0001209191-11-044445.txt : 20110816 0001209191-11-044445.hdr.sgml : 20110816 20110816164325 ACCESSION NUMBER: 0001209191-11-044445 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110812 FILED AS OF DATE: 20110816 DATE AS OF CHANGE: 20110816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Laird Douglas CENTRAL INDEX KEY: 0001496307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34803 FILM NUMBER: 111040481 MAIL ADDRESS: STREET 1: C/O QLIK TECHNOLOGIES INC. STREET 2: 150 RADNOR CHESTER ROAD CITY: RADNOR STATE: PA ZIP: 19087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QLIK TECHNOLOGIES INC CENTRAL INDEX KEY: 0001305294 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 201643718 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 150 N. RADNOR CHESTER ROAD STREET 2: SUITE E220 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 888-828-9768 MAIL ADDRESS: STREET 1: 150 N. RADNOR CHESTER ROAD STREET 2: SUITE E220 CITY: RADNOR STATE: PA ZIP: 19087 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-08-12 0 0001305294 QLIK TECHNOLOGIES INC QLIK 0001496307 Laird Douglas C/O QLIK TECHNOLOGIES INC., 150 N. RADNOR CHESTER ROAD RADNOR PA 19087 0 1 0 0 VP of Marketing Common Stock 2011-08-12 4 M 0 9000 1.65 A 9000 D Common Stock 2011-08-12 4 S 0 5300 28.4717 D 3700 D Common Stock 2011-08-12 4 S 0 3700 28.9192 D 0 D Employee Stock Option (Right to Buy) 1.65 2011-08-12 4 M 0 9000 0.00 D 2018-12-30 Common Stock 9000 137000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2011. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.79 to $28.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.79 to $28.99, inclusive. Exercisable with respect to 1/4 of the shares of stock which are subject to this option on December 30, 2009 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to 3/4 of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period. /s/ Deborah C. Lofton, Attorney-in-Fact for Douglas Laird 2011-08-15