0001213900-23-016861.txt : 20230302 0001213900-23-016861.hdr.sgml : 20230302 20230302170021 ACCESSION NUMBER: 0001213900-23-016861 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230302 DATE AS OF CHANGE: 20230302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCord Mark CENTRAL INDEX KEY: 0001887877 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39959 FILM NUMBER: 23700055 MAIL ADDRESS: STREET 1: C/O CEPTON, INC., 399 W. TRIMBLE ROAD CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cepton, Inc. CENTRAL INDEX KEY: 0001498233 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 272447291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 WEST TRIMBLE ROAD CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-459-7579 MAIL ADDRESS: STREET 1: 399 WEST TRIMBLE ROAD CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: Growth Capital Acquisition Corp. DATE OF NAME CHANGE: 20210910 FORMER COMPANY: FORMER CONFORMED NAME: PinstripesNYS, Inc. DATE OF NAME CHANGE: 20210910 FORMER COMPANY: FORMER CONFORMED NAME: Growth Capital Acquisition Corp. DATE OF NAME CHANGE: 20200225 4 1 ownership.xml X0306 4 2023-03-01 0 0001498233 Cepton, Inc. CPTN 0001887877 McCord Mark C/O CEPTON, INC. 399 W. TRIMBLE RD SAN JOSE CA 95131 0 1 0 0 Chief Technology Officer Common Stock 43077 D Common Stock 2023-03-01 4 S 0 10000 1.01 D 10389248 I See footnote Pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022, the Reporting Person disposed of 10,000 shares of Common Stock in multiple trades at prices ranging from $1.00 to $1.01 per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. The shares of Common Stock are held by the McCord Trust, of which the Reporting Person is a trustee. /s/ Ming Qiu, Attorney-in-Fact for Mark McCord 2023-03-02