0001213900-23-016861.txt : 20230302
0001213900-23-016861.hdr.sgml : 20230302
20230302170021
ACCESSION NUMBER: 0001213900-23-016861
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230301
FILED AS OF DATE: 20230302
DATE AS OF CHANGE: 20230302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McCord Mark
CENTRAL INDEX KEY: 0001887877
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39959
FILM NUMBER: 23700055
MAIL ADDRESS:
STREET 1: C/O CEPTON, INC., 399 W. TRIMBLE ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cepton, Inc.
CENTRAL INDEX KEY: 0001498233
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 272447291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 WEST TRIMBLE ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 408-459-7579
MAIL ADDRESS:
STREET 1: 399 WEST TRIMBLE ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95131
FORMER COMPANY:
FORMER CONFORMED NAME: Growth Capital Acquisition Corp.
DATE OF NAME CHANGE: 20210910
FORMER COMPANY:
FORMER CONFORMED NAME: PinstripesNYS, Inc.
DATE OF NAME CHANGE: 20210910
FORMER COMPANY:
FORMER CONFORMED NAME: Growth Capital Acquisition Corp.
DATE OF NAME CHANGE: 20200225
4
1
ownership.xml
X0306
4
2023-03-01
0
0001498233
Cepton, Inc.
CPTN
0001887877
McCord Mark
C/O CEPTON, INC.
399 W. TRIMBLE RD
SAN JOSE
CA
95131
0
1
0
0
Chief Technology Officer
Common Stock
43077
D
Common Stock
2023-03-01
4
S
0
10000
1.01
D
10389248
I
See footnote
Pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022, the Reporting Person disposed of 10,000 shares of Common Stock in multiple trades at prices ranging from $1.00 to $1.01 per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
The shares of Common Stock are held by the McCord Trust, of which the Reporting Person is a trustee.
/s/ Ming Qiu, Attorney-in-Fact for Mark McCord
2023-03-02