0001127602-14-030147.txt : 20141021 0001127602-14-030147.hdr.sgml : 20141021 20141021165617 ACCESSION NUMBER: 0001127602-14-030147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141017 FILED AS OF DATE: 20141021 DATE AS OF CHANGE: 20141021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 0226 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Jeff A CENTRAL INDEX KEY: 0001497052 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 141166197 MAIL ADDRESS: STREET 1: BLACKROCK, INC. STREET 2: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-10-17 0001364742 BlackRock Inc. BLK 0001497052 Smith Jeff A BLACKROCK, INC. 55 EAST 52ND STREET NEW YORK NY 10055 1 Senior Managing Director Shares Of Common Stock (par Value $0.01 Per Share) 2014-10-17 4 S 0 400 315.8301 D 29021 D Includes (i) 1,116 Restricted Stock Units vesting on 1/31/15, (ii) 2,078 Restricted Stock Units vesting in installments on 1/31/15 and 1/31/16, (iii) 3,290 Restricted Stock Units vesting in installments on 1/31/15, 1/31/16 and 1/31/17, (iv) 6,553 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested and [Footnote 1 cont.] (v) 7,888 Restricted Stock Units awarded on 1/18/13 that will vest in whole or in part only on the satisfaction of one or more previously disclosed Common Stock price targets, but which may not vest before 1/31/17 and will expire on 1/31/19 to the extent not then vested and (vi) 4,096 Restricted Stock Units awarded on 1/17/14 that will vest in whole or in part only on the satisfaction of one or more previously disclosed Common Stock price targets, but which may not vest before 1/31/18 and will expire on 1/31/20 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. /s/ Daniel R. Waltcher as Attorney-in-Fact for Jeff A. Smith 2014-10-21