0001498233-23-000061.txt : 20230811 0001498233-23-000061.hdr.sgml : 20230811 20230811180114 ACCESSION NUMBER: 0001498233-23-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230810 FILED AS OF DATE: 20230811 DATE AS OF CHANGE: 20230811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pei Jun CENTRAL INDEX KEY: 0001888574 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39959 FILM NUMBER: 231165455 MAIL ADDRESS: STREET 1: C/O CEPTON, INC. STREET 2: 399 W. TRIMBLE ROAD CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cepton, Inc. CENTRAL INDEX KEY: 0001498233 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 272447291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 WEST TRIMBLE ROAD CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-459-7579 MAIL ADDRESS: STREET 1: 399 WEST TRIMBLE ROAD CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: Growth Capital Acquisition Corp. DATE OF NAME CHANGE: 20210910 FORMER COMPANY: FORMER CONFORMED NAME: PinstripesNYS, Inc. DATE OF NAME CHANGE: 20210910 FORMER COMPANY: FORMER CONFORMED NAME: Growth Capital Acquisition Corp. DATE OF NAME CHANGE: 20200225 4 1 wf-form4_169179126047507.xml FORM 4 X0508 4 2023-08-10 0 0001498233 Cepton, Inc. CPTN 0001888574 Pei Jun C/O CEPTON, INC. 399 W. TRIMBLE ROAD SAN JOSE CA 95131 1 1 1 0 CEO and President 0 Common Stock 2023-08-10 4 S 0 250000 0.78 D 25704268 I See footnote Common Stock 2023-08-10 4 G 0 1250000 0 D 24454268 I See footnote Common Stock 1580916 D Common Stock 71154 I By spouse The Reporting Person disposed 250,000 shares of Common Stock in multiple trades at prices ranging from $0.74 to $0.82, per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. The shares of Common Stock are held by the Pei 2000 Trust, of which the reporting person is a trustee. The shares of stock were gifted for no consideration. /s/ Ming Qiu, Attorney-in-Fact for Jun Pei 2023-08-11