0001144204-15-032944.txt : 20150521
0001144204-15-032944.hdr.sgml : 20150521
20150521164008
ACCESSION NUMBER: 0001144204-15-032944
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150519
FILED AS OF DATE: 20150521
DATE AS OF CHANGE: 20150521
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FXCM Inc.
CENTRAL INDEX KEY: 0001499912
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 273268672
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 WATER ST.
STREET 2: FL 50
CITY: NEW YORK
STATE: NY
ZIP: 10041
BUSINESS PHONE: 6464322241
MAIL ADDRESS:
STREET 1: 55 WATER ST.
STREET 2: FL 50
CITY: NEW YORK
STATE: NY
ZIP: 10041
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown James
CENTRAL INDEX KEY: 0001505302
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34986
FILM NUMBER: 15883264
MAIL ADDRESS:
STREET 1: C/O LONG RIDGE EQUITY PARTNERS
STREET 2: 200 MADISON AVENUE, SUITE 1900
CITY: NEW YORK
STATE: NY
ZIP: 10016
4
1
v411419_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-05-19
0
0001499912
FXCM Inc.
FXCM
0001505302
Brown James
C/O LONG RIDGE EQUITY PARTNERS
200 MADISON AVENUE, SUITE 1900
NEW YORK
NY
10016
1
0
0
0
Class A Common Stock
2015-05-19
4
C
0
1000
A
1000
I
By Trust
Class A Common Stock
2015-05-19
4
S
0
1000
1.40
D
0
I
By Trust
Class A Common Stock
2015-05-19
4
C
0
400
A
400
I
By LLC
Class A Common Stock
2015-05-19
4
S
0
400
1.40
D
0
I
By LLC
Class A Common Stock
2015-05-19
4
C
0
500
A
100500
D
Class A Common Stock
2015-05-19
4
S
0
500
1.40
D
100000
D
Units of FXCM Holdings LLC
2015-05-19
4
C
0
1000
0
D
Class A Common Stock
1000
223792
I
By Trust
Units of FXCM Holdings LLC
2015-05-19
4
C
0
400
0
D
Class A Common Stock
400
74500
I
By LLC
Units of FXCM Holdings LLC
2015-05-19
4
C
0
500
0
D
Class A Common Stock
500
75908
D
Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
Held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person's wife serves as trustee. The Reporting Person disclaims beneficial ownership over the securities held by this trust except to the extent of his pecuniary interest therein.
Held by a limited liability company, for which the Reporting Person is manager. The Reporting Person disclaims beneficial ownership over the securities held by this limited liability company except to the extent of his pecuniary interest therein.
/s/David S. Sassoon, as designated signatory
2015-05-21