0000899243-21-036166.txt : 20210915 0000899243-21-036166.hdr.sgml : 20210915 20210915184557 ACCESSION NUMBER: 0000899243-21-036166 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210915 FILED AS OF DATE: 20210915 DATE AS OF CHANGE: 20210915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bischof George CENTRAL INDEX KEY: 0001500543 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 211256464 MAIL ADDRESS: STREET 1: 245 LYTTON AVENUE, SUITE 350 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ward Rob CENTRAL INDEX KEY: 0001501075 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 211256465 MAIL ADDRESS: STREET 1: 245 LYTTON AVENUE, SUITE 350 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Meritech Capital Partners IV L.P. CENTRAL INDEX KEY: 0001503128 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 211256468 BUSINESS ADDRESS: STREET 1: 245 LYTTON AVENUE, SUITE 350 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650.475.2200 MAIL ADDRESS: STREET 1: 245 LYTTON AVENUE, SUITE 350 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sherman Craig CENTRAL INDEX KEY: 0001631104 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 211256466 MAIL ADDRESS: STREET 1: 245 LYTTON AVENUE, SUITE 125 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Meritech Capital Associates IV, L.L.C. CENTRAL INDEX KEY: 0001600189 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 211256469 BUSINESS ADDRESS: STREET 1: 245 LYTTON AVE, SUITE 125 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-475-2200 MAIL ADDRESS: STREET 1: 245 LYTTON AVE, SUITE 125 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Meritech Capital Affiliates IV L.P. CENTRAL INDEX KEY: 0001600191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 211256467 BUSINESS ADDRESS: STREET 1: 245 LYTTON AVE, SUITE 125 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-475-2200 MAIL ADDRESS: STREET 1: 245 LYTTON AVE, SUITE 125 CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ForgeRock, Inc. CENTRAL INDEX KEY: 0001543916 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 331223363 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 599-1100 MAIL ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2021-09-15 0 0001543916 ForgeRock, Inc. FORG 0001600189 Meritech Capital Associates IV, L.L.C. 245 LYTTON AVENUE, SUITE 125 PALO ALTO CA 94301 0 0 1 0 0001503128 Meritech Capital Partners IV L.P. 245 LYTTON AVENUE, SUITE 125 PALO ALTO CA 94301 0 0 1 0 0001600191 Meritech Capital Affiliates IV L.P. 245 LYTTON AVENUE, SUITE 125 PALO ALTO CA 94301 0 0 1 0 0001631104 Sherman Craig 245 LYTTON AVENUE, SUITE 125 PALO ALTO CA 94301 0 0 1 0 0001501075 Ward Rob 245 LYTTON AVENUE, SUITE 125 PALO ALTO CA 94301 0 0 1 0 0001500543 Bischof George 245 LYTTON AVENUE, SUITE 125 PALO ALTO CA 94301 0 0 1 0 Common Stock 387896 I See Footnote Common Stock 9579 I See Footnote Series C Preferred Stock Common Stock 2732442 I See Footnote Series C Preferred Stock Common Stock 67478 I See Footnote Series D Preferred Stock Common Stock 375867 I See Footnote Series D Preferred Stock Common Stock 9282 I See Footnote Series E Preferred Stock Common Stock 458532 I See Footnote Series E Preferred Stock Common Stock 11324 I See Footnote All shares of Series C Preferred Stock, par value $0.001 per share "Series C Preferred Stock" , Series D Preferred Stock, par value $0.001 per share "Series D Preferred Stock" and Series E Preferred Stock, par value $0.001 per share "Series E Preferred Stock" , of ForgeRock, Inc. the "Issuer" will automatically be converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share "Common Stock" immediately prior to the closing of the Issuer's initial public offering the "IPO" of its Class A common stock, par value $0.001 per share "Class A Common Stock" , without payment of consideration. Immediately thereafter, but still prior to the closing of the IPO, all shares of Common Stock will be reclassified into shares of the Issuer's Class B common stock, par value $0.001 per share "Class B Common Stock" Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C. ("GP IV"), the general partner of MCP IV, has sole voting and dispositive power with respect to the shares held by MCP IV. Paul Madera ("Madera"), George Bischof ("Bischof"), Craig Sherman ("Sherman") and Rob Ward ("Ward"), the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCP IV. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). GP IV, the general partner of MCA IV, has sole voting and dispositive power with respect to the shares held by MCP IV. Madera, Bischof, Sherman and Ward, the managing members of GP IV, share voting and dispositive power with respect to the shares held by MCP IV. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer. Each of the Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock has no expiration date. Meritech Capital Associates IV L.L.C., /s/ Joel Backman, Attorney-in-Fact 2021-09-15 Meritech Capital Partners IV L.P., by Meritech Capital Associates IV L.L.C., its general partner, /s/ Joel Backman, Attorney-in-Fact 2021-09-15 Meritech Capital Affiliates IV L.P., by Meritech Capital Associates IV L.L.C., its general partner, /s/ Joel Backman, Attorney-in-Fact 2021-09-15 /s/ Joel Backman, Attorney-in-Fact for George Bischof 2021-09-15 /s/ Joel Backman, Attorney-in-Fact for Craig Sherman 2021-09-15 /s/ Joel Backman, Attorney-in-Fact for Rob Ward 2021-09-15