0000945621-12-000257.txt : 20121108 0000945621-12-000257.hdr.sgml : 20121108 20121108171731 ACCESSION NUMBER: 0000945621-12-000257 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121108 DATE AS OF CHANGE: 20121108 EFFECTIVENESS DATE: 20121108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Artorius Management, LLC CENTRAL INDEX KEY: 0001500192 IRS NUMBER: 223894550 STATE OF INCORPORATION: DE FISCAL YEAR END: 0203 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14106 FILM NUMBER: 121190939 BUSINESS ADDRESS: STREET 1: 750 THIRD AVE 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-547-9510 MAIL ADDRESS: STREET 1: 750 THIRD AVE 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 artorius13f9302012.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ] Amendment Number: _______ Institutional Investment Manager Filing this Report: Name: Artorius Management, LLC Address: 750 Third Avenue, 9th Floor New York, NY 10017 Form 13F File Number: 28-14106 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all the information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Sullivan Title: Chief Financial Officer Phone: 212-547-9510 Signature, Place, and Date of Signing: /s/ Michael Sullivan New York, New York November 8, 2012 -------------------------------------------------------------------------------- [Signature] [City, State] [Date] Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 75 Form 13F Information Table Value Total: $29,739 (in thousands) List of Other Included Managers: NONE Form 13F Information Table
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 ------------------------------------------------------------------------------------------------------------------------------------ Shares or Voting Title of Value Principal SH/ PUT/ Investment Other Authority Name of Issuer Class Cusip (x$1,000) Amount PRN CALL Discretion Managers Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ ACCO BRANDS CORP COM 00081T108 287 44,291 SH Sole None 44,291 ARLINGTON ASSET INVESTMENT-A COM 041356205 515 21,600 SH Sole None 21,600 AMERICAN INTERNATIONAL GROUP COM 026874784 289 8,800 SH Sole None 8,800 ARMOUR RESIDENTIAL REIT Miscellaneous INC Equities 042315101 102 13,369 SH Sole None 13,369 ON ASSIGNMENT INC COM 682159108 552 27,722 SH Sole None 27,722 ASCENT SOLAR TECHNOLOGIES COM 043635101 42 40,200 SH Sole None 40,200 COMVERSE TECHNOLOGY INC COM 205862402 247 40,100 SH Sole None 40,100 CNO FINANCIAL GROUP INC COM 12621E103 100 10,384 SH Sole None 10,384 CAPITALSOURCE INC COM 14055X102 101 13,387 SH Sole None 13,387 NEURALSTEM INC COM 64127R302 57 45,500 SH Sole None 45,500 CASELLA WASTE SYSTEMS INC-A COM 147448104 176 41,300 SH Sole None 41,300 DELTA AIR LINES INC COM 247361702 99 10,834 SH Sole None 10,834 DOLLAR GENERAL CORP COM 256677105 1,515 29,400 SH Sole None 29,400 DEVRY INC COM 251893103 228 10,000 SH Sole None 10,000 EARTHLINK INC COM 270321102 99 13,947 SH Sole None 13,947 EMCORE CORP COM 290846203 57 10,100 SH Sole None 10,100 EMERALD OIL INC COM 29101U100 62 75,000 SH Sole None 75,000 EL PASO PIPELINE PARTNERS LP COM UNIT LPI 283702108 1,046 28,100 SH Sole None 28,100 ENTERPRISE PRODUCTS PARTNERS COM 293792107 1,244 23,200 SH Sole None 23,200 EXACTTARGET INC COM 30064K105 484 20,000 SH Sole None 20,000 FIFTH STREET FINANCE CORP COM 31678A103 131 11,900 SH Sole None 11,900 GERDAU SA -SPON SPONSORED ADR ADR 373737105 99 10,363 SH Sole None 10,363 GENIE ENERGY LTD- B COM 372284208 143 20,000 SH Sole None 20,000 GEOPETRO RESOURCES CO COM 37248H304 7 69,700 SH Sole None 69,700 GT ADVANCED TECHNOLOGIES INC COM 36191U106 69 12,700 SH Sole None 12,700 GENESEE & WYOMING INC-CL A COM 371559105 1,357 20,300 SH Sole None 20,300 HEALTH CARE REIT INC COM 42217K106 508 8,800 SH Sole None 8,800 HOWARD HUGHES CORP/THE COM 44267D107 533 7,500 SH Sole None 7,500 HALCON RESOURCES CORP COM 40537Q209 554 75,624 SH Sole None 75,624 HOT TOPIC INC COM 441339108 99 11,409 SH Sole None 11,409 HOVNANIAN ENTERPRISES-A COM 442487203 55 16,000 SH Sole None 16,000 HEALTHCARE REALTY TRUST INC COM 421946104 1,503 65,200 SH Sole None 65,200 HILLSHIRE BRANDS CO COM 432589109 670 25,000 SH Sole None 25,000 HERCULES TECHNOLOGY GROWTH COM 427096508 672 61,000 SH Sole None 61,000 SUMMIT HOTEL PROPERTIES INC COM 866082100 301 35,200 SH Sole None 35,200 IRIDIUM COMMUNICATIONS INC COM 46269C102 73 10,000 SH Sole None 10,000 JETBLUE AIRWAYS CORP COM 477143101 98 20,400 SH Sole None 20,400 KEYW HOLDING CORP/THE COM 493723100 361 28,900 SH Sole None 28,900 COCA-COLA CO/THE COM 191216100 504 13,300 SH Sole None 13,300 MICHAEL KORS HOLDINGS LTD COM G60754101 1,223 23,000 SH Sole None 23,000 LEXMARK INTERNATIONAL INC- A COM 529771107 223 10,000 SH Sole None 10,000 MIPS TECHNOLOGIES INC COM 604567107 102 13,774 SH Sole None 13,774 MAGELLAN PETROLEUM CORP COM 559091301 49 46,504 SH Sole None 46,504 NACCO INDUSTRIES- CL A COM 629579103 627 5,000 SH Sole None 5,000 NOVACOPPER INC COM 66988K102 62 29,000 SH Sole None 29,000 NEPTUNE TECH & BIORESSOURCES COM 64077P108 239 60,403 SH Sole None 60,403 NORTHSTAR REALTY FINANCE COR COM 66704R100 101 15,823 SH Sole None 15,823 PHOTRONICS INC COM 719405102 71 13,309 SH Sole None 13,309 POZEN INC COM 73941U102 72 10,799 SH Sole None 10,799 PURE BIOSCIENCE INC COM 74621T209 10 10,000 SH Sole None 10,000 REALPAGE INC COM 75606N109 254 11,247 SH Sole None 11,247 RADIOSHACK CORP COM 750438103 238 100,000 SH Sole None 100,000 INCONTACT INC COM 45336E109 164 25,200 SH Sole None 25,200 SALLY BEAUTY HOLDINGS INC COM 79546E104 562 22,400 SH Sole None 22,400 SANDRIDGE ENERGY INC COM 80007P307 99 14,160 SH Sole None 14,160 SEARS HOMETOWN AND OUTLE-RTS Rights 812350114 54 20,000 SH Sole None 20,000 SIX FLAGS ENTERTAINMENT CORP COM 83001A102 484 8,223 SH Sole None 8,223 SIMON PROPERTY GROUP INC COM 828806109 1,169 7,700 SH Sole None 7,700 SPS COMMERCE INC COM 78463M107 364 9,454 SH Sole None 9,454 SYNERGY RESOURCES CORP COM 87164P103 99 23,683 SH Sole None 23,683 TASER INTERNATIONAL INC COM 87651B104 92 15,257 SH Sole None 15,257 CARROLS RESTAURANT GROUP INC COM 14574X104 115 20,000 SH Sole None 20,000 THL CREDIT INC COM 872438106 306 21,800 SH Sole None 21,800 TEXTAINER GROUP HOLDINGS LTD COM G8766E109 428 14,000 SH Sole None 14,000 THERMON GROUP HOLDINGS INC COM 88362T103 840 33,600 SH Sole None 33,600 TICC CAPITAL CORP COM 87244T109 160 15,400 SH Sole None 15,400 TEAM HEALTH HOLDINGS INC COM 87817A107 1,191 43,900 SH Sole None 43,900 TYCO INTERNATIONAL LTD COM H89128104 1,407 25,000 SH Sole None 25,000 UNITED STATES ANTIMONY CORP COM 911549103 265 135,993 SH Sole None 135,993 UNITED PARCEL SERVICE-CL B COM 911312106 437 6,100 SH Sole None 6,100 VISHAY INTERTECHNOLOGY INC COM 928298108 99 10,101 SH Sole None 10,101 WESCO AIRCRAFT HOLDINGS INC COM 950814103 212 15,500 SH Sole None 15,500 WARNER CHILCOTT PLC-CLASS A COM G94368100 1,031 76,399 SH Sole None 76,399 WESTERN ASSET MORTGAGE CAPIT COM 95790D105 1,301 58,600 SH Sole None 58,600 HEALTH CARE SELECT SECTOR ETFs 81369Y209 550 13,700 SH Sole None 13,700 29,739