0001140361-11-051247.txt : 20111101
0001140361-11-051247.hdr.sgml : 20111101
20111101172929
ACCESSION NUMBER: 0001140361-11-051247
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111101
DATE AS OF CHANGE: 20111101
EFFECTIVENESS DATE: 20111101
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Jacobus Wealth Management, Inc.
CENTRAL INDEX KEY: 0001501542
IRS NUMBER: 391521502
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14007
FILM NUMBER: 111172346
BUSINESS ADDRESS:
STREET 1: 2323 N. MAYFAIR ROAD, STE 240
CITY: MILWAUKEE
STATE: WI
ZIP: 53226
BUSINESS PHONE: 414-4754-6565
MAIL ADDRESS:
STREET 1: 2323 N. MAYFAIR ROAD, STE 240
CITY: MILWAUKEE
STATE: WI
ZIP: 53226
13F-HR
1
form13fhr.txt
NONE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/2011
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Robert R. Lapointe
Address: 2323 N Mayfair Road, Suite 240
Milwaukee, WI 53226
Form 13F File Number: 028-14007
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Robert R. lapointe
Title: Vice President and CCO
Phone: 414-475-6565
Signature, Place, and Date of Signing:
/s/ Robert R Lapointe Milwaukee, Wisconsin 11/1/2011
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 171
Form 13F Information Table Value Total: $ 160,147
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ -------
Aaa Industries COM 000123456 1,371 9,742 SH SOLE NA 0 0 9,742
Apple Computer Inc Com COM 037833100 404 1,059 SH SOLE NA 0 0 1,064
Abbott Laboratories Com COM 002824100 3,610 70,599 SH SOLE NA 0 0 69,982
Accenture Ltd Com COM G1150G111 110 2,096 SH SOLE NA 0 0 2,318
Automatic Data Processing Com COM 053015103 415 8,800 SH SOLE NA 0 0 8,800
Amgen Incorporated Com COM 031162100 187 3,400 SH SOLE NA 0 0 2,368
Alerian MLP ETF ETF 00162Q866 5,451 357,653 SH SOLE NA 0 0 3,400
Anworth Mortgage Asset Corp Com COM 037347101 181 26,620 SH SOLE NA 0 0 520,118
Apache Corp Com COM 037411105 218 2,718 SH SOLE NA 0 0 26,620
Anadarko Petroleum Corp Com COM 032511107 397 6,295 SH SOLE NA 0 0 2,660
Alliance Resource Partners ULP ULP 01877R108 176 2,690 SH SOLE NA 0 0 6,295
American Express Com COM 025816109 443 9,873 SH SOLE NA 0 0 1,267
Baxter International Inc Com COM 071813109 202 3,598 SH SOLE NA 0 0 2,690
BB&T Corporation Com COM 054937107 250 11,701 SH SOLE NA 0 0 9,873
Bank of New York Mellon Corp Com COM 064058100 271 14,590 SH SOLE NA 0 0 3,598
Bank of Montreal Com COM 063671101 579 10,359 SH SOLE NA 0 0 15,464
Bank Of Marin Bancorp Com COM 063425102 132 4,000 SH SOLE NA 0 0 1,080
Bristol-Myers Squibb Com COM 110122108 2,593 82,647 SH SOLE NA 0 0 20,748
BP PLC SADR SADR 055622104 10,650 295,248 SH SOLE NA 0 0 1,739
Buckeye Partners LP ULP 118230101 108 1,730 SH SOLE NA 0 0 4,000
Berkshire Hathaway Cl A Cl A 084670108 854 8 SH SOLE NA 0 0 81,858
Berkshire Hathaway Cl B Cl B 084670702 149 2,096 SH SOLE NA 0 0 295,248
Baytex Energy Corp. Com COM 073176109 111 2,660 SH SOLE NA 0 0 18,000
Caterpillar Inc Com COM 149123101 251 3,403 SH SOLE NA 0 0 1,730
Commerce Bancshares Inc Com COM 200525103 286 8,221 SH SOLE NA 0 0 8
Cadence Design Systems Com COM 127387108 560 60,561 SH SOLE NA 0 0 2,050
Capitol Federal Financial Com COM 14057J101 158 15,000 SH SOLE NA 0 0 2,660
Cullen Frost Bankers Inc Com COM 229899109 371 8,095 SH SOLE NA 0 0 7,855
Calamos Convertible & High Income Fd Com COM 12811P108 750 67,540 SH SOLE NA 0 0 3,334
Cummins Inc Com COM 231021106 109 1,333 SH SOLE NA 0 0 3,989
Conoco Phillips Com COM 20825C104 273 4,316 SH SOLE NA 0 0 8,221
Copano Energy LLC Com COM 217202100 192 6,430 SH SOLE NA 0 0 60,561
iShares Barclays 1-3 Year Credit Bond ETF 464288646 177 1,700 SH SOLE NA 0 0 15,000
ETF
CSX Corp Com COM 126408103 148 7,915 SH SOLE NA 0 0 8,095
ChevronTexaco Corp Com COM 166764100 714 7,709 SH SOLE NA 0 0 11,925
SPDR Barclays Capital Convertible ETF 78464A359 246 6,895 SH SOLE NA 0 0 1,333
Securities ETF
City National Corp Com COM 178566105 378 10,000 SH SOLE NA 0 0 3,899
WisdomTree Emerging Markets Equity ETF 97717W315 143 3,010 SH SOLE NA 0 0 1,250
Income Fund
Danaher Corp Del Com COM 235851102 772 18,400 SH SOLE NA 0 0 6,430
Digital Realty Trust Inc Com COM 253868103 127 2,300 SH SOLE NA 0 0 1,700
DNP Select Income Com COM 23325P104 123 12,300 SH SOLE NA 0 0 5,925
WisdomTree MidCap Dividend Fund ETF 97717W505 506 10,976 SH SOLE NA 0 0 7,709
WisdomTree Int'l Dividend Ex-Financials ETF 97717W786 679 17,800 SH SOLE NA 0 0 6,892
ETF
DCP Midstream Partners Com ULP Com ULP 23311P100 349 8,730 SH SOLE NA 0 0 10,000
WisdomTree Dividend ex-Financials Fund ETF 97717W406 4,981 106,173 SH SOLE NA 0 0 1,250
iShares Dow Jones Select Dividend ETF ETF 464287168 1,158 24,000 SH SOLE NA 0 0 9,187
iShares MSCI Emerging Markets Index ETF ETF 464287234 548 15,618 SH SOLE NA 0 0 11,205
Enbridge Energy Partners LP Com COM 29250R106 347 12,630 SH SOLE NA 0 0 10,275
Emerson Electric Co Com COM 291011104 267 6,475 SH SOLE NA 0 0 18,400
El Paso Pipeline Partners ULP ULP 283702108 589 16,610 SH SOLE NA 0 0 2,300
Enterprise Products Partners LP Com COM 293792107 953 23,733 SH SOLE NA 0 0 12,300
Energy Transfer Equity Com ULP Com ULP 29273V100 296 8,500 SH SOLE NA 0 0 10,692
Aberdeen Emerging Mkts Telecom & ETF 290890102 1,226 72,990 SH SOLE NA 0 0 8,730
Infrastructure
Energy Transfer Partners ULP ULP 29273R109 260 6,340 SH SOLE NA 0 0 48,253
EV Energy Partners LP Com Units Com Units 26926V107 263 3,665 SH SOLE NA 0 0 1,462
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ -------
iShares MSCI Canada Index ETF ETF 464286509 692 27,150 SH SOLE NA 0 0 24,000
iShares MSCI Taiwan Index ETF ETF 464286731 347 29,390 SH SOLE NA 0 0 16,308
Fastenal Co Com COM 311900104 855 25,686 SH SOLE NA 0 0 12,630
Aberdeen Asia-Pacific Income Fund Inc COM 003009107 966 140,150 SH SOLE NA 0 0 10,902
Com
First Trust ISE-Revere Natural Gas Com COM 33734J102 295 18,675 SH SOLE NA 0 0 6,475
Energy Income & Growth Fd Com COM 292697109 2,410 95,116 SH SOLE NA 0 0 16,610
Fidelity Natl Information Services Inc COM 31620M106 908 37,333 SH SOLE NA 0 0 23,733
Com
Fiserv Inc Com COM 337738108 646 12,730 SH SOLE NA 0 0 8,500
Fiduciary/Claymore MLP Opportunity Fd COM 31647Q106 4,439 231,313 SH SOLE NA 0 0 70,235
Com
iShares FTSE/Xinhua China 25 Index Fund ETF 464287184 130 4,215 SH SOLE NA 0 0 6,340
ETF
General Electric Company Com COM 369604103 577 37,909 SH SOLE NA 0 0 3,665
Genesis Energy ULP ULP 371927104 229 9,450 SH SOLE NA 0 0 18,350
SPDR Gold Shares ETF 78463V107 322 2,040 SH SOLE NA 0 0 29,390
Corning Inc Com COM 219350105 122 9,885 SH SOLE NA 0 0 11,000
GlaxoSmithKline PLC SADR SADR 37733W105 194 4,699 SH SOLE NA 0 0 25,978
HCP Inc Com COM 40414L109 116 3,315 SH SOLE NA 0 0 61,850
iShares COMEX Gold Trust ETF 464285105 113 7,165 SH SOLE NA 0 0 18,935
International Business Machines Com COM 459200101 724 4,138 SH SOLE NA 0 0 88,361
iShares DJ International Select Divd ETF 464288448 1,722 60,770 SH SOLE NA 0 0 40,340
Index ETF
iShares S&P Small Cap 600 ETF ETF 464287804 3,191 54,505 SH SOLE NA 0 0 12,730
Intel Corp Com COM 458140100 123 5,772 SH SOLE NA 0 0 214,946
ITC Holdings Corp. Com COM 465685105 116 1,500 SH SOLE NA 0 0 9,000
Illinois Tool Works Com COM 452308109 541 13,000 SH SOLE NA 0 0 27,835
iShares S&P 500 Index ETF ETF 464287200 1,131 9,945 SH SOLE NA 0 0 4,215
iShares Russell 1000 Index ETF ETF 464287622 862 13,777 SH SOLE NA 0 0 37,909
iShares Russell 1000 Growth Index ETF ETF 464287614 116 2,205 SH SOLE NA 0 0 9,450
iShares Russell 2000 Index ETF ETF 464287655 189 2,940 SH SOLE NA 0 0 695
iShares Russell Midcap Index ETF ETF 464287499 2,320 26,290 SH SOLE NA 0 0 9,885
Nuveen Energy MLP Total Return ETF 67074U103 1,168 76,860 SH SOLE NA 0 0 788
Johnson & Johnson Com COM 478160104 664 10,424 SH SOLE NA 0 0 4,290
JP Morgan Chase & Co Com COM 46625H100 6,530 216,801 SH SOLE NA 0 0 3,315
Kimberly Clark Corp COM 494368103 218 3,077 SH SOLE NA 0 0 9,640
Kinder Morgan Energy Partners ULP ULP 494550106 743 10,863 SH SOLE NA 0 0 4,208
Kinder Morgan Management LLC Shs Shares 49455U100 2,603 44,357 SH SOLE NA 0 0 123,695
Coca Cola Company Com COM 191216100 160 2,375 SH SOLE NA 0 0 64,607
Kansas City Southern Com New COM 485170302 914 18,300 SH SOLE NA 0 0 5,772
Lockheed Martin Corp Com COM 539830109 249 3,427 SH SOLE NA 0 0 1,500
iShares iBoxx $ Investment Grade Corp ETF 464287242 746 6,640 SH SOLE NA 0 0 14,015
Bond ETF
MB Financial Inc New Com COM 55264U108 421 28,577 SH SOLE NA 0 0 9,945
McDonalds Corp Com COM 580135101 474 5,395 SH SOLE NA 0 0 13,774
Microchip Technology Inc Com COM 595017104 209 6,730 SH SOLE NA 0 0 2,204
SPDR S&P MidCap 400 ETF ETF 78467Y107 8,141 57,279 SH SOLE NA 0 0 2,940
McGraw-Hill Companies COM 580645109 110 2,675 SH SOLE NA 0 0 29,461
PIMCO Enhanced Short Maturity ETF ETF 72201R833 427 4,250 SH SOLE NA 0 0 2,571
Mead Johnson Nutrition Co Com COM 582839106 388 5,638 SH SOLE NA 0 0 464,768
3M Company Com COM 88579Y101 164 2,286 SH SOLE NA 0 0 10,160
Magellan Midstream Partners Com ULP Com ULP 559080106 506 8,373 SH SOLE NA 0 0 215,764
Altria Group Inc Com COM 02209S103 290 10,826 SH SOLE NA 0 0 10,000
Market Vectors Agribusiness ETF ETF 57060U605 1,695 39,205 SH SOLE NA 0 0 10,815
Morgan Stanley Com NEW COM 617446448 108 8,000 SH SOLE NA 0 0 36,825
Microsoft Corp Com COM 594918104 785 31,530 SH SOLE NA 0 0 2,212
M&T Bank Corp Com COM 55261F104 305 4,360 SH SOLE NA 0 0 18,300
MLP & Strategic Equity Fd Com COM 55312N106 1,647 107,274 SH SOLE NA 0 0 4,000
MVC Capital Inc Com COM 553829102 314 30,000 SH SOLE NA 0 0 3,415
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ -------
NICE Systems Ltd SADR SADR 653656108 294 9,700 SH SOLE NA 0 0 6,819
Annaly Mortgage Management Com COM 035710409 7,939 477,411 SH SOLE NA 0 0 28,577
Nestle SADR SADR 641069406 368 6,675 SH SOLE NA 0 0 5,225
Northern Trust Corp Com COM 665859104 798 22,822 SH SOLE NA 0 0 6,730
Novartis AG SADR SADR 66987V109 124 2,226 SH SOLE NA 0 0 60,080
ONEOK Partners ULP ULP 68268N103 121 2,600 SH SOLE NA 0 0 68,602
Plains All American Pipeline ULP ULP 726503105 802 13,608 SH SOLE NA 0 0 4,303
Plum Creek Timber Co. Com COM 729251108 119 3,427 SH SOLE NA 0 0 5,550
Pepsico Inc Com COM 713448108 297 4,805 SH SOLE NA 0 0 2,339
Pfizer Inc Com COM 717081103 168 9,500 SH SOLE NA 0 0 8,373
iShares S&P U.S. Preferred Stock Index ETF 464288687 2,416 67,835 SH SOLE NA 0 0 10,826
Procter & Gamble Com COM 742718109 470 7,436 SH SOLE NA 0 0 42,425
Pengrowth Energy Corp. Tr Unit Tr Unit 706902509 2,139 237,901 SH SOLE NA 0 0 2,900
PowerShares Global Water ETF ETF 73936T623 1,366 87,431 SH SOLE NA 0 0 2,630
Philip Morris International Inc Com COM 718172109 234 3,749 SH SOLE NA 0 0 8,000
Pharmaceutical HOLDRS Trust DR DR 71712A206 594 9,100 SH SOLE NA 0 0 30,200
Prosperity Bancshares Inc Com COM 743606105 343 10,500 SH SOLE NA 0 0 7,100
Pioneer Southwest Energy Partners ULP ULP 72388B106 103 4,260 SH SOLE NA 0 0 113,949
PowerShares Cleantech ETF ETF 73935X278 1,091 52,432 SH SOLE NA 0 0 30,000
Royal Dutch Shell Transport A SADR SADR 780259206 177 2,869 SH SOLE NA 0 0 9,700
Regency Energy Partners ULP ULP 75885Y107 200 8,935 SH SOLE NA 0 0 341,131
Raymond James Financial Inc Com COM 754730109 312 12,000 SH SOLE NA 0 0 6,935
RPM International Inc Com COM 749685103 445 23,799 SH SOLE NA 0 0 6,675
Riverbed Technology Inc Com COM 768573107 399 20,000 SH SOLE NA 0 0 22,822
SVB Financial Group Inc Com COM 78486Q101 333 9,000 SH SOLE NA 0 0 5,000
Sonoco Products Co Com COM 835495102 1,186 41,995 SH SOLE NA 0 0 2,226
Simon Property Group Inc Com COM 828806109 172 1,560 SH SOLE NA 0 0 15,126
SPDR S&P 500 ETF ETF 78462F103 8,482 74,966 SH SOLE NA 0 0 1,300
First Source Corporation Com COM 336901103 279 13,385 SH SOLE NA 0 0 13,608
State Street Corp Com COM 857477103 187 5,830 SH SOLE NA 0 0 5,105
Safeway Inc Com NEW COM 786514208 206 12,400 SH SOLE NA 0 0 39,910
TC Pipelines ULP Com ULP Com 87233Q108 360 8,205 SH SOLE NA 0 0 94,525
iShares Barclays TIPS Bond Fund ETF ETF 464287176 191 1,675 SH SOLE NA 0 0 9,500
T Rowe Price Group Inc Com COM 74144T108 479 10,025 SH SOLE NA 0 0 58,500
Travelers Companies Inc Com COM 89417E109 274 5,631 SH SOLE NA 0 0 7,536
Time Warner Cable Inc Com COM 88732J207 148 2,358 SH SOLE NA 0 0 237,901
Texas Instruments Inc Com COM 882508104 375 14,066 SH SOLE NA 0 0 106,331
Tortoise Energy Infrastructure Com COM 89147L100 458 13,510 SH SOLE NA 0 0 3,749
Tortoise Energy Capital Corp Com COM 89147U100 350 14,961 SH SOLE NA 0 0 9,100
Unilever PLC SADR NEW SADR 904767704 157 5,047 SH SOLE NA 0 0 2,879
United Parcel Service Cl B Cl B 911312106 218 3,449 SH SOLE NA 0 0 10,500
US Bancorp Del Com NEW COM 902973304 1,322 56,168 SH SOLE NA 0 0 4,280
United Technologies Corp Com COM 913017109 171 2,430 SH SOLE NA 0 0 4,020
Vanguard Europe Pacific Tax Mgd ETF ETF 921943858 634 21,050 SH SOLE NA 0 0 63,103
Vanguard FTSE All World ex-US ETF ETF 922042775 7,182 185,495 SH SOLE NA 0 0 2,295
Vanguard Information Technology ETF ETF 92204A702 1,181 20,800 SH SOLE NA 0 0 2,869
Vanguard Dividend Appreciation ETF ETF 921908844 3,994 81,911 SH SOLE NA 0 0 8,935
Vanguard Mid Cap ETF ETF 922908629 1,187 18,228 SH SOLE NA 0 0 12,000
Vanguard Growth ETF ETF 922908736 654 11,700 SH SOLE NA 0 0 1,320
Vanguard Emerging Markets Stock ETF ETF 922042858 3,328 92,889 SH SOLE NA 0 0 20,799
Verizon Communications Inc Com COM 92343V104 336 9,135 SH SOLE NA 0 0 20,000
Westamerica Bancorp Com COM 957090103 385 10,046 SH SOLE NA 0 0 3,500
Walgreen Co Com COM 931422109 166 5,059 SH SOLE NA 0 0 10,000
Wisconsin Energy Corp COM 976657106 136 4,355 SH SOLE NA 0 0 47,095
Western Gas Partners LP Com Unit LP 958254104 204 6,030 SH SOLE NA 0 0 1,560
Wells Fargo & Co Com NEW COM 949746101 446 18,478 SH SOLE NA 0 0 79,809
Wells Fargo L PREF 949746804 206 200 SH SOLE NA 0 0 13,385
Wal-Mart Stores Inc Com COM 931142103 134 2,588 SH SOLE NA 0 0 6,039
Williams Partners Com ULP Com ULP 96950F104 709 13,077 SH SOLE NA 0 0 6,830
SPDR Energy Select Sector ETF 81369Y506 326 5,571 SH SOLE NA 0 0 12,400
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ -------
Exxon Mobil Corp Com COM 30231G102 681 9,380 SH SOLE NA 0 0 8,205
Crosstex Energy Inc Com COM 22765Y104 154 11,400 SH SOLE NA 0 0 7,325