0001127602-13-029552.txt : 20131021
0001127602-13-029552.hdr.sgml : 20131021
20131021160756
ACCESSION NUMBER: 0001127602-13-029552
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131017
FILED AS OF DATE: 20131021
DATE AS OF CHANGE: 20131021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BlackRock Inc.
CENTRAL INDEX KEY: 0001364742
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320174431
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0226
BUSINESS ADDRESS:
STREET 1: 40 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-810-5300
MAIL ADDRESS:
STREET 1: 40 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: BlackRock, Inc.
DATE OF NAME CHANGE: 20060929
FORMER COMPANY:
FORMER CONFORMED NAME: New BlackRock, Inc.
DATE OF NAME CHANGE: 20060601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Jeff A
CENTRAL INDEX KEY: 0001497052
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33099
FILM NUMBER: 131161564
MAIL ADDRESS:
STREET 1: BLACKROCK, INC.
STREET 2: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-10-17
0001364742
BlackRock Inc.
BLK
0001497052
Smith Jeff A
BLACKROCK, INC.
55 EAST 52ND STREET
NEW YORK
NY
10055
1
Senior Managing Director
Shares Of Common Stock (par Value $0.01 Per Share)
2013-10-17
4
D
0
232
290.1572
D
30866
D
Shares Of Common Stock (par Value $0.01 Per Share)
2013-10-17
4
D
0
100
298.585
D
30766
D
Includes (i) 3,429 Restricted Stock Units vesting on 1/31/14, (ii) 1,206 shares of Restricted Stock vesting on 1/31/14, (iii) 3,742 shares of Restricted Stock vesting on 1/31/14, (iv) 2,232 Restricted Stock Units vesting in installments on 1/31/14 and 1/31/15, (v) 3,116 Restricted Stock Units vesting in installments on 1/31/14, 1/31/15 and 1/31/16, (vi) 6,553 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested and (vii) 7,888 Restricted Stock Units awarded on 1/18/13 that will vest in whole or in part only on the satisfaction of one or more previously disclosed Common Stock price targets, but which may not vest before 1/31/17 and will expire on 1/31/19 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
/s/ Daniel R. Waltcher as Attorney-in-Fact for Jeff A. Smith
2013-10-21