISHARES GOLD TRUSTISHARES464285105113633189264065SHSOLE 89247649164160ISHARES INCCORE MSCI EMKT46434G10330258518117SHSOLE 51811700ISHARES TRTIPS BD ETF46428717655311489262SHSOLE 48926200ISHARES TRRUSSELL 2000 ETF4642876556574323SHSOLE 432300ISHARES TRINTL TREA BD ETF464288117319861980SHSOLE 6198000ISHARES TRAGENCY BOND ETF46428816660010535613SHSOLE 53561300ISHARES TRCALIF MUN BD ETF46428835648952838639SHSOLE 83863900ISHARES TRINTL DEV RE ETF464288489186862829SHSOLE 6282720ISHARES TRCRE U S REIT ETF4642885215015111272SHSOLE 11127200ISHARES TRMBS ETF46428858811679111607SHSOLE 11160700ISHARES TRS&P US PFD STK46428868776720424SHSOLE 2042400ISHARES TRCMBS ETF46429B36628589567686SHSOLE 56768600ISHARES TR0-5 YR TIPS ETF46429B747197319702SHSOLE 1970200ISHARES TR0-5YR HI YL CP46434V407143086930580662SHSOLE 3057465060120POWERSHARES ACT MANG COMM FDOPT YLD DIV73937V1061337937529139SHSOLE 752913900POWERSHARES ETF TR IICALI MUNI ETF73936T4411006703921087SHSOLE 392108700POWERSHARES ETF TR IIEMER MRKT PORT73936T763404571720822SHSOLE 172082200POWERSHARES ETF TR IIEX US SML PORT73936T771364071067952SHSOLE 106795020POWERSHARES ETF TR IIDEV MKTS EX-US73936T789773441732299SHSOLE 173229900POWERSHARES ETF TRUSTFTSE US1500 SM73935X56767554524003SHSOLE 52400300POWERSHARES ETF TRUSTFTSE RAFI 100073935X5831798781632579SHSOLE 163257900POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76924988910803711SHSOLE 1080371100SCHWAB STRATEGIC TRUS LRG CAP ETF808524201229989836460018SHSOLE 3645429657220SCHWAB STRATEGIC TRUS SML CAP ETF808524607121996317647370SHSOLE 1764474226280SCHWAB STRATEGIC TREMRG MKTEQ ETF80852470686079729992900SHSOLE 2998825446460SCHWAB STRATEGIC TRSCHWB FDT EMK LG808524730118823638096716SHSOLE 3809063060860SCHWAB STRATEGIC TRSCHWB FDT INT SC808524748111267931065656SHSOLE 3106087447820SCHWAB STRATEGIC TRSCHWB FDT INT LG808524755208979769706358SHSOLE 69695642107160SCHWAB STRATEGIC TRSCHWAB FDT US SC808524763190550551168244SHSOLE 5115975884860SCHWAB STRATEGIC TRSCHWAB FDT US LG808524771293525180771900SHSOLE 80758666132340SCHWAB STRATEGIC TRUS DIVIDEND EQ8085247973864597882105SHSOLE 788210500SCHWAB STRATEGIC TRINTL EQTY ETF808524805163010748356758SHSOLE 4835032464340SCHWAB STRATEGIC TRUS AGGREGATE B8085248394408636SHSOLE 863600SCHWAB STRATEGIC TRUS REIT ETF80852484783047121711630SHSOLE 2170807835520SCHWAB STRATEGIC TRINTRM TRM TRES80852485452702910021475SHSOLE 1001913323420SCHWAB STRATEGIC TRUS TIPS ETF8085248703323646056193SHSOLE 60555856080SCHWAB STRATEGIC TRINTL SCEQT ETF80852488878249821432433SHSOLE 2142889935340SELECT SECTOR SPDR TRENERGY81369Y506930681380624SHSOLE 138062400SPDR INDEX SHS FDSEURO STOXX 5078463X2021647754091748SHSOLE 409174800SPDR INDEX SHS FDSS&P INTL ETF78463X7721955134879276SHSOLE 487927600SPDR S&P 500 ETF TRTR UNIT78462F1034511715SHSOLE 171500SPDR SER TRNUVEEN BRC MUNIC78468R7212294770SHSOLE 477000SPDR SER TRNUVEEN BLMBRG SR78468R739490921026590SHSOLE 102659000SPDR SER TRPORTFOLIO SM ETF78468R8531481124950246SHSOLE 495024600SPDR SERIES TRUSTWELLS FG PFD ETF78464A292626081440917SHSOLE 144091700SPDR SERIES TRUSTPORTFOLIO INTRMD78464A37569955320857274SHSOLE 2085441028640SPDR SERIES TRUSTBLOMBRG BRC EMRG78464A39146522315313450SHSOLE 1531190615440SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A417478841335697SHSOLE 133569700SPDR SERIES TRUSTDJ REIT ETF78464A60771681832140SHSOLE 83214000VANECK VECTORS ETF TRJP MORGAN MKTS92189F494111685956982586SHSOLE 56971944106420VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J40772102013174117SHSOLE 1317140327140VANGUARD INDEX FDSS&P 500 ETF SHS922908363103620428041SHSOLE 42804100VANGUARD INDEX FDSLARGE CAP ETF9229086372478352044669SHSOLE 204466900VANGUARD INDEX FDSSMALL CP ETF92290875143690297376SHSOLE 29737600VANGUARD INTL EQUITY INDEX FGLB EX US ETF9220426765551749113167SHSOLE 911157115960VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF92204271832740274569SHSOLE 27456900VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428581331562834302SHSOLE 283430200VANGUARD MALVERN FDSSTRM 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