FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 10/18/2010 |
3. Issuer Name and Ticker or Trading Symbol
NetSpend Holdings, Inc. [ NTSP ] |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 38,972,079(1) | D | |
Class A Common Stock | 625,644(2) | D | |
Class A Common Stock | 38,972,079(1) | I | See Footnote 3(3) |
Class A Common Stock | 625,644(2) | I | See Footnote 4(4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Represents shares directly owned by Oak Investment Partners X, Limited Partnership. |
2. Represents shares directly owned by Oak X Affiliates Fund, Limited Partnership |
3. Oak Associates, as the general partner of Oak Investment Partners X, Limited Partnership may be deemed a beneficial owner of the securities. |
4. Oak Associates, as the general partner of Oak X Affiliates Fund, Limited Partnership, may be deemed a beneficial owner of the securities. |
Remarks: |
This Form 3 is being filed by Oak Investment Partners X, Limited Partnership, a Delaware limited partnership ("Oak X"), Oak X Affiliates Fund, Limited Partnership ("Oak Affiliates"), and Oak Associates X, LLC ("Oak Associates" and together with Oak X and Oak Affiliates, the "Reporting Persons"). Each Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of any securities (except to the extent of such Reporting person's pecuniary interest in such securities) other than any securities reported herein as being directly owned by such Reporting Person, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of any such securities for purposes of Section 16 or for any other purpose. |
Ann H. Lamont, Managing Member of Oak Associates X, LLC, General Partner of Oak Investment Partners X, L.P. | 10/18/2010 | |
Ann H. Lamont, Managing Member of Oak X Affiliates, LLC, General Partner of Oak X Affiliates Fund, L.P. | 10/18/2010 | |
Ann H. Lamont, Managing Member of Oak Associates X, LLC | 10/18/2010 | |
Ann H. Lamont, Managing Member of Oak X Affiliates, LLC | 10/18/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |