0001085146-17-002224.txt : 20171107 0001085146-17-002224.hdr.sgml : 20171107 20171106201346 ACCESSION NUMBER: 0001085146-17-002224 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171107 DATE AS OF CHANGE: 20171106 EFFECTIVENESS DATE: 20171107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charles Schwab Investment Advisory, Inc. CENTRAL INDEX KEY: 0001501902 IRS NUMBER: 271073440 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14153 FILM NUMBER: 171180848 BUSINESS ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-0897 MAIL ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001501902 XXXXXXXX 09-30-2017 09-30-2017 Charles Schwab Investment Advisory, Inc.

211 MAIN ST. SAN FRANCISCO CA 94105

13F HOLDINGS REPORT 028-14153 N James Peterson 415 667-0879 /s/ James Peterson San Francisco CA 11-06-2017 0 72 24332474 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE APPLE INCCOM0378331003292135SHSOLE 213500DIREXION SHS ETF TRZACKS MLP HG INC25459Y29829517776SHSOLE 1777600ETFS PRECIOUS METALS BASKETPHYS PM BSKT26922W10947872756234SHSOLE 75623400EXCHANGE TRADED CONCEPTS TRROBO GLB ETF3015057071860404809697SHSOLE 480969700EXXON MOBIL CORPCOM30231G1023764591SHSOLE 459100FLEXSHARES TRIBOXX 5YR TRGT33939L6051951527802934SHSOLE 780293400FLEXSHARES TRINTL QLTDV IDX33939L83710236390371SHSOLE 39037100GLOBAL X FDSGLBL X MLP ETF37950E473298152897436SHSOLE 289743600ISHARES GOLD TRUSTISHARES46428510583220167603646SHSOLE 67589226144200ISHARES INCCORE MSCI EMKT46434G1031657033067449SHSOLE 306744900ISHARES TRTIPS BD ETF46428717654139476659SHSOLE 47665900ISHARES TRCORE S&P500 ETF464287200202799SHSOLE 79900ISHARES TRIBOXX INV CP ETF46428724299234818557SHSOLE 81855700ISHARES TRRUS 1000 ETF4642876224512583226038SHSOLE 322603800ISHARES TRRUSSELL 2000 ETF4642876551499701012085SHSOLE 101208500ISHARES TRINTL TREA BD ETF464288117206441912SHSOLE 4191200ISHARES TRAGENCY BOND ETF46428816658409513892SHSOLE 51389200ISHARES TREAFE SML CP ETF464288273790561275085SHSOLE 127508500ISHARES TRCALIF MUN BD ETF46428835628854243474SHSOLE 24347400ISHARES TRINTL DEV RE ETF464288489131845154SHSOLE 4515400ISHARES TR3 7 YR TREAS BD46428866186701701975SHSOLE 70197500ISHARES TRS&P US PFD STK46428868756114446SHSOLE 1444600ISHARES TRCMBS ETF46429B36628450551896SHSOLE 55189600ISHARES TR0-5 YR TIPS ETF46429B7479639593SHSOLE 959300ISHARES TR0-5YR HI YL CP46434V407147033830740919SHSOLE 3073487360460POWERSHARES ACT MANG COMM FDOPT YLD DIV73937V1061245057389048SHSOLE 738904800POWERSHARES ETF TR IICALI MUNI ETF73936T441798673062598SHSOLE 306259800POWERSHARES ETF TR IIEMER MRKT PORT73936T763394711850481SHSOLE 185048100POWERSHARES ETF TR IIEX US SML PORT73936T771366441116500SHSOLE 111649820POWERSHARES ETF TR IIDEV MKTS EX-US73936T789587731331797SHSOLE 133179700POWERSHARES ETF TRUSTFTSE US1500 SM73935X56748074383519SHSOLE 38351900POWERSHARES ETF TRUSTFTSE RAFI 100073935X583106852997221SHSOLE 99722100POWERSHARES ETF TRUST IISENIOR LN PORT73936Q7692205499522813SHSOLE 952281300SCHWAB STRATEGIC TRUS LRG CAP ETF808524201192022231982384SHSOLE 3197689054940SCHWAB STRATEGIC TRUS SML CAP ETF80852460794750714064238SHSOLE 1406190023380SCHWAB STRATEGIC TREMRG MKTEQ ETF80852470667516925089915SHSOLE 2508506948460SCHWAB STRATEGIC TRSCHWB FDT EMK LG80852473087921030677230SHSOLE 3067070865220SCHWAB STRATEGIC TRSCHWB FDT INT SC80852474886881824923074SHSOLE 2491796251120SCHWAB STRATEGIC TRSCHWB FDT INT LG808524755163811854841589SHSOLE 54831369102200SCHWAB STRATEGIC TRSCHWAB FDT US SC808524763145329540057743SHSOLE 4005013776060SCHWAB STRATEGIC TRSCHWAB FDT US LG808524771226243164365026SHSOLE 64352938120880SCHWAB STRATEGIC TRUS DIVIDEND EQ8085247973265126976753SHSOLE 697675300SCHWAB STRATEGIC TRINTL EQTY ETF808524805131986339434198SHSOLE 3942765265460SCHWAB STRATEGIC TRUS REIT ETF80852484763439815424202SHSOLE 1542168825140SCHWAB STRATEGIC TRINTRM TRM TRES8085248543973387369008SHSOLE 73680349740SCHWAB STRATEGIC TRUS TIPS ETF8085248702588664684501SHSOLE 468450100SCHWAB STRATEGIC TRINTL SCEQT ETF80852488861647517210349SHSOLE 1720674136080SELECT SECTOR SPDR TRENERGY81369Y5061454492123977SHSOLE 212397700SPDR INDEX SHS FDSEURO STOXX 5078463X2021674274058853SHSOLE 405885300SPDR INDEX SHS FDSS&P INTL ETF78463X7722068765123218SHSOLE 512321800SPDR S&P 500 ETF TRTR UNIT78462F1034341725SHSOLE 172500SPDR SER TRNUVEEN BRC MUNIC78468R721524841073062SHSOLE 107306200SPDR SERIES TRUSTWELLS FG PFD ETF78464A292485181085414SHSOLE 108541400SPDR SERIES TRUSTBLOMBRG BRC INTR78464A37541299511967398SHSOLE 119664209780SPDR SERIES TRUSTBLOMBRG BRC MRTG78464A3833410129496SHSOLE 12949600SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A417832642231067SHSOLE 223106700SPDR SERIES TRUSTDJ REIT ETF78464A60770238759240SHSOLE 75924000VANECK VECTORS ETF TRJP MORGAN MKTS92189F494110510757557653SHSOLE 57546951107020VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4075425059937818SHSOLE 993604217760VANGUARD INDEX FDSS&P 500 ETF SHS92290836381170351750SHSOLE 35175000VANGUARD INDEX FDSREIT ETF92290855310429125524SHSOLE 12552400VANGUARD INDEX FDSLARGE CAP ETF92290863750972441696SHSOLE 44169600VANGUARD INDEX FDSSMALL CP ETF92290875141279292097SHSOLE 29209700VANGUARD INTL EQUITY INDEX FGLB EX US ETF9220426764208867084420SHSOLE 708309213280VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF92204271832696284492SHSOLE 28449200VANGUARD MUN BD FD INCTAX EXEMPT BD9229077462339054527776SHSOLE 4527762140VANGUARD SCOTTSDALE FDSINT-TERM GOV92206C7066529100962SHSOLE 10096200VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C771116426422058796SHSOLE 2205614026560VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C870356040448SHSOLE 4044800VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385848454911162170SHSOLE 1116217000VANGUARD WHITEHALL FDS INCHIGH DIV YLD9219464069136112698SHSOLE 11269800VANGUARD WHITEHALL FDS INCEMERG MKT BD ETF92194688561899762773SHSOLE 76277300