0000899243-15-004706.txt : 20150914
0000899243-15-004706.hdr.sgml : 20150914
20150914093436
ACCESSION NUMBER: 0000899243-15-004706
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150911
FILED AS OF DATE: 20150914
DATE AS OF CHANGE: 20150914
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CM Finance Inc
CENTRAL INDEX KEY: 0001578348
IRS NUMBER: 462883380
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 26TH FLOOR SUITE C
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-388-5813
MAIL ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 26TH FLOOR SUITE C
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAUER MICHAEL
CENTRAL INDEX KEY: 0001498608
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01054
FILM NUMBER: 151104794
MAIL ADDRESS:
STREET 1: C/O ICAHN CAPITAL LP
STREET 2: 767 FIFTH AVE., SUITE 4700
CITY: NEW YORK
STATE: NY
ZIP: 10153
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-09-11
0
0001578348
CM Finance Inc
CMFN
0001498608
MAUER MICHAEL
C/O CM FINANCE INC
601 LEXINGTON AVE, 26TH FLOOR
NEW YORK
NY
10022
1
1
0
0
Chief Executive Officer
Common Stock
2015-09-11
4
P
0
500
11.506
A
88499.277
D
Common Stock
2015-09-11
4
P
0
100
11.56
A
88599.277
D
Common Stock
2015-09-11
4
P
0
1200
11.599
A
89799.277
D
Common Stock
2015-09-11
4
P
0
100
11.595
A
89899.277
D
Common Stock
2015-09-11
4
P
0
400
11.60
A
90299.277
D
Common Stock
2015-09-11
4
P
0
100
11.61
A
90399.277
D
Common Stock
2015-09-11
4
P
0
2100
11.59
A
92499.277
D
Includes 0.059 shares acquired under the CM Finance Inc dividend reinvestment plan.
/s/ Michael C. Mauer
2015-09-14