0000899243-17-021091.txt : 20170828
0000899243-17-021091.hdr.sgml : 20170828
20170828175144
ACCESSION NUMBER: 0000899243-17-021091
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170825
FILED AS OF DATE: 20170828
DATE AS OF CHANGE: 20170828
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fleming Ned N III
CENTRAL INDEX KEY: 0001707712
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36682
FILM NUMBER: 171055618
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 400
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SunTx Veritex Holdings, L.P.
CENTRAL INDEX KEY: 0001621734
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36682
FILM NUMBER: 171055617
BUSINESS ADDRESS:
BUSINESS PHONE: 972-663-8900
MAIL ADDRESS:
STREET 1: TWO LINCOLN CENTRE, SUITE 1000
STREET 2: 5420 LBJ FREEWAY
CITY: DALLAS
STATE: TX
ZIP: 75240
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Veritex Holdings, Inc.
CENTRAL INDEX KEY: 0001501570
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 270973566
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 400
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 972-349-6200
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 400
CITY: DALLAS
STATE: TX
ZIP: 75225
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-08-25
0
0001501570
Veritex Holdings, Inc.
VBTX
0001707712
Fleming Ned N III
C/O SUNTX CAPITAL PARTNERS, TWO
LINCOLN CENTER, 5420 LBJ FWY, # 1000
DALLAS
TX
75240
1
0
0
1
See Remarks Below
0001621734
SunTx Veritex Holdings, L.P.
C/O SUNTX CAPITAL PARTNERS TWO
LINCOLN CENTER, 5420 LBJ FWY, # 1000
DALLAS
TX
75240
0
0
0
1
See Remarks Below
Common Stock
2017-08-25
4
S
0
26334
26.07
D
441027
I
See Footnotes
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. The reported price for the share sales made on August 25, 2017 is based on prices ranging from a low of $25.95 per share to a high of $26.22 per share. The reporting persons undertake to provide to Veritex Holdings, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth above.
Includes 440,902 shares of the Issuer's common stock held directly by SunTx Veritex Holdings, LP, a Delaware limited partnership and a Reporting Person (the "Fund"), after the sale of 26,334 shares of the Issuer's common stock as reported on this Form 4, and includes 125 shares of the Issuer's common stock received by Ned N. Fleming, III, a director on the board of directors of the Issuer and a Reporting Person, based on restricted stock units that vested on June 30, 2017.
Mr. Fleming serves as director of SunTx Capital II Management Corp. (the "Fund GP Corp"), which acts as the general partner of SunTx Capital Partners II GP, LP (the "Fund GP"), the general partner of the Fund, and which serves as the investment manager to the Fund. As a result of this relationship, Mr. Fleming serves on the Issuer's board of directors as a representative of the Fund and received restricted stock units in such capacity. Pursuant to the offering documents of the Fund, the Fund is entitled to an indirect pecuniary interest in the 125 shares of the Issuer's common stock received by Mr. Fleming upon the vesting of certain restricted stock units on June 30, 2017. (Continued in Footnote 4)
(Continued from Footnote 3) Solely as a result of his ownership interest in the Fund, including through the Fund GP Corp, Mr. Fleming may be deemed to have an indirect pecuniary interest in all 441,027 shares of the Issuer's common stock (i.e. no direct pecuniary interest) reported in Table I. Mr. Fleming disclaims beneficial ownership of these securities, except to the extent of Mr. Fleming's pecuniary interest in the securities.
SunTx Veritex Holdings, LP is a director by deputization of Veritex Holdings, Inc.
/s/ Ned N. Fleming, III
2017-08-28
SunTx Veritex Holdings, LP, By: SunTx Capital Partners II GP, LP, its general partner, By: SunTx Capital II Management Corp., its general partner, /s/ Ned N. Fleming, III
2017-08-28