EX-99.(D)(3)(IX) 3 d200504dex99d3ix.htm REVISED SCHEDULE A Revised Schedule A

Exhibit (d)(3)(ix)

Schedule A to

Amended and Restated Expense Limitation Agreement of Ashmore Funds

(as assigned from Ashmore Investment Management Limited to Ashmore Investment Advisors Limited on July 18, 2014)

Amended as of June 8, 2016

Covered Funds

 

Covered Fund

   

Class

    Expense
Limit		   Commencement
Date*		    Expiration
Date
Ashmore Emerging Markets Corporate Debt Fund   

Institutional

Class

    1.17%   11/25/2010    2/28/2017
  

Class A

    1.42%   2/21/2011    2/28/2017
  

Class C

    2.17%   2/21/2011    2/28/2017
Ashmore Emerging Markets Local Currency Bond Fund   

Institutional

Class

 

Class A

 

Class C

    0.97%

 

 

1.22%

 

1.97%

   11/25/2010

 

 

2/21/2011

 

2/21/2011

    2/28/2017

 

 

2/28/2017

 

2/28/2017

Ashmore Emerging Markets Short Duration Fund   

Institutional

Class

    0.67%   6/23/2014    2/28/2017
  

Class A

    0.92%   6/23/2014    2/28/2017
  

Class C

    1.67%   6/23/2014    2/28/2017
Ashmore Emerging Markets Hard Currency Debt Fund   

Institutional

Class

    0.92%   11/25/2010    2/28/2017

 

(formerly Ashmore Emerging Markets Debt Fund)

   

 

Class A

   

 

1.17%

  

 

2/21/2011

   

 

2/28/2017

  

 

Class C

   

 

1.92%

  

 

2/21/2011

   

 

2/28/2017

 

 

 

[Schedule A to Expense Limitation Agreement]

Ashmore Emerging Markets Total Return Fund   

Institutional

Class

    1.02%   11/25/2010    2/28/2017
  

Class A

    1.27%   2/21/2011    2/28/2017
  

Class C

    2.02%   2/21/2011    2/28/2017
Ashmore Emerging Markets Value Fund   

Institutional

Class

    1.17%   6/15/2011    2/28/2017

 

(formerly Ashmore Emerging Markets Equity Fund)

   

 

Class A

   

 

1.42%

  

 

9/30/2011

   

 

2/28/2017

  

 

Class C

    2.17%   9/30/2011    2/28/2017
Ashmore Emerging Markets Equity Opportunities Fund   

Institutional

Class

    0.05%   10/27/2015    2/28/2017
  

Class A

    0.30%   10/27/2015    2/28/2017
  

Class C

    1.05%   10/27/2015    2/28/2017
Ashmore Emerging Markets Small-Cap Equity Fund   

Institutional

Class

    1.52%   9/30/2011    2/28/2017
  

 

Class A

    1.77%   9/30/2011    2/28/2017
  

 

Class C

    2.52%   9/30/2011    2/28/2017
Ashmore Emerging Markets Frontier Equity Fund   

Institutional

Class

    1.52%   9/25/2013    2/28/2017
  

Class A

    1.77%   9/25/2013    2/28/2017
  

Class C

    2.52%   9/25/2013    2/28/2017

* The Amended and Restated Expense Limitation Agreement took effect on the date shown for each Covered Fund. Effective February 28, 2015, Schedule A to the Amended and Restated Expense Limitation Agreement was amended to reduce the Expense Limit for Class A and Class C shares of each Covered Fund (with the exception of Ashmore Emerging Markets Equity Opportunities Fund, which commenced operations after that date).

Dated as of: June 8, 2016

[signature page follows]

[Schedule A to Expense Limitation Agreement]

IN WITNESS WHEREOF, the Trust and the Manager have each caused this amended Schedule A to the Amended and Restated Expense Limitation Agreement to be signed on its behalf by its duly authorized representative, as of the date hereof.

 

ASHMORE FUNDS
By:   /s/ Michael S. Perman
Name:   Michael S. Perman
Title:   Secretary
ASHMORE INVESTMENT ADVISORS LIMITED
By:   /s/ Paul Robinson
Name:   Paul Robinson
Title:   Authorised Signatory

Date:    June 8, 2016

 

 

 

[Schedule A to Expense Limitation Agreement]