-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JI9KrmzkBUrb7nCPHbAOwKP49BQdx5OwhYo2GiBdjfqeYA5i39ZSF8683gIDfugi fzR/y81Yye3195O3G8t3NQ== 0001209191-11-012305.txt : 20110224 0001209191-11-012305.hdr.sgml : 20110224 20110224130056 ACCESSION NUMBER: 0001209191-11-012305 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110222 FILED AS OF DATE: 20110224 DATE AS OF CHANGE: 20110224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TORONTO DOMINION BANK CENTRAL INDEX KEY: 0000947263 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49992 FILM NUMBER: 11635140 BUSINESS ADDRESS: STREET 1: TD TOWER 12TH FLOOR 55 KING STREET WEST STREET 2: PO BOX 1 TORONTO CITY: PROVINCE ONTARIO STATE: A6 BUSINESS PHONE: 4169828222 MAIL ADDRESS: STREET 1: TD TOWER 12TH FLOOR 55 KING STREET WEST STREET 2: P O BOX 1 CITY: TORONTO STATE: A6 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TD Luxembourg International Holdings S.a r.l. CENTRAL INDEX KEY: 0001497772 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49992 FILM NUMBER: 11635141 BUSINESS ADDRESS: STREET 1: 46A, AVENUE JOHN F. KENNEDY CITY: LUXEMBOURG STATE: N4 ZIP: L-2951 BUSINESS PHONE: 35226032036 MAIL ADDRESS: STREET 1: 46A, AVENUE JOHN F. KENNEDY CITY: LUXEMBOURG STATE: N4 ZIP: L-2951 FORMER NAME: FORMER CONFORMED NAME: TD Luxembourg International Holdings S.? r.l. DATE OF NAME CHANGE: 20100729 4 1 c13150_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2011-02-22 0001173431 TD AMERITRADE HOLDING CORP AMTD 0001497772 TD Luxembourg International Holdings S.a r.l. 46A, AVENUE JOHN F. KENNEDY LUXEMBOURG N4 L-2951 LUXEMBOURG 0 0 1 0 0000947263 TORONTO DOMINION BANK TORONTO-DOMINION CENTRE P.O. BOX 1 TORONTO A6 M5KIA2 ONTARIO, CANADA 0 0 1 0 Common stock, par value 0.01 per share 2011-02-22 4 S 0 366098 21.2020 D 248153189 D Common stock, par value 0.01 per share 2011-02-23 4 S 0 530688 20.9646 D 247622501 D This price represents the approximate weighted average price per share of common stock of TD Ameritrade Holding Corporation (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $21.00 to $21.62 per Share. TD Luxembourg International Holdings S.a.r.l. and The Toronto-Dominion Bank (together, the "Reporting Persons") undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $20.79 to $21.09 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. TD LUXEMBOURG INTERNATIONAL HOLDINGS S.A.R.L. By: /s/ Rasha El Sissi, authorized signatory 2011-02-24 THE TORONTO-DOMINION BANK By: /s/ Rasha El Sissi, VP Legal 2011-02-24 -----END PRIVACY-ENHANCED MESSAGE-----