0001104659-23-035767.txt : 20230323
0001104659-23-035767.hdr.sgml : 20230323
20230323060327
ACCESSION NUMBER: 0001104659-23-035767
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230321
FILED AS OF DATE: 20230323
DATE AS OF CHANGE: 20230323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rizvi Opportunistic Equity Fund II, L.P.
CENTRAL INDEX KEY: 0001499793
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39312
FILM NUMBER: 23754353
BUSINESS ADDRESS:
STREET 1: 260 EAST BROWN STREET, SUITE 380
CITY: BIRMINGHAM
STATE: MI
ZIP: 48009
BUSINESS PHONE: (248) 594-4751
MAIL ADDRESS:
STREET 1: 260 EAST BROWN STREET, SUITE 380
CITY: BIRMINGHAM
STATE: MI
ZIP: 48009
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rizvi Traverse Management, LLC
CENTRAL INDEX KEY: 0001569633
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39312
FILM NUMBER: 23754354
BUSINESS ADDRESS:
STREET 1: 801 NORTHPOINT PARKWAY
STREET 2: SUITE 129
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33407
BUSINESS PHONE: 248-594-4751
MAIL ADDRESS:
STREET 1: 801 NORTHPOINT PARKWAY
STREET 2: SUITE 129
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33407
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rizvi Traverse GP II, LLC
CENTRAL INDEX KEY: 0001916866
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39312
FILM NUMBER: 23754352
BUSINESS ADDRESS:
STREET 1: 801 NORTHPOINT PARKWAY
STREET 2: SUITE 129
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33407
BUSINESS PHONE: 2485944751
MAIL ADDRESS:
STREET 1: 801 NORTHPOINT PARKWAY
STREET 2: SUITE 129
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33407
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Giampetroni John
CENTRAL INDEX KEY: 0001590805
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39312
FILM NUMBER: 23754355
MAIL ADDRESS:
STREET 1: 260 EAST BROWN STREET
STREET 2: SUITE 380
CITY: BIRMINGHAM
STATE: MI
ZIP: 48009
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLBY Group, Inc.
CENTRAL INDEX KEY: 0001803914
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900]
IRS NUMBER: 371958714
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10960 WILSHIRE BLVD
STREET 2: SUITE 2200
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: 310-424-1800
MAIL ADDRESS:
STREET 1: 10960 WILSHIRE BLVD
STREET 2: SUITE 2200
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
FORMER COMPANY:
FORMER CONFORMED NAME: Mountain Crest Acquisition Corp.
DATE OF NAME CHANGE: 20200219
4
1
tm2310300d1_4.xml
FORM 4
X0407
4
2023-03-21
0
0001803914
PLBY Group, Inc.
PLBY
0001590805
Giampetroni John
801 NORTHPOINT PARKWAY
SUITE 129
WEST PALM BEACH
FL
33407
0
0
1
0
0001569633
Rizvi Traverse Management, LLC
801 NORTHPOINT PARKWAY
SUITE 129
WEST PALM BEACH
FL
33407
0
0
1
0
0001499793
Rizvi Opportunistic Equity Fund II, L.P.
801 NORTHPOINT PARKWAY
SUITE 129
WEST PALM BEACH
FL
33407
0
0
1
0
0001916866
Rizvi Traverse GP II, LLC
801 NORTHPOINT PARKWAY
SUITE 129
WEST PALM BEACH
FL
33407
0
0
1
0
0
Common Stock
2023-03-21
4
S
0
7293790
2.56
D
14471993
I
See Footnote
Common Stock
2023-03-21
4
S
0
3674997
2.56
D
10796996
I
See Footnote
Common Stock
2023-03-21
4
P
0
3674997
2.56
A
14471993
I
See Footnote
Represents shares of the Issuer's common stock transferred to entities controlled by Mr. Suhail Rizvi pursuant to the terms of a Nominee Agreement dated January 23, 2023, including 3,627,296 shares of common stock transferred by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II"), 238,750 shares of common stock transferred by Rizvi Traverse Partners II, LLC ("RTP II") and 3,427,744 shares of common stock transferred by funds (the "funds") controlled by Rizvi Traverse Management, LLC ("Rizvi Traverse"). Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse.
(continued from footnote 1) Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
Represents shares of the Issuer's common stock transferred to an entity controlled by Mr. John Giampetroni pursuant to the terms of a Nominee Agreement dated January 23, 2023, including 3,627,296 shares transferred by ROEF II and 47,701 shares of common stock transferred by RTP II. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II and RTM II. Each of RT GP II, RTM II and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
Represents shares acquired by an entity controlled by Mr. John Giampetroni in the transaction described in Footnote 3 above.
Represents shares of common stock held by ROEF II, RTP II, the funds and other entities controlled by Mr. John Giampetroni. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
This Form 4 is filed by more than one reporting person and is a joint filing with the Form 4 filed by Mr. Suhail Rizvi on March 21, 2023 and relates to the same transaction.
By: /s/ John Giampetroni
2023-03-23
Rizvi Traverse Management, LLC By: /s/ Suhail Rizvi Name: Suhail Rizvi Title: Chief Investment Officer
2023-03-23
Rizvi Opportunistic Equity Fund II, L.P. By: Rizvi Traverse GP II, LLC, its General Partner By: /s/ Suhail Rizvi Name: Suhail Rizvi Title: Managing Director
2023-03-23
Rizvi Traverse GP II, LLC By: /s/ Suhail Rizvi Name: Suhail Rizvi Title: Managing Director
2023-03-23