0000919574-11-006000.txt : 20111114 0000919574-11-006000.hdr.sgml : 20111111 20111110183707 ACCESSION NUMBER: 0000919574-11-006000 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111110 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Anthion Management, LLC CENTRAL INDEX KEY: 0001500011 IRS NUMBER: 262609830 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14278 FILM NUMBER: 111196869 BUSINESS ADDRESS: STREET 1: 160 MERCER STREET, 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10012 BUSINESS PHONE: 212 404 6670 MAIL ADDRESS: STREET 1: 160 MERCER STREET, 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10012 13F-HR 1 d1237167_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2011 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Anthion Management, LLC Address: 160 Mercer Street 2nd Floor New York, NY 10012 13F File Number: 028-14278 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Brendan McHugh Title: Chief Financial Officer Phone: (212) 404-6670 Signature, Place and Date of Signing: /s/ Brendan McHugh New York, New York November 10, 2011 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 36 Form 13F Information Table Value Total: $394,966 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE Anthion Management, LLC September 30, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE AEROFLEX HLDG CORP COM 007767106 4,160 457,187 SH SOLE NONE 457,187 APPLE INC COM 037833100 10,377 27,214 SH SOLE NONE 27,214 ARTHROCARE CORP COM 043136100 11,435 397,454 SH SOLE NONE 397,454 AVIAT NETWORKS INC COM 05366Y102 3,073 1,307,503 SH SOLE NONE 1,307,503 CHEMTURA CORP COM NEW 163893209 1,395 139,075 SH SOLE NONE 139,075 COGDELL SPENCER INC COM 19238U107 2,262 600,000 SH SOLE NONE 600,000 DIRECTV COM CL A 25490A101 2,181 51,595 SH SOLE NONE 51,595 DYNEGY INC DEL COM 26817G300 15,353 3,726,466 SH SOLE NONE 3,726,466 E TRADE FINANCIAL CORP COM NEW 269246401 2,662 292,201 SH SOLE NONE 292,201 EARTHLINK INC COM 270321102 12,826 1,964,222 SH SOLE NONE 1,964,222 ENERGY PARTNERS LTD COM NEW 29270U303 7,841 708,283 SH SOLE NONE 708,283 HARBIN ELECTRIC INC COM 41145W109 20,908 1,012,500 PUT SOLE NONE 1,012,500 HARTFORD FINL SVCS GROUP INC COM 416515104 2,583 160,041 SH SOLE NONE 160,041 HAWAIIAN TELCOM HOLDCO INC COM 420031106 3,937 282,425 SH SOLE NONE 282,425 IAC INTERACTIVECORP COM PAR $.001 44919P508 3,142 79,439 SH SOLE NONE 79,439 INTERDIGITAL INC COM 45867G101 3,327 71,425 SH SOLE NONE 71,425 INTERNATIONAL BUSINESS MACHS COM 459200101 52,461 300,000 PUT SOLE NONE 300,000 ISHARES SILVER TRUST ISHARES 46428Q109 17,346 600,000 SH SOLE NONE 600,000 LIBERTY MEDIA CORP NEW LIB STAR COM A 530322304 15,306 240,815 SH SOLE NONE 240,815 LIZ CLAIBORNE INC COM 539320101 5,428 1,085,674 SH SOLE NONE 1,085,674 MEMC ELECTR MATLS INC COM 552715104 4,735 903,536 SH SOLE NONE 903,536 MENTOR GRAPHICS CORP COM 587200106 13,245 1,376,802 SH SOLE NONE 1,376,802 MI DEVS INC COM 55304X104 2,174 81,881 SH SOLE NONE 81,881 MOTOROLA SOLUTIONS INC COM NEW 620076307 5,478 130,731 SH SOLE NONE 130,731 NATUS MEDICAL INC DEL COM 639050103 3,711 390,200 SH SOLE NONE 390,200 ONCOTHYREON INC COM 682324108 6,219 1,040,016 SH SOLE NONE 1,040,016 ONCOTHYREON INC COM 682324108 2,854 477,200 CALL SOLE NONE 477,200 PAIN THERAPEUTICS INC COM 69562K100 2,524 530,189 SH SOLE NONE 530,189 PENDRELL CORP COM 70686R104 529 235,012 SH SOLE NONE 235,012 PLAINS EXPL& PRODTN CO COM 726505100 4,812 211,889 SH SOLE NONE 211,889 ROCK-TENN CO CL A 772739207 8,542 175,465 SH SOLE NONE 175,465 SEALED AIR CORP NEW COM 81211K100 6,073 363,644 SH SOLE NONE 363,644 SPDR S&P 500 ETF TR TR UNIT 78462F103 22,630 200,000 CALL SOLE NONE 200,000 SPDR S&P 500 ETF TR TR UNIT 78462F103 67,890 600,000 PUT SOLE NONE 600,000 SUNSTONE HOTEL INVS INC NEW COM 867892101 9,691 1,703,155 SH SOLE NONE 1,703,155 VALEANT PHARMACEUTICALS INTL COM 91911K102 35,856 965,947 SH SOLE NONE 965,947
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