0000899243-17-008346.txt : 20170322
0000899243-17-008346.hdr.sgml : 20170322
20170322123448
ACCESSION NUMBER: 0000899243-17-008346
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170321
FILED AS OF DATE: 20170322
DATE AS OF CHANGE: 20170322
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CM Finance Inc
CENTRAL INDEX KEY: 0001578348
IRS NUMBER: 462883380
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 26TH FLOOR SUITE C
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-388-5813
MAIL ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 26TH FLOOR SUITE C
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAUER MICHAEL
CENTRAL INDEX KEY: 0001498608
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01054
FILM NUMBER: 17706145
MAIL ADDRESS:
STREET 1: C/O ICAHN CAPITAL LP
STREET 2: 767 FIFTH AVE., SUITE 4700
CITY: NEW YORK
STATE: NY
ZIP: 10153
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-03-21
0
0001578348
CM Finance Inc
CMFN
0001498608
MAUER MICHAEL
C/O CM FINANCE INC
601 LEXINGTON AVE, 26TH FLOOR
NEW YORK
NY
10022
1
1
0
0
Chief Executive Officer
Common Stock
2017-03-21
4
P
0
298
10.00
A
97499.966
D
Common Stock
2017-03-21
4
P
0
501
10.05
A
98000.966
D
Common Stock
2017-03-21
4
P
0
1000
10.00
A
99000.966
D
Common Stock
2017-03-21
4
P
0
100
9.925
A
99100.966
D
Common Stock
2017-03-21
4
P
0
100
9.95
A
99200.966
D
Common Stock
2017-03-21
4
P
0
799
9.95
A
99999.966
D
Includes 0.324 shares acquired under the CM Finance Inc dividend reinvestment plan.
/s/ Michael C. Mauer
2017-03-22