0001497637-11-000012.txt : 20111110 0001497637-11-000012.hdr.sgml : 20111110 20111109183122 ACCESSION NUMBER: 0001497637-11-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111110 DATE AS OF CHANGE: 20111109 EFFECTIVENESS DATE: 20111110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Accuvest Global Advisors CENTRAL INDEX KEY: 0001497637 IRS NUMBER: 202104898 STATE OF INCORPORATION: CA FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13979 FILM NUMBER: 111192832 BUSINESS ADDRESS: STREET 1: 3100 OAK ROAD, SUITE 380 CITY: WALNUT CREEK STATE: CA ZIP: 94597 BUSINESS PHONE: 925-930-2882 MAIL ADDRESS: STREET 1: 3100 OAK ROAD, SUITE 380 CITY: WALNUT CREEK STATE: CA ZIP: 94597 13F-HR 1 form13f.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09-30-2011 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: David Allen Address: 3100 Oak Road, Suite 380 Walnut Creek, CA 94597 Form 13F File Number: 028-13979 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David Allen Title: Chief Compliance Officer Phone: 925-930-2882 Signature, Place, and Date of Signing: David Allen Walnut Creek, CA 11/09/11 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F File Number Name 028-13979 David Allen FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 51 Form 13F Information Table Value Total: 227758 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ISHARES TR COM 464287457 5780 68345 SH Sole 30695 37650 18521 219000 SH Defined 219000 ISHARES TR COM 464287242 1578 14050 SH Sole 3290 10760 WISDOMTREE TR COM 97717X867 4598 95571 SH Sole 29231 66340 4041 84000 SH Defined 84000 ISHARES TR COM 464288646 5542 53295 SH Sole 20455 32840 6340 60973 SH Defined 60973 SPDR SERIES TRUST COM 78464A516 547 9100 SH Sole 9100 ADVISORSHARES TR COM 00768Y503 2083 44355 SH Sole 8855 35500 4743 101000 SH Defined 101000 POWERSHARES ETF TRUST II COM 73936q769 1434 62345 SH Defined 62345 ISHARES TR COM 464288638 2794 26165 SH Sole 3660 22505 POWERSHARES DB CMDTY IDX TRA COM 73935s105 5928 230200 SH Defined 230200 WISDOMTREE TRUST COM 97717W125 2039 42810 SH Sole 1170 41640 UNITED STS COMMODITY INDEX F COM 911717106 2625 45137 SH Sole 8407 36730 APPLE INC COM 037833100 999 2620 SH Sole 2620 CITIGROUP INC COM 172967424 403 15750 SH Sole 15750 ISHARES TR COM 464287168 371 7700 SH Sole 7700 EXXON MOBIL CORP COM 30231G102 234 3225 SH Sole 3225 GOLDMAN SACHS GROUP INC COM 38141G104 223 2360 SH Sole 2360 POWERSHARES ETF TRUST COM 73935X682 2356 187468 SH Sole 26470 160998 HOVNANIAN ENTERPRISES INC COM 442487203 33 27450 SH Sole 27450 ISHARES TR COM 464287200 49510 435481 SH Sole 374860 60621 SPDR S&P 500 ETF TR COM 78462F103 466 4120 SH Sole 4120 SCHLUMBERGER LTD COM 806857108 260 4350 SH Sole 4350 AMERICA MOVIL SAB DE CV COM 02364w105 9021 408568 SH Defined 408568 ISHARES TR COM 464286103 462 23022 SH Sole 20245 2777 ISHARES TR COM 464286202 342 22799 SH Sole 18650 4149 ISHARES TR COM 464286509 2870 112587 SH Sole 92695 19892 ISHARES TR COM 464287184 7109 230601 SH Sole 197305 33296 ISHARES TR COM 464286707 510 26793 SH Sole 21680 5113 ISHARES TR COM 464286806 3417 187038 SH Sole 152870 34168 ISHARES TR COM 464286848 2162 228513 SH Sole 190742 37771 ISHARES TR COM 464286772 10928 234661 SH Sole 202510 32151 ISHARES TR COM 464286830 360 29562 SH Sole 24550 5012 ISHARES TR COM 464286822 691 14105 SH Sole 11710 2395 MARKET VECTORS ETF TR COM 57060U506 12604 498195 SH Sole 433935 64260 ISHARES TR COM 464286780 6440 113900 SH Sole 98645 15255 ISHARES TR COM 464286749 474 21876 SH Sole 19130 2746 ISHARES TR COM 464286731 1469 124427 SH Sole 102475 21952 ISHARES TR COM 464286624 13622 255853 SH Sole 223236 32617 ISHARES TR COM 464286699 7988 540843 SH Sole 449788 91055 ISHARES TR COM 464288257 11509 294199 SH Sole 9575 284624 ISHARES DIVERSIFIED ALTR TR COM 464294107 3515 72048 SH Sole 9985 62063 INDEXIQ ETF TR COM 45409B107 1764 65494 SH Sole 4465 61029 GDL FUND COM 361570104 749 62834 SH Sole 12806 50028 PROSHARES TR COM 74347R297 452 23265 SH Sole 3575 19690 ISHARES TR COM 464287341 559 16850 SH Sole 16850 CLAYMORE EXCHANGE TRD FD TR COM 18383M209 1516 55015 SH Sole 10445 44570 UBS AG JERSEY BRH COM 902641596 2854 128265 SH Sole 14620 113645 919 41300 SH Defined 41300