0001209191-11-047870.txt : 20110914 0001209191-11-047870.hdr.sgml : 20110914 20110914164415 ACCESSION NUMBER: 0001209191-11-047870 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110912 FILED AS OF DATE: 20110914 DATE AS OF CHANGE: 20110914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bjork Lars CENTRAL INDEX KEY: 0001496309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34803 FILM NUMBER: 111090920 MAIL ADDRESS: STREET 1: C/O QLIK TECHNOLOGIES INC. STREET 2: 150 RADNOR CHESTER ROAD CITY: RADNOR STATE: PA ZIP: 19087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QLIK TECHNOLOGIES INC CENTRAL INDEX KEY: 0001305294 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 201643718 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 150 N. RADNOR CHESTER ROAD STREET 2: SUITE E220 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 888-828-9768 MAIL ADDRESS: STREET 1: 150 N. RADNOR CHESTER ROAD STREET 2: SUITE E220 CITY: RADNOR STATE: PA ZIP: 19087 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-09-12 0 0001305294 QLIK TECHNOLOGIES INC QLIK 0001496309 Bjork Lars C/O QLIK TECHNOLOGIES INC., 150 N. RADNOR CHESTER ROAD RADNOR PA 19087 1 1 0 0 CEO, President Common Stock 2011-09-12 4 M 0 20601 0.6298 A 886380 D Common Stock 2011-09-12 4 M 0 19399 1.65 A 905779 D Common Stock 2011-09-12 4 S 0 39400 22.3541 D 866379 D Common Stock 2011-09-12 4 S 0 600 22.8517 D 865779 D Employee Stock Option (Right to Buy) 0.6298 2011-09-12 4 M 0 20601 0.00 D 2016-09-29 Common Stock 20601 0 D Employee Stock Option (Right to Buy) 1.65 2011-09-12 4 M 0 19399 0.00 D 2017-10-01 Common Stock 19399 161202 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2011. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.82 to $22.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.83 to $22.87, inclusive. Exercisable with respect to 1/4 of the shares of stock which are subject to this option on September 30, 2007 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to 3/4 of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period. Exercisable with respect to 1/4 of the shares of stock which are subject to this option on October 1, 2008 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to 3/4 of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period. Deborah C. Lofton, attorney-in-fact for Lars Bjork 2011-09-13