0001615774-17-006988.txt : 20171127
0001615774-17-006988.hdr.sgml : 20171127
20171127161523
ACCESSION NUMBER: 0001615774-17-006988
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171122
FILED AS OF DATE: 20171127
DATE AS OF CHANGE: 20171127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sakhai David
CENTRAL INDEX KEY: 0001504921
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34986
FILM NUMBER: 171223071
MAIL ADDRESS:
STREET 1: C/O FXCM INC.
STREET 2: 32 OLD SLIP
CITY: NEW YORK
STATE: NY
ZIP: 10005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Global Brokerage, Inc.
CENTRAL INDEX KEY: 0001499912
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 273268672
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 WATER ST.
STREET 2: FL 50
CITY: NEW YORK
STATE: NY
ZIP: 10041
BUSINESS PHONE: 6464322241
MAIL ADDRESS:
STREET 1: 55 WATER ST.
STREET 2: FL 50
CITY: NEW YORK
STATE: NY
ZIP: 10041
FORMER COMPANY:
FORMER CONFORMED NAME: FXCM Inc.
DATE OF NAME CHANGE: 20100825
4
1
s108280_form4.xml
4
X0306
4
2017-11-22
0
0001499912
Global Brokerage, Inc.
GLBR
0001504921
Sakhai David
C/O GLOBAL BROKERAGE, INC.
55 WATER ST.
NEW YORK
NY
10041
1
1
0
0
Chief Operating Officer
Class A Common Stock
2017-11-22
4
S
0
91736
0.714
D
121031
I
By Trusts
Class A Common Stock
2017-11-24
4
S
0
24788
0.452
D
96243
I
By Trusts
Class A Common Stock
2017-11-27
4
S
0
58086
0.571
D
38157
I
By Trusts
Such sales were made by (i) trusts for the benefit of the Reporting Person's family, for which the Reporting Person's family member(s) serve as trustee, and (ii) by members of the Reporting Person's family.
A portion of these securities are (i) held by trusts for the benefit of the Reporting Person's family, for which the Reporting Person's family member(s) serve as trustee, and (ii) by members of the Reporting Person's family.
/s/David S. Sassoon, as designated signatory
2017-11-27