0001209191-13-019566.txt : 20130402
0001209191-13-019566.hdr.sgml : 20130402
20130402161640
ACCESSION NUMBER: 0001209191-13-019566
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130401
FILED AS OF DATE: 20130402
DATE AS OF CHANGE: 20130402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Deighton Anthony
CENTRAL INDEX KEY: 0001496286
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34803
FILM NUMBER: 13735572
MAIL ADDRESS:
STREET 1: C/O QLIK TECHNOLOGIES INC.
STREET 2: 275 GROVE ST., SUITE 2-400
CITY: AUBURNDALE
STATE: MA
ZIP: 02466
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QLIK TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001305294
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 201643718
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 150 N. RADNOR CHESTER ROAD
STREET 2: SUITE E220
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 888-828-9768
MAIL ADDRESS:
STREET 1: 150 N. RADNOR CHESTER ROAD
STREET 2: SUITE E220
CITY: RADNOR
STATE: PA
ZIP: 19087
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-04-01
0
0001305294
QLIK TECHNOLOGIES INC
QLIK
0001496286
Deighton Anthony
C/O QLIK TECHNOLOGIES INC.
150 N. RADNOR CHESTER ROAD
RADNOR
PA
19087
0
1
0
0
CTO and Senior VP of Products
Common Stock
2013-04-01
4
M
0
12500
1.65
A
54934
D
Common Stock
2013-04-01
4
M
0
3125
6.91
A
58059
D
Common Stock
2013-04-01
4
S
0
15625
25.6412
D
42434
D
Employee Stock Option (Right to Buy)
1.65
2013-04-01
4
M
0
12500
0.00
D
2019-03-30
Common Stock
12500
25000
D
Employee Stock Option (Right to Buy)
6.91
2013-04-01
4
M
0
3125
0.00
D
2020-05-20
Common Stock
3125
28125
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2011.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.18 to $25.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
Exercisable with respect to 1/4 of the shares of stock which are subject to this option on March 30, 2010 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to 3/4 of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.
Exercisable with respect to 1/16 of the shares of stock which are subject to this option in equal increments quarterly over four (4) years beginning March 31, 2011, provided Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.
/s/ Deborah C. Lofton, Attorney-in-Fact for Anthony Deighton
2013-04-02