0001144204-15-032312.txt : 20150519 0001144204-15-032312.hdr.sgml : 20150519 20150519163207 ACCESSION NUMBER: 0001144204-15-032312 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150515 FILED AS OF DATE: 20150519 DATE AS OF CHANGE: 20150519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FXCM Inc. CENTRAL INDEX KEY: 0001499912 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 273268672 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 WATER ST. STREET 2: FL 50 CITY: NEW YORK STATE: NY ZIP: 10041 BUSINESS PHONE: 6464322241 MAIL ADDRESS: STREET 1: 55 WATER ST. STREET 2: FL 50 CITY: NEW YORK STATE: NY ZIP: 10041 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown James CENTRAL INDEX KEY: 0001505302 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34986 FILM NUMBER: 15876867 MAIL ADDRESS: STREET 1: C/O LONG RIDGE EQUITY PARTNERS STREET 2: 200 MADISON AVENUE, SUITE 1900 CITY: NEW YORK STATE: NY ZIP: 10016 4 1 v411170_4.xml OWNERSHIP DOCUMENT X0306 4 2015-05-15 0 0001499912 FXCM Inc. FXCM 0001505302 Brown James C/O LONG RIDGE EQUITY PARTNERS 200 MADISON AVENUE, SUITE 1900 NEW YORK NY 10016 1 0 0 0 Class A Common Stock 2015-05-15 4 C 0 86930 A 86930 I By Trust Class A Common Stock 2015-05-15 4 S 0 86930 1.5123 D 0 I By Trust Class A Common Stock 2015-05-15 4 C 0 48975 A 48975 I By LLC Class A Common Stock 2015-05-15 4 S 0 48975 1.5023 D 0 I By LLC Class A Common Stock 2015-05-15 4 C 0 47518 A 147518 D Class A Common Stock 2015-05-15 4 S 0 47518 1.5023 D 100000 D Class A Common Stock 2015-05-18 4 C 0 8300 A 8300 I By Trust Class A Common Stock 2015-05-18 4 S 0 8300 1.4500 D 0 I By Trust Class A Common Stock 2015-05-18 4 C 0 8780 A 8780 I By LLC Class A Common Stock 2015-05-18 4 S 0 8780 1.4503 D 0 I By LLC Class A Common Stock 2015-05-18 4 C 0 7467 A 107467 D Class A Common Stock 2015-05-18 4 S 0 7467 1.4500 D 100000 D Units of FXCM Holdings LLC 2015-05-15 4 C 0 86930 0 D Class A Com-mon Stock 86930 224792 I By Trust Units of FXCM Holdings LLC 2015-05-15 4 C 0 48975 0 D Class A Com-mon Stock 48975 74900 I By LLC Units of FXCM Holdings LLC 2015-05-15 4 C 0 47518 0 D Class A Com-mon Stock 47518 76408 D Units of FXCM Holdings LLC 2015-05-18 4 C 0 8300 0 D Class A Com-mon Stock 8300 216492 I By Trust Units of FXCM Holdings LLC 2015-05-18 4 C 0 8780 0 D Class A Com-mon Stock 8780 66120 I By LLC Units of FXCM Holdings LLC 2015-05-18 4 C 0 7467 0 D Class A Com-mon Stock 7467 68941 D Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis. Held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person's wife serves as trustee. The Reporting Person disclaims beneficial ownership over the securities held by this trust except to the extent of his pecuniary interest therein. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.53, inclusive. The Reporting Person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Held by a limited liability company, for which the Reporting Person is manager. The Reporting Person disclaims beneficial ownership over the securities held by this limited liability company except to the extent of his pecuniary interest therein. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.45 to $1.455, inclusive. The Reporting Person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/David S. Sassoon, as designated signatory 2015-05-19