0001498233-23-000065.txt : 20230822
0001498233-23-000065.hdr.sgml : 20230822
20230822180057
ACCESSION NUMBER: 0001498233-23-000065
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230821
FILED AS OF DATE: 20230822
DATE AS OF CHANGE: 20230822
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Han Liqun
CENTRAL INDEX KEY: 0001888562
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39959
FILM NUMBER: 231194723
MAIL ADDRESS:
STREET 1: C/O CEPTON, INC.
STREET 2: 399 W. TRIMBLE ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cepton, Inc.
CENTRAL INDEX KEY: 0001498233
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 272447291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 WEST TRIMBLE ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 408-459-7579
MAIL ADDRESS:
STREET 1: 399 WEST TRIMBLE ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95131
FORMER COMPANY:
FORMER CONFORMED NAME: Growth Capital Acquisition Corp.
DATE OF NAME CHANGE: 20210910
FORMER COMPANY:
FORMER CONFORMED NAME: PinstripesNYS, Inc.
DATE OF NAME CHANGE: 20210910
FORMER COMPANY:
FORMER CONFORMED NAME: Growth Capital Acquisition Corp.
DATE OF NAME CHANGE: 20200225
4
1
wf-form4_169274164203461.xml
FORM 4
X0508
4
2023-08-21
0
0001498233
Cepton, Inc.
CPTN
0001888562
Han Liqun
C/O CEPTON, INC
399 W. TRIMBLE RD
SAN JOSE
CA
95131
0
1
0
0
Chief Operating Officer
0
Common Stock
2023-08-21
4
S
0
18673
0.56
D
512855
D
Common Stock
489847
I
See footnote.
Represents shares sold to satisfy tax withholding obligations of the Reporting Person in connection with the vesting of restricted stock units.
The Reporting Person disposed 18,673 shares of Common Stock in multiple trades at prices ranging from $0.55 to $0.56 per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
The shares of Common Stock are held by the Han-Ouyang Living Trust, U/A, dated March 21, 2021, of which the reporting person is a trustee.
/s/ Ming Qiu, Attorney-in-Fact for Liqun Han
2023-08-22