0000919574-12-003217.txt : 20120514 0000919574-12-003217.hdr.sgml : 20120514 20120514161532 ACCESSION NUMBER: 0000919574-12-003217 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120514 DATE AS OF CHANGE: 20120514 EFFECTIVENESS DATE: 20120514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Anthion Management, LLC CENTRAL INDEX KEY: 0001500011 IRS NUMBER: 262609830 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14278 FILM NUMBER: 12838891 BUSINESS ADDRESS: STREET 1: 160 MERCER STREET, 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10012 BUSINESS PHONE: 212 404 6670 MAIL ADDRESS: STREET 1: 160 MERCER STREET, 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10012 13F-HR 1 d1287591_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended March 31, 2012 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Anthion Management, LLC Address: 160 Mercer Street 2nd Floor New York, NY 10012 13F File Number: 028-14278 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Brendan McHugh Title: Chief Financial Officer Phone: (212) 404-6670 Signature, Place and Date of Signing: /s/ Brendan McHugh New York, New York May 14, 2012 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 52 Form 13F Information Table Value Total: $716,789 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE Anthion Management, LLC March 31, 2012
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE ALPHA NATURAL RESOURCES INC COM 02076X102 1,692 111,237 SH SOLE NONE 111,237 APPLE INC COM 037833100 23,294 38,853 SH SOLE NONE 38,853 ASHFORD HOSPITALITY TR INC COM SHS 044103109 11,633 1,291,074 SH SOLE NONE 1,291,074 ASSURED GUARANTY LTD COM G0585R106 9,343 565,543 SH SOLE NONE 565,543 ATP OIL & GAS CORP COM 00208J108 3,655 497,221 SH SOLE NONE 497,221 BLYTH INC COM NEW 09643P207 5,412 72,328 SH SOLE NONE 72,328 BMC SOFTWARE INC COM 055921100 8,677 216,051 SH SOLE NONE 216,051 BROOKDALE SR LIVING INC COM 112463104 16,507 881,800 SH SOLE NONE 881,800 C&J ENERGY SVCS INC COM 12467B304 4,003 225,000 SH SOLE NONE 225,000 CARTER INC COM 146229109 34,905 701,318 SH SOLE NONE 701,318 CHEMTURA CORP COM NEW 163893209 7,526 443,212 SH SOLE NONE 443,212 CREE INC COM 225447101 1,265 40,000 SH SOLE NONE 40,000 DIRECTV COM CL A 25490A101 24,670 500,000 CALL SOLE NONE 500,000 DIRECTV COM CL A 25490A101 12,132 245,895 SH SOLE NONE 245,895 E TRADE FINANCIAL CORP COM NEW 269246401 26,505 2,420,545 SH SOLE NONE 2,420,545 ENERGY PARTNERS LTD COM NEW 29270U303 3,052 183,767 SH SOLE NONE 183,767 GOOGLE INC CL A 38259P508 19,237 30,000 SH SOLE NONE 30,000 GOOGLE INC CL A 38259P508 19,237 30,000 PUT SOLE NONE 30,000 GRAMERCY CAP CORP COM 384871109 1,310 490,722 SH SOLE NONE 490,722 HARTFORD FINL SVCS GROUP INC COM 416515104 7,589 360,000 SH SOLE NONE 360,000 HEADWATERS INC COM 42210P102 1,672 400,000 SH SOLE NONE 400,000 IMAX CORP COM 45245E109 14,358 587,472 SH SOLE NONE 587,472 KINROSS GOLD CORP COM NO PAR 496902404 4,895 500,000 SH SOLE NONE 500,000 LEAR CORP COM NEW 521865204 11,158 240,000 SH SOLE NONE 240,000 LIZ CLAIBORNE INC COM 539320101 2,608 195,219 SH SOLE NONE 195,219 LORAL SPACE & COMMUNICATNS I COM 543881106 25,891 325,264 SH SOLE NONE 325,264 LTX-CREDENCE CORP COM NEW 502403207 7,574 1,053,434 SH SOLE NONE 1,053,434 MAKO SURGICAL CORP COM 560879108 2,108 50,000 SH SOLE NONE 50,000 MBIA INC COM 55262C100 3,920 400,000 SH SOLE NONE 400,000 MENTOR GRAPHICS CORP COM 587200106 13,147 884,704 SH SOLE NONE 884,704 MORGANS HOTEL GROUP CO COM 61748W108 1,926 389,118 SH SOLE NONE 389,118 MOTOROLA SOLUTIONS INC COM NEW 620076307 35,581 700,000 SH SOLE NONE 700,000 NORDION INC COM 65563C105 9,147 941,086 SH SOLE NONE 941,086 ONCOTHYREON INC COM 682324108 3,381 775,400 SH SOLE NONE 775,400 PAIN THERAPEUTICS INC COM 69562K100 1,919 530,189 SH SOLE NONE 530,189 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 3,473 142,064 SH SOLE NONE 142,064 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 4,909 130,500 SH SOLE NONE 130,500 RENTECH INC COM 760112102 10,004 4,809,728 SH SOLE NONE 4,809,728 RESEARCH IN MOTION LTD COM 760975102 17,273 1,175,000 CALL SOLE NONE 1,175,000 RITE AID CORP COM 767754104 4,263 2,450,000 SH SOLE NONE 2,450,000 SCIENTIFIC GAMES CORP CL A 80874P109 10,291 882,568 SH SOLE NONE 882,568 SEARS HLDGS CORP COM 812350106 3,690 55,700 CALL SOLE NONE 55,700 SEARS HLDGS CORP COM 812350106 5,284 79,764 SH SOLE NONE 79,764 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 26,334 1,359,548 SH SOLE NONE 1,359,548 SKULLCANDY INC COM 83083J104 7,218 455,950 SH SOLE NONE 455,950 SPDR S&P 500 ETF TR TR UNIT 78462F103 140,810 1,000,000 CALL SOLE NONE 1,000,000 SUNCOKE ENERGY INC COM 86722A103 4,263 300,000 SH SOLE NONE 300,000 UNITED STATES OIL FUND LP UNITS 91232N108 49,822 1,270,000 CALL SOLE NONE 1,270,000 UNIVERSAL DISPLAY CORP COM 91347P105 1,827 50,000 SH SOLE NONE 50,000 VALEANT PHARMACEUTICALS INTL COM 91911K102 32,549 606,237 SH SOLE NONE 606,237 VISTEON CORP COM NEW 92839U206 11,079 209,046 SH SOLE NONE 209,046 WPX ENERGY INC COM 98212B103 2,771 153,860 SH SOLE NONE 153,860
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