EDGAR Filing Documents for 0001144204-15-002022

Form 4 - Statement of changes in beneficial ownership of securities:

SEC Accession No. 0001144204-15-002022

Filing Date

2015-01-13

Accepted

2015-01-13 16:15:09

Documents

Period of Report

2015-01-09

Document Format Files

Seq	Description	Document	Type	Size
1	OWNERSHIP DOCUMENT	v398693_4.html	4
1	OWNERSHIP DOCUMENT	v398693_4.xml	4	5089
	Complete submission text file	0001144204-15-002022.txt		6419

Mailing Address 55 WATER ST. FL 50 NEW YORK NY 10041

Business Address 55 WATER ST. FL 50 NEW YORK NY 10041 6464322241

IRS No.: 273268672 | Fiscal Year End: 1231
SIC: 6200 Security & Commodity Brokers, Dealers, Exchanges & Services

Mailing Address 1 BROAD STREET APT 1G STAMFORD CT 06901

Business Address

Type: 4 | Act: 34 | File No.: 001-34986 | Film No.: 15524902