0001497758-13-000002.txt : 20130515 0001497758-13-000002.hdr.sgml : 20130515 20130515155230 ACCESSION NUMBER: 0001497758-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: del Rey Global Investors, LLC CENTRAL INDEX KEY: 0001497758 IRS NUMBER: 271574185 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14218 FILM NUMBER: 13846752 BUSINESS ADDRESS: STREET 1: HOWARD HUGHES TOWER STREET 2: 6701 CENTER DR. WEST, SUITE 655 CITY: LOS ANGELES STATE: CA ZIP: 90045 BUSINESS PHONE: 310-649-1233 MAIL ADDRESS: STREET 1: HOWARD HUGHES TOWER STREET 2: 6701 CENTER DR. WEST, SUITE 655 CITY: LOS ANGELES STATE: CA ZIP: 90045 13F-HR 1 delreyhldgsmarfnl.txt 13F HOLDINGS- MARCH 31 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Mar.31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: del Rey Global Investors, LLC Address: 6701 Center Drive West Suite 655 Los Angeles, CA 90045 13F File Number: 28-14218 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gerald W. Wheeler Title: Chief Compliance Officer Phone: 310-649-1233 Signature, Place, and Date of Signing: /s/ Gerald W. Wheeler Los Angeles, CA May 14, 2013 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 20 Form13F Information Table Value Total: $64,984 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. 1. 028-01190 Frank Russell Company FORM 13F INFORMATION TABLE del Rey Global Investors, LLC AS OF Mar. 31, 2013 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVETMNT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRTN MGRS SOLE SHARED NONE BARRICK GOLD CORP CS 067901108 7118 242088 SH Sole 21830 0 220258 BHP BILLITON LTD ADR 088606108 6741 98492 SH Sole 12032 0 86460 BP PLC ADR 055622104 813 19189 SH Sole 19139 0 50 CHINA MOBILE HONG KONG LTD ADR 16941M109 1107 20832 SH Sole 20777 0 55 DEUTSCHE BANK AG NAMEN CS D18190898 495 12649 SH Sole 12614 0 35 ERICSSON L M TEL CO ADR 294821608 1072 85062 SH Sole 84832 0 230 GOLD FIELDS LTD NEW ADR 38059T106 455 58727 SH Sole 58586 0 141 HUANENG PWR INTL INC ADR 443304100 1087 25738 SH Sole 25668 0 70 KINROSS GOLD CORP CS 496902404 4067 512801 SH Sole 67910 0 444891 KT CORP ADR 48268K101 9843 626511 SH Sole 73221 0 553290 LLOYDS TSB GROUP PLC ADR 539439109 737 245609 SH Sole 244884 0 725 MAGNA INTL INC CS 559222401 5020 85514 SH Sole 9945 0 75569 MAKITA CORP ADR 560877300 527 11922 SH Sole 11890 0 32 NEWMONT MINING CORP CS 651639106 9125 217802 SH Sole 25699 0 192103 NOVARTIS A G ADR 66987V109 1374 19284 SH Sole 19233 0 51 ROYAL DUTCH SHELL PLC ADR 780259107 1124 16822 SH Sole 16777 0 45 SANOFI-SYNTHELABO ADR 80105N105 1422 27847 SH Sole 27772 0 75 SIEMENS A G ADR 826197501 1407 13049 SH Sole 13016 0 33 SUNCOR ENERGY INC NEW CS 867224107 6107 203498 SH Sole 25285 0 178213 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 5343 134622 SH Sole 15771 0 118851