0001615774-17-006988.txt : 20171127 0001615774-17-006988.hdr.sgml : 20171127 20171127161523 ACCESSION NUMBER: 0001615774-17-006988 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171122 FILED AS OF DATE: 20171127 DATE AS OF CHANGE: 20171127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sakhai David CENTRAL INDEX KEY: 0001504921 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34986 FILM NUMBER: 171223071 MAIL ADDRESS: STREET 1: C/O FXCM INC. STREET 2: 32 OLD SLIP CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Global Brokerage, Inc. CENTRAL INDEX KEY: 0001499912 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 273268672 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 WATER ST. STREET 2: FL 50 CITY: NEW YORK STATE: NY ZIP: 10041 BUSINESS PHONE: 6464322241 MAIL ADDRESS: STREET 1: 55 WATER ST. STREET 2: FL 50 CITY: NEW YORK STATE: NY ZIP: 10041 FORMER COMPANY: FORMER CONFORMED NAME: FXCM Inc. DATE OF NAME CHANGE: 20100825 4 1 s108280_form4.xml 4 X0306 4 2017-11-22 0 0001499912 Global Brokerage, Inc. GLBR 0001504921 Sakhai David C/O GLOBAL BROKERAGE, INC. 55 WATER ST. NEW YORK NY 10041 1 1 0 0 Chief Operating Officer Class A Common Stock 2017-11-22 4 S 0 91736 0.714 D 121031 I By Trusts Class A Common Stock 2017-11-24 4 S 0 24788 0.452 D 96243 I By Trusts Class A Common Stock 2017-11-27 4 S 0 58086 0.571 D 38157 I By Trusts Such sales were made by (i) trusts for the benefit of the Reporting Person's family, for which the Reporting Person's family member(s) serve as trustee, and (ii) by members of the Reporting Person's family. A portion of these securities are (i) held by trusts for the benefit of the Reporting Person's family, for which the Reporting Person's family member(s) serve as trustee, and (ii) by members of the Reporting Person's family. /s/David S. Sassoon, as designated signatory 2017-11-27