0001209191-18-057868.txt : 20181109 0001209191-18-057868.hdr.sgml : 20181109 20181109114005 ACCESSION NUMBER: 0001209191-18-057868 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180209 FILED AS OF DATE: 20181109 DATE AS OF CHANGE: 20181109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liu Vincent CENTRAL INDEX KEY: 0001711562 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38149 FILM NUMBER: 181171945 MAIL ADDRESS: STREET 1: 660 FIGUEROA STREET STREET 2: SUITE 1888 CITY: LOS ANGELES STATE: CA ZIP: 90017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RBB Bancorp CENTRAL INDEX KEY: 0001499422 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 272776416 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 660 SOUTH FIGUEROA STREET STREET 2: SUITE 1888 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-533-7918 MAIL ADDRESS: STREET 1: 660 SOUTH FIGUEROA STREET STREET 2: SUITE 1888 CITY: LOS ANGELES STATE: CA ZIP: 90017 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2018-02-09 2018-02-16 0 0001499422 RBB Bancorp RBB 0001711562 Liu Vincent 660 S. FIGUEROA STREET SUITE 1888 LOS ANGELES CA 90017 0 1 0 0 EVP Common Stock, No Par Value 2018-02-09 2018-02-09 4 M 0 50000 9.2915 A 103364 D Common Stock, No Par Value 2018-02-09 2018-02-09 4 M 0 50000 25.4001 D 53364 D Stock Options 2018-02-09 2018-02-09 4 M 0 50000 9.2915 D 247465 D Option (right to buy) 9.2915 2018-02-09 2018-02-09 4 M 0 50000 9.2915 D 2018-11-04 Common Stock 171006 121006 D Option (right to buy) 9.2915 2018-11-18 Common Stock 5381 5381 D Option (right to buy) 11.1498 2023-01-01 Common Stock 121078 121078 D These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant. These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant. These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. Vincent Liu 2018-11-08